2009 WI 58
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Supreme Court of |
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Case No.: |
2007AP1289-CR |
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Complete Title: |
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State of Plaintiff-Appellant, v. Christopher Baron, Defendant-Respondent-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS 2008 WI App 90 Reported at: 312 (Ct. App 2008-Published) |
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Opinion Filed: |
June 23, 2009 |
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Submitted on Briefs: |
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Oral Argument: |
March 6, 2009 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Randy R. Koschnick
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Justices: |
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Concurred: |
BRADLEY, J., concurs (opinion filed). PROSSER, J., concurs (opinion filed). |
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Dissented: |
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Not Participating: |
ABRAHAMSON, C.J., did not participate. |
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Attorneys: |
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For the defendant-respondent-petitioner there were briefs
by Daniel P. Dunn and the Dunn Law Office,
For the plaintiff-appellant the cause was argued by Jeffrey J. Kassel, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2009 WI 58
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 ANNETTE KINGSLAND ZIEGLER, J. This is a review of a published court of appeals' decision[1] that reversed the decision of the Jefferson County Circuit Court, Randy R. Koschnick, Judge. The circuit court concluded that Wis. Stat. § 943.201(2)(c)(2005-06),[2] which punishes the unauthorized use of another individual's personal identifying information in order to harm the individual's reputation, was unconstitutional as applied to Baron. The State appealed, and the court of appeals reversed the circuit court. Baron petitioned this court for review, which we accepted. We affirm the court of appeals' decision.
¶2 This case requires us to decide whether Wis. Stat. § 943.201(2)(c) is unconstitutional as applied to Baron because it violates his First Amendment right to freedom of speech. We conclude that the State has shown beyond a reasonable doubt that § 943.201(2)(c), as applied to Baron, is narrowly tailored to achieve a compelling government interest and therefore does not violate Baron's constitutional right to freedom of speech.
I. BACKGROUND
¶3 Christopher Baron worked as an emergency medical technician for
the city of
¶4 As alleged in the criminal complaint, on August 10, 2006, Baron
accessed Mark Fisher's e-mail account by using Fisher's password, which Baron
had previously acquired. After accessing
Fisher's e-mail account, Baron found a number of
e-mails allegedly showing that Fisher was having an extramarital affair. Baron organized the various e-mails into one
e-mail message and then sent the message to people in the
e-mails, Fisher committed suicide.
¶5 When questioned by authorities, Baron admitted that he had sent the e-mails to get Fisher in trouble. Baron stated that he originally intended to send the e-mails only to Fisher's wife, but he then sent them to other people so they could see that Fisher was not "golden."
¶6 Baron was charged as follows: criminal defamation in violation of Wis. Stat. § 942.01(1), which was voluntarily dismissed by the State; two counts of obstructing an officer in violation of Wis. Stat. § 946.41(1); two counts of computer crimes in violation of Wis. Stat. § 943.70(2); and identity theft in violation of Wis. Stat. § 943.201(2)(c).
¶7 The only charge at issue in this appeal is the identity theft violation under Wis. Stat. § 943.201(2)(c). With regard to that charge, the complaint provided that Baron "did intentionally use personal identifying information or personal identification documents . . . of Mark G. Fisher to harm the reputation of [Fisher] without [Fisher's] authorization or consent by representing that he was [Fisher] . . . ." The information, which was filed on November 13, 2006, clarified that the personal identifying information that Baron used was Mark Fisher's name.
¶8 Baron filed a motion to dismiss the Wis. Stat. § 943.201(2)(c) charge because he argued that the statute was unconstitutional as applied to his conduct. The circuit court granted the motion. The circuit court reasoned that § 943.201(2)(c) contains a defamation element, which interferes with Baron's First Amendment right to free speech, i.e., his First Amendment right to defame a public official. The circuit court concluded that while it was not a clear cut case and there were reasonable arguments on both sides, it had concerns about the chilling effect that would arise by applying this statute to Baron's conduct.
¶9 The court of appeals reversed the circuit court's decision. It concluded that Baron's logic was flawed
because he focused on the "purpose" element in isolation. The court of appeals stated that "
II. STANDARD OF REVIEW
¶10 The constitutionality of a statute is a question of law that we
review de novo. State v. Zarnke,
224
III. ANALYSIS
¶11
(2) Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information or personal identification document of an individual, including a deceased individual, without the authorization or consent of the individual and by representing that he or she is the individual, that he or she is acting with the authorization or consent of the individual, or that the information or document belongs to him or her is guilty of a Class H felony:
. . . .
(c) To harm the reputation . . . of the individual.[4]
¶12 The First Amendment[5] provides: "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances."
¶13 Pursuant to Wis. Stat. § 943.201(2)(c), Baron was charged with one count of identity theft; the State alleged that Baron "did intentionally use personal identifying information or personal identification documents . . . of Mark G. Fisher to harm the reputation of [Fisher] without [Fisher's] authorization or consent by representing that he was [Fisher] . . . ."
¶14 In order to determine if Wis. Stat. § 943.201(2)(c), as applied to Baron, violates his First Amendment rights we must address two crucial questions: First, does § 943.201(2)(c) regulate speech[6] or conduct alone? If neither speech nor expressive conduct is being regulated, we need not utilize a First Amendment analysis because the statute does not implicate the First Amendment. Second, if speech or expressive conduct is being regulated, is the statute's regulation content based or content neutral? A content-based statute must survive strict scrutiny whereas a content-neutral statute must survive only intermediate scrutiny. In either event, it is the State's burden to prove that § 943.201(2)(c) is constitutional.
¶15 Baron argues that the charge must be dismissed because Wis. Stat. § 943.201(2)(c) is a content-based statute that does not survive strict scrutiny, and in turn, the charge against Baron violates his constitutional right to free speech. In response, the State argues the following three points: First, this statute regulates conduct and not speech; second, if speech is being regulated, the statute is content neutral and survives intermediate scrutiny; and third, if the statute is content based, it survives strict scrutiny. We conclude that § 943.201(2)(c), as applied to the facts of this specific case, is content based and regulates speech in addition to conduct,[7] and as a result, the statute should be analyzed under strict scrutiny. However, because, as applied to Baron, the statute is narrowly tailored to achieve a compelling government interest, it is nonetheless constitutional.
A. Speech or conduct
¶16 In order to determine if a First Amendment analysis is required, we
must first consider whether conduct alone or speech, which includes expressive
conduct, is being regulated. See
¶17 In Johnson, 491
¶18 In United States v. O'Brien, 391
¶19 In Robins, 253
¶20 Rather than regulating speech, this court concluded in Robins
that the child enticement statute regulated conduct.
¶21 In the case at hand, Wis. Stat. § 943.201(2) provides in relevant part: "Whoever, for any of the following purposes[, e.g., to harm the reputation of the individual,] intentionally uses . . . any personal identifying information . . . of the individual . . . without the authorization or consent of the individual and by representing that he or she is the individual, . . . is guilty of a Class H felony."
¶22 We conclude that, as charged and as applied to the facts of this case, Wis. Stat. § 943.201(2)(c) regulates speech in addition to conduct. The statute punishes a person for using another individual's personal identifying information with the intent to harm that individual's reputation.[10] Under the facts of this case, the statute regulates conduct because it restricts the use of another's identity and the distribution of reputation-harming materials, but speech is also being regulated because the content of the e-mails is critical in order to evidence Baron's intent to use personal identifying information to harm Fisher's reputation. Therefore, this is not a case as in Robins where the conduct was merely initiated, evidenced, or carried out in part by speech. Rather, this is a case where the reputation-harming portion of the charge is evidenced by the content of the speech, i.e., the content of the e-mails.
¶23 Unlike in Robins, where speech was used to show the
defendant's intent to entice a child, speech in this case is not used to show
the defendant's intent to use another individual's personal identifying
information. Absent the e-mails, i.e.,
speech, which were used with the intent to harm Fisher's reputation, Baron has
not committed an element of the crime as alleged. Therefore, just as communicative elements
were being regulated in Johnson and O'Brien, communicative
elements are being regulated in this case.
Under the statute as charged and applied to the facts of this case, it
is the content of the
e-mails, i.e., the speech, that evidences the defendant's intent to use
personal identifying information to harm Fisher's reputation. Thus, here, speech in addition to conduct is
being regulated.[11]
¶24 The State argues that the prohibited conduct under Wis. Stat. § 943.201(2)(c) is the
unauthorized use of an individual's personal identifying information and not
speech that is intended to harm another individual's reputation. Therefore, under the State's argument, it is
only conduct that is being regulated and not speech, and thus, the First
Amendment is not implicated. The State
relies on State v. Derango, 2000 WI 89, ¶17, 236
¶25 The child enticement statute applied in Derango reads:
Whoever, with intent to commit any of the following acts, causes or attempts to cause any child who has not attained the age of 18 years to go into any vehicle, building, room or secluded place is guilty of a Class BC felony:
(1) Having sexual contact or sexual intercourse with the child in violation of s. 948.02 or 948.095.
(2) Causing the child to engage in prostitution.
(3) Exposing a sex organ to the child or causing the child to expose a sex organ in violation of s. 948.10.
(4) Taking a picture or making an audio recording of the child engaging in sexually explicit conduct.
(5) Causing bodily or mental harm to the child.
(6) Giving or selling to the child a controlled substance or controlled substance analog in violation of ch. 961.
Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information or personal identification document of an individual, including a deceased individual, without the authorization or consent of the individual and by representing that he or she is the individual, that he or she is acting with the authorization or consent of the individual, or that the information or document belongs to him or her is guilty of a Class H felony:
(a) To obtain credit, money, goods, services, employment, or any other thing of value or benefit.
(b) To avoid civil or criminal process or penalty.
(c) To harm the reputation, property, person, or estate of the individual.
¶26 According to the State, an analogy to the child enticement statute
shows that Wis. Stat. § 943.201(2)(c) prohibits only conduct and does not
regulate speech. Under the State's
theory, the prohibited conduct is the unauthorized use of another individual's
personal identifying information, and therefore, subsections (a) through (c)
are simply ways to carry out that identity theft. The State's argument in this regard is
unpersuasive because the subsections of the child enticement statute are not
analogous to the subsections of the identity theft statute.
¶27 The
child enticement statute criminalizes one act, i.e., the act of causing a child
to go into a secluded place, but the act has six different possible modes of
commission. Derango, 236
¶28 Subsections (a) through (c) of the identity theft statute, on the other hand, are significantly different in nature, and thus identity theft can occur in multiple ways.[12] As a result, the prohibited conduct charged includes more than simply the use of Fisher's identity. The way in which the State charged the offense here involved the use of Fisher's identity to distribute communications that were intended to harm the reputation of Fisher. Therefore, this statute prohibits the combination of the use of the individual's personal identifying information with the intent to harm the reputation of that individual. Since in this case, the use of another's personal identifying information was coupled with reputation-harming speech, i.e., the content of the e-mails, we conclude that, in this case, Wis. Stat. § 943.201(2)(c) regulates speech in addition to conduct. As a result, we must proceed further with a First Amendment analysis to determine whether § 943.201(2)(c) is content based or content neutral.
B. Content based or content neutral
¶29 The State, relying on the court of appeals' decision in this case, argues that the statute is content neutral because it does not impose any cognizable burden on political speech. Baron, on the other hand, argues that the statute regulates speech based on the ideas or message expressed, and as a result, it is content based.
¶30 "At the heart of the First Amendment lies the principle that
each person should decide for himself or herself the ideas and beliefs
deserving of expression, consideration, and adherence." Turner Broad. Sys., Inc. v. F.C.C., 512
¶31 As a result, government action that regulates speech is
appropriately limited. However, if
speech is being regulated, the regulation must survive strict scrutiny if it is
content based or intermediate scrutiny if it is content neutral.
¶32 Determining when the regulation of speech is content based or
content neutral can prove difficult.
¶33 For example, in Boos v. Barry, 485 U.S. 312 (1988), the
Court concluded that the statute at issue was content based. The governing statute provided that
"'[i]t shall be unlawful to display any flag, banner, placard, or device
designed or adapted to . . . bring into public
odium any foreign government . . . within 500 feet of any . . . embassy . . . .'"
¶34 In Burson v. Freeman, 504 U.S. 191 (1992), the Court
concluded that the relevant statute was content based. The governing statute provided that
"'[w]ithin . . . 100 feet from the
entrances, and the building in which the polling place is located, the display
of campaign posters, signs or other campaign materials, distribution of
campaign materials, and solicitation of votes . . . are prohibited.'"
¶35 On the other hand, in Members of City Council of City of Los Angeles
v. Taxpayers for Vincent, 466 U.S. 789 (1984), the Court concluded the
ordinance at issue was content neutral.
The governing ordinance provided that "'[n]o person shall paint,
mark or write on, or post or otherwise affix, any hand-bill or sign to or upon
any . . . electric light or power or telephone or telegraph or
trolley wire pole . . . .'"
¶36 Similarly, in City of Renton v. Playtime Theatres, Inc., 475
U.S. 41 (1986), the Court concluded that the ordinance at issue was content
neutral. The applicable ordinance prohibited
any "'adult motion picture theater' from locating within 1,000 feet of any
residential zone, single- or multiple-family dwelling, church, or park, and
within one mile of any school."
¶37 In
¶38 In the case at hand, we conclude that Wis. Stat. § 943.201(2)(c) is content based because whether Baron's conduct is prohibited depends entirely upon whether Baron's speech, i.e., the content of the e-mails, was intended to be reputation-harming speech, which is similar to the content-based provisions in Boos and Burson where the prohibition was dependent upon whether signs were critical of foreign governments or related to political campaigns. However, we do not decide today whether subsection (c) of Wis. Stat. § 943.201(2) must always be deemed content based under all circumstances as we do not address potential situations where something other than speech is used with the intent to harm another's reputation.
¶39 Unlike Taxpayers for Vincent,
¶40 The State, in effect, argues that the justification behind the identity theft statute is to punish people for using another individual's identity without consent, and therefore, the statute does not regulate a specific category of speech. While the State may be correct with respect to the application of the identity theft statute to other factual scenarios, under the facts of this case and as charged here, the content of the e-mails was critical to the charge in that Baron must have used Fisher's personal identifying information with the intent to harm Fisher's reputation.
¶41 In Boos, 485 U.S. at 320, the United States Supreme Court
stated that regulations are content neutral when they "'are justified
without reference to the content of the regulated speech.'" (Citation omitted.) For example, "[s]o long as the
justifications for regulation have nothing to do with content, i.e., the desire
to suppress crime has nothing to do with the actual films being shown inside
adult movie theaters," the regulation can be analyzed as content neutral.
¶42 The district attorney's justification for charging Wis. Stat. § 943.201(2)(c) is based upon
the content of the
e-mails because that is what is intended to be harmful to Fisher's reputation, and
thus, the e-mails, i.e., speech, is necessary proof of an element of the
crime. When the
¶43 We conclude that, under facts of this case, Wis. Stat. § 943.201(2)(c) is content based and regulates speech in addition to conduct. However, this may not be the case under all circumstances given that one may be able to intend to harm the reputation of another without using speech.
¶44 Accordingly, the State bears the burden of showing that the statute overcomes strict scrutiny in order to survive Baron's as-applied challenge.
C. Strict scrutiny
¶45 To survive strict scrutiny, the State has the burden to show that
the "'regulation is necessary to serve a compelling state interest and
that it is narrowly drawn to achieve that end.'" Boos, 485
¶46 In Burson, 504 U.S. at 193-94, 211, the Court concluded that
the applicable statute, which prohibited a person from displaying or
distributing campaign literature within 100 feet of a polling station, survived
strict scrutiny. The Court asserted that
it "has recognized that a State 'indisputably has a compelling interest in
preserving the integrity of its election process.'"
¶47 In contrast, the Court in Boos, 485
¶48 In the case at hand, Baron concedes that the State has a compelling
interest in preventing identity theft.[13] He, however, asserts that the statute is not
narrowly tailored to achieve that interest because it eliminates Baron's First
Amendment right to defame a public official with true information. The State, in turn, argues that the statute
survives strict scrutiny because the statute is narrowly tailored in that it
applies only when the defendant intentionally uses an individual's personal
information to harm that individual's reputation. We agree with the State and conclude that
this is one of those "rare cases" that a government regulation
survives strict scrutiny. See Burson,
504
¶49 First, as the State asserts, Wis. Stat. § 943.201(2)(c) has limited applicability. While Baron's First Amendment right to defame
a public official is somewhat curtailed by this statute because it impacts
whether Baron can use Fisher's identity to dispense the harmful information,
the restriction is limited. The statute
does not prevent Baron from revealing the reputation-harming information so
long as the method chosen does not entail Baron pretending to be Fisher. Just as the statute in Burson was
limited because it set forth restrictions only within 100 feet from polling
places, this identity theft statute is limited in that it applies only when one
has stolen another person's identity and proceeds to use that identity with the
intent to harm the individual's reputation.
Specifically, a defendant, with
the intent to harm a person's reputation, must use the individual's
personal identifying information
without consent and by representing that he or she is the
individual. See
¶50 Second, this statute does not chill Baron's right to free speech because he could have intended to harm Fisher's reputation without pretending to be Fisher. For example, Baron could have disseminated the information through Baron's own e-mail account or stood on the street corner and distributed flyers. As a result, it is not the case that this statute punishes Baron for criticizing a public official. Rather, the statute punishes Baron for intentionally using an individual's personal identifying information with the intent to harm the individual's reputation.
¶51 Third, unlike in Boos where a more narrow statute could have been drafted, we can find no alternative way to draft the statute and still achieve the compelling government interest. A "get out of jail free" card could not have been intended for someone who uses a public official's e-mail account without authorization in order to send reputation-harming e-mails. There are far more civilized methods that are authorized by law to ensure that our officials are appropriately conducting the peoples' business.[14]
¶52 Baron argues that for Wis. Stat. § 943.201(2)(c) to be narrowly tailored, it should not criminalize harming a public official's reputation with true information. In other words, Baron essentially argues that this statute eliminates his First Amendment right to defame a public official. Baron relies on New York Times Co. v. Sullivan, 376 U.S. 254 (1964) and Bartnicki v. Vopper, 532 U.S. 514 (2001), to assert that he has a right to disseminate truthful information about a public official regardless of its defamatory nature or his defective method of dissemination. Baron is, in effect, arguing that he has an unlimited right to defame a public official by utilizing any method he chooses so long as it is not done with actual malice. Baron's arguments are unpersuasive for three reasons.
¶53 First, while speech that is intended to be harmful to one's reputation is implicated by the statute, the State does not need to prove that the speech was false or done with actual malice, which could be required if Baron was charged with defamation.[15] Under Wis. Stat. § 943.201(2)(c), truthfulness and actual malice are irrelevant considerations given the language chosen by the legislature. The crux of the issue before the court involves the combination of (1) the inappropriate use of the individual's identity that (2) is intended to harm the reputation of that individual. Therefore, Baron's emphasis on truthfulness or actual malice is irrelevant.
¶54 Second, while Baron is correct that he has a First Amendment right
to defame a public official under Sullivan, 376
¶55 Third, Bartnicki does not support Baron's argument that so
long as the information is true, he has an unlimited right to harm a public
official's reputation even while pretending to be that official. In Bartnicki, 532
¶56 Moreover, the Court's reasoning for protecting the radio host's
First Amendment right in Bartnicki was not that he had an unlimited
right to publish such information.
Rather, the Court concluded that while the government's interest
justified prohibiting the "interceptor" from using the illegally obtained
information, "it by no means follows that punishing disclosures of
lawfully obtained information of public interest by one not involved in the
initial illegality is an acceptable means of serving those ends."
IV. CONCLUSION
¶57 We conclude that the State has shown beyond a reasonable doubt that Wis. Stat. § 943.201(2)(c), as applied to Baron, is narrowly tailored to achieve a compelling government interest and does not violate Baron's constitutional right to freedom of speech.
By the Court.—The decision of the court of appeals is affirmed.
¶58 SHIRLEY S. ABRAHAMSON, C.J., did not participate.
¶59 ANN WALSH BRADLEY, J. (concurring). I agree with the majority that the statute is constitutional as applied. Majority op., ¶57. I write separately, however, because I disagree with the majority that the statute regulates speech as well as conduct. Rather, I believe that the court of appeals got it right——this statute as applied regulates only conduct. Accordingly, I respectfully concur.
¶60 The court of appeals noted that "because the statute at issue
implicates First Amendment rights, the State has the burden of proving beyond a
reasonable doubt that the statute is constitutional." State v. Baron, 2008 WI App 90, ¶7, 312
¶61 Under the facts of this case, the State must demonstrate that Baron (1) intentionally used Fisher's personal identifying information (2) for the purpose of harming Fisher's reputation (3) by intentionally representing that he was Fisher (4) without Fisher's consent. It is the second element which implicates First Amendment rights.
¶62 The court of appeals concluded that the statute does not
criminalize each element of the statute in isolation. Baron, 312
¶63 One particularly apt example is Wis. Stat. § 946.10(1), which criminalizes bribery of public officers. This statute is violated if the defendant (1) transfers property (2) to a public officer (3) that the officer was not authorized to receive for the performance of official duties, and (4) "the defendant intend[s] to influence the conduct of [the officer] in relation to any matter which by law [is] pending or might have come before [the officer] in an official capacity." See Wis JI——Criminal 1721 (emphasis supplied).
¶64 The court of appeals correctly noted that "[t]he fourth
element requires that the defendant intended to engage in conduct that, were it
not accompanied by a bribe, would be protected by the First Amendment."[17] Baron, 312
¶65 The court of appeals' decision in this case was cited favorably by
the author of a three-volume treatise on the First Amendment. See Rodney A. Smolla, Smolla and Nimmer on Freedom of
Speech § 24:19
(2009). After discussing the court of
appeals' analogy to bribery, the treatise concludes: "The First Amendment
cannot plausibly be interpreted to protect identity theft, any more than it
protects bribery. . . . If the law does not
protect the corrupt influencing of a public official by under-the-table payments,
it does not protect the corrupt defaming of public officials by hacking into
their computers and stealing their identity and e-mails."
¶66 We have previously stated, "It is not an abridgement of
freedom of speech or press to make a course of conduct illegal merely because
the conduct was in part initiated, evidenced, or carried out by means of
language, either spoken, written, or printed." State v. Robins, 2002 WI 65, ¶42, 253
¶67 The defendant, who was charged with child enticement, claimed that
the statute violated the First Amendment as applied to his attempt to entice a
child through internet speech. Intent to
entice a child was an element of the offense.
We concluded that the statute did not regulate speech and observed that
"internet conversations and e-mails . . . do not by themselves
constitute the crime of child enticement.
Rather, [the] internet conversation and e-mails are circumstantial
evidence of his intent to entice a child . . . ."
¶68 For the reasons discussed above, I conclude that the State has met its burden to demonstrate that the statute is constitutional. Although the application of strict scrutiny is not warranted in this case because the statute criminalizes conduct rather than speech, I agree with the majority that the statute would withstand a strict scrutiny challenge. See majority op., ¶¶48-56. Accordingly, I respectfully concur in the majority's opinion.
¶69 DAVID T. PROSSER, J. (concurring). In 2006 Christopher Baron was charged with
violating several statutes, including Wis. Stat. § 943.201(2)(c) (2007-08).[19] After argument, the circuit court dismissed
the § 943.201
charge on grounds that the statute was unconstitutional as applied. This decision was subsequently reversed by
the court of appeals.
¶70
¶71 Wisconsin
Stat. § 943.201 has been located under this heading. The word "misappropriation" is not
defined in the statutes and it does not appear in § 943.201, but
misappropriation is embedded in the subchapter and is the very heart of the
statute in question.
¶72 Black's
Law Dictionary defines "misappropriation" as "The application of
another's property or money dishonestly to one's own use." Black's Law Dictionary 1013 (7th ed. 1999)
(emphasis added).
¶73 Subsection
(1) of § 943.201 contains two terms: (a) "personal identification
document" and (b) "personal identifying information." "Personal identifying information"
includes basic information such as "[a]n individual's name,"
"[a]n individual's address," "[a]n individual's telephone
number," "[a]n individual's employer or place of employment,"
and "[t]he maiden name of an individual's mother."
¶74 Other
"personal identifying information," such as "[a]n individual's
social security number," "[a]n individual's taxpayer identification
number," and "[a]n individual's code or account number," Wis. Stat.
§ 943.201(1)(b)5., 10., 12.a., frequently present more ominous problems
because of their potential "misappropriation" by people attempting to
obtain "credit, money, goods, services, employment, or any other thing of
value or benefit" without authorization or consent.
¶75 Still
another type of "personal identifying information," "[a]n
individual's deoxyribonucleic acid profile," Wis. Stat.
§ 943.201(1)(b)11., is at the core of an individual's personal privacy.
¶76 In
subsection (1)(a), "Personal identification document" includes
"[a] document containing personal identifying information."
¶77 In
an information age, the legislature is concerned about the unauthorized use,
especially the misappropriation, of an individual's personal identifying
information. Yet there are limits on the
state's authority and ability to control such information. Statutes on this subject must be drafted
carefully.
¶78 In
this case, Baron allegedly accessed Mark Fisher's e-mail account by using
Fisher's personal password. Even if he
acquired the password lawfully, Baron surely was not authorized to rummage
through Fisher's e-mail account, if he did so.
Baron then allegedly collected embarrassing e-mails, "the personal
identification documents," in Fisher's account and combined them into a
new "personal identification document." He then allegedly transmitted the new
"personal identification document," without authorization or consent,
to people in the community. He allegedly
did this from Fisher's own e-mail account using Fisher's name. He allegedly did this with the intent of
harming the reputation of Fisher. If
Baron did these things, he misappropriated Fisher's password, he
misappropriated Fisher's personal identifying documents, he misappropriated
Fisher's e-mail account to send out the documents, and he misappropriated
Fisher's name, with the intent to harm Fisher's reputation.
¶79 Mark
Fisher was a government employee. As
such, he was inevitably subject to attacks on his reputation, especially if the
attacks were true. But a lawful end did
not justify these alleged unlawful means, especially the
misappropriation of Fisher's name, i.e., the false representation of Fisher as
the sender of the widely distributed e-mail.
¶80 If
a person were to send documents from his own computer under his own name, he
would have a defense, on these facts, under this statute. A person who misappropriates another person's
name as he attempts to injure the other person does not have such a
defense. If a person distributed
information anonymously, he also would have a defense under this statute. A person so consumed with malice that he uses
another person's name, without authority, to discredit that person, forgoes his
defense under the statute.
¶81 The
First Amendment does not protect a defendant accused of violating the statute
in the manner alleged here, because the statute requires the state to prove
that the defendant intentionally misrepresented his role as the sender of the
message. The statute punishes
intentional misrepresentation, and intentional misrepresentation is not a First
Amendment freedom.
¶82 "A
good name is rather to be chosen than great riches." Proverbs 22:1. "A good name is better than precious
ointment." Ecclesiastes
7:1. This is the wisdom of the
ages. Misappropriating a person's name
is taking that person's most valuable possession. The legislature understood that this conduct
is a grave offense and should be punished accordingly.
¶83 For the reasons stated, I respectfully concur.
[1] State v. Baron, 2008 WI
App 90, 312
[2] All subsequent references to the Wisconsin Statutes are to the 2005-06 version unless otherwise indicated.
[3] The court of appeals, relying on an argument made by the State, also reasoned that Wis. Stat. § 943.201(2)(c) was constitutional because if Baron's logic was followed, the bribery statute——Wis. Stat. § 946.10(1)——would be unconstitutional. We decline the opportunity to evaluate the constitutionality of the bribery statute because that issue is not now before the court and it is not determinative in our evaluation of § 943.201(2)(c).
[4] We limit our analysis and decision in this case to the portion of Wis. Stat. § 943.201(2)(c) that was charged, i.e., the portion of the statute that prohibits the intent to harm an individual's reputation by the unauthorized use of the individual's personal identifying information.
[5] Section One of the Fourteenth
Amendment to the United States Constitution incorporated the First Amendment so
that it applies to state governments.
DiMa Corp. v. Town of
[6] Speech includes
expressive conduct.
[7] This statute regulates conduct because it regulates the use of another's identity and the distribution of reputation-harming materials. In this case, however, the statute also regulates speech because speech——i.e., the e-mail's content——was used with the intent to harm another's reputation and this is also the basis of Baron's criminal conduct. While Wis. Stat. § 943.201(2)(c) regulates conduct and speech in the case at hand, this may not always be the case. Potentially, conduct alone could constitute identity theft used with the intent to harm the individual's reputation. We do not decide that issue today.
[8] The Court described the
registration certificate as follows: "When a male reaches the age of 18,
he is required by the Universal Military Training and Service Act to register
with a local draft board. He is assigned
a Selective Service number, and within five days he is issued a registration
certificate."
[9] Robins, who was 46 years old
had internet conversations with a minor that included in part:
WI4kink: So you ever get to
Benjm13: sometimes withmy [sic] mom
WI4kink: cool so how would we ever meet?
Benjm13: i dont know u can come here if u want
. . .
WI4kink: could just get a room somewhere
Benjm13: oh that would be cool-like a motel
WI4kink: yup
State v. Robins, 2002 WI 65, ¶6, 253
[10] As provided in Wis JI——Criminal 1458, the elements of Wis. Stat. § 943.201(2) in this case are as follows:
1. The defendant intentionally used personal identifying information of [the] individual.
2. The defendant intentionally used personal identifying information of [the] individual to harm the reputation . . . of the individual.
3. The defendant acted without the authorization or consent of [the] individual and knew that [the] individual did not give authorization or consent.
4. The defendant intentionally represented that he was [the] individual.
[11] Arguably, under the current statutory language, if Baron had used Fisher's identity but did not do so in a manner to harm Fisher's reputation, the State would be relegated to charging another subsection of the identity theft statute or some other statute altogether. While this may not have been what the legislature intended, that is, the legislature may have intended to criminalize the unauthorized use of another's identity, the current statutory language, under subsection (c) of Wis. Stat. § 943.201(2), would seem to allow such use of another individual's identity if that use is not harmful to the reputation of the individual.
[12] Cf. State v. Sauceda,
168
[13] Baron's strict scrutiny argument is limited to asserting that this statute, as applied to Baron, is not narrowly tailored. Baron further states: "We do not contest the fact that the State has a compelling interest in protecting the victims of identity theft."
[14] See generally Wis. Stat. § 19.35.
[15] If charges are pursuant to Wis. Stat. § 942.01, "Defamation," the State must show the statement was false if a private citizen is being defamed, and if a public official is being defamed, the State must show the statement was made with actual malice pursuant to New York Times Co. v. Sullivan, 376 U.S. 254, 279-80 (1964). Otherwise First Amendment protections can arise.
[16]
Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information . . . without the authorization or consent of the individual and by representing that he or she is the individual . . . is guilty of a Class H felony:
. . . .
(c) To harm the reputation, property, person, or estate of the individual.
[17] The First Amendment
guarantees "the right of the people . . . to petition the
Government for redress of grievances."
[18] See also Arnold H. Loewy, Distinguishing Speech from Conduct, 45 Mercer L. Rev. 621, 622 (1994) ("A significant number of crimes either require or frequently involve communication. Simply giving money to the bribee would be ineffective because she would have no idea of why she was receiving it unless somebody communicated with her. Similarly, perjury punishes false statements made under oath. . . . I am aware of no serious argument that any of this 'speech' ought to be constitutionally protected.").
[19] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[20] Cf., e.g., Monfils v. Taylor, 165 F.3d 511 (7th Cir. 1998), cert. denied, 528 U.S. 810 (1999).