2009 WI 36
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Supreme Court of |
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Case No.: |
2007AP2307-CR |
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Complete Title: |
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State of Plaintiff-Respondent, v. Michael Scott Long, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 314 (Ct. App. 2008-Unpublished) |
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Opinion Filed: |
May 27, 2009 |
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Submitted on Briefs: |
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Oral Argument: |
March 6, 2009 |
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Edward F. Vlack
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Justices: |
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Concurred: |
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Dissented: |
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Not Participating: |
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Attorneys: |
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For the defendant-appellant-petitioner there were briefs
by Joseph L. Sommers and Sommers Law Office,
For the plaintiff-respondent the cause was argued by Anne C. Murphy, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2009
WI 36
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed in part, reversed in part, and cause remanded.
¶1 ANN WALSH BRADLEY, J. Michael Scott Long seeks review of an unpublished decision of the court of appeals affirming his conviction and sentence for second-degree sexual assault and false imprisonment.[1] He asserts that there was insufficient evidence to convict him of either offense. In addition, he contends that the circuit court erroneously concluded that he was a persistent repeater under Wis. Stat. § 939.62(2m) (2007-08).[2]
¶2 We conclude that there was sufficient evidence for a jury to find Long guilty of second-degree sexual assault and false imprisonment. However, we also determine that the circuit court incorrectly applied Wis. Stat. § 939.62(2m). Under the plain language of the statute and the facts alleged in the complaint, Long is not a persistent repeater. Accordingly, we affirm the convictions, vacate the sentence, and remand to the circuit court for resentencing consistent with this opinion.
I
¶3 On October 24, 2004, Michael S. Long entered the Country Inn in
¶4 Long was charged with one count of second-degree sexual assault
contrary to Wis. Stat. § 940.225(2)(a)
and one count of false imprisonment contrary to § 940.30. For
both counts, he was charged as a persistent repeater under Wis. Stat. § 939.62(2m)(b)1. That subsection is commonly referred to as
the
¶5 To count as a strike, a previous conviction must have been for a
"serious felony." The statute
lists
¶6 The complaint listed two
¶7 At trial, Bobbie D. testified that she was working behind the desk at the Country Inn on the evening of October 24, 2004. Long entered the motel wearing white spandex shorts, a purple shirt, and a baseball cap.[4] He told her that he was wearing spandex because he lost a bet, and he asked if it was revealing. She testified that she thought he was joking, and when Long asked her to accompany him to the breakfast room, she went.
¶8 At that point, Long asked Bobbie D. to rate his penis on a scale from one to ten and asked her to come hug him so that she could tell him how his penis felt. Bobbie D. testified that she "didn't know what to do" and that she "just stood there" because "she was too afraid to leave at that point." She also testified, "I said no and I started to back away. I just took one or two steps away. I didn't leave the room but I backed away and I said no."
¶9 On cross-examination, however, Bobbie D. was uncertain about whether she affirmatively told Long he could not hug her. The following exchange occurred between Bobbie D. and the defense attorney:
Q: And does the report indicate that Mr. Long asked you if you would mind if he hugged you?
A: That's what it says.
Q: And that your response was that you didn't say anything, is that correct?
A. I said I wouldn't do it. I'm not going to hug him.
Q: Your testimony today is that you told Mr. Long that you would not hug him?
A: When he asked if I would mind if he hugged me I don't remember, I guess I don't recall if I stood there or if I said no but he never asked if I would hug him.
¶10 Bobbie D. testified that Long assaulted her: "He approached me and grabbed me and put his arms around me and hugged three to four different times." She described the hug as "[v]ery forceful. It was very tight." She testified that his penis touched her buttocks and inner thigh through her clothes. "He just kept holding on very tight and both arms were around and it was just very tight and he didn't let go." Bobbie D. further testified that she did not cry out or say anything because she was afraid, and she did not run away because he was holding her too tightly. When he let go, she ran behind the desk and into a back room and called her supervisor.
¶11 The jury was instructed on second-degree sexual assault and the lesser included crime of fourth-degree sexual assault,[5] as well as on false imprisonment. The jury returned guilty verdicts for both second-degree sexual assault and false imprisonment.
¶12 Prior to sentencing, the circuit court issued a written memorandum
decision and order concluding beyond a reasonable doubt that two of Long's
previous convictions were comparable to serious felonies in
¶13 In reaching this conclusion, the circuit court examined Long's
previous conviction for fourth-degree criminal sexual conduct in
¶14 The circuit court also examined Long's previous conviction for
first-degree burglary in
¶15 Long was charged with first-degree burglary, fifth-degree criminal sexual conduct, and indecent exposure. There is no judgment of conviction or plea colloquy in the record. Nonetheless, according to a court document entitled "Terms and Conditions of Felony Sentence," it appears that Long pled guilty to the burglary charge on December 13, 2003. There is nothing in the record indicating the disposition of the fifth-degree criminal sexual conduct charge or the indecent exposure charge. However, at oral argument the parties agreed that those charges had been dismissed.
¶16 The circuit court also determined that the underlying conduct in
the
¶17 On November 26, 2006, Long was sentenced to life imprisonment without the possibility of parole on the second-degree sexual assault conviction. The court also sentenced him to a concurrent sentence of three years confinement and three years extended supervision on the false imprisonment conviction.
¶18 Long appealed, arguing that there was insufficient evidence to
convict him of second-degree sexual assault and false imprisonment. He also challenged the application of the
persistent repeater penalty enhancement, asserting that his
II
¶19 This case requires us to review the sufficiency of evidence
supporting a jury verdict. When a defendant challenges a
verdict based on sufficiency of the evidence, we give deference to the jury's
determination and view the evidence in the light most favorable to the
State. State v. Hayes, 2004 WI
80, ¶57, 273
¶20 This
case also requires us to interpret and apply the persistent repeater statute,
Wis. Stat. § 939.62(2m). Statutory
interpretation and application present questions of law which we review
independently of the determinations rendered by the circuit court and the court
of appeals. State ex rel. Hipp v.
III
¶21 We address first the challenges Long makes to his
A
¶22 The jury was instructed that to find Long guilty of second-degree sexual assault, it must conclude that: (1) Long had sexual contact with Bobbie D.; (2) Bobbie D. did not consent to the sexual contact; and (3) the sexual contact was by use or threat of force or violence. The instructions specified that the third element is satisfied if the "use or threats of force or violence compel the victim to submit. The phrase by use of force includes forcible sexual contact or force used as the means of making sexual contact." Long does not argue that the jury instructions were erroneous.
¶23 Instead, he argues that there was insufficient evidence of force because Bobbie D. testified that he hugged her and a hug is not equivalent to force. He further argues that because Bobbie D. was not certain whether she told Long not to hug her, the jury was presented with insufficient evidence to conclude that Long forced her to submit to sexual contact. In essence, Long argues that if Bobbie D. passively succumbed to the hug, the hug could not have been forceful or violent.[7]
¶24 Long's arguments are not persuasive. Under
¶25 Here, Bobbie D. testified that Long grabbed her, hugged her tightly and forcibly, and that she was too afraid to cry out. From this testimony, the jury could have determined that Long forcibly held Bobbie D., compelling her to submit so that he could make sexual contact. We conclude that a reasonable jury could have determined beyond a reasonable doubt that the sexual contact was by use or threat of force or violence.
B
¶26 Long also argues that there was insufficient evidence to convict him of false imprisonment. The jury was instructed on the five elements of false imprisonment: (1) the defendant confined or restrained Bobbie D.; (2) he did so intentionally; (3) he did so without her consent; (4) the defendant had no lawful authority to restrain her; and (5) he knew that she did not consent and that he did not have lawful authority to restrain her. The instruction further explained:
If the defendant deprived Bobbi D. of freedom of movement or compelled her to remain where she did not wish to remain then Bobbie D. was confined or restrained. The use of physical force is not required. One may be confined or restrained by acts or words or both. A person is not confined or restrained if she knew that she could have avoided it by taking reasonable action. A reasonable opportunity to escape does not change confinement or restraint that has occurred.
¶27 Long does not argue that the instruction misstates
¶28 This court has previously explained that confinement is the
"restraint by one person of the physical liberty of another." Herbst v. Wuennenberg, 83
¶29 In this case, Bobbie D. testified, "He just kept holding on very tight and both arms were around and it was just very tight and he didn't let go." We conclude that, based on such testimony, a reasonable jury could have determined beyond a reasonable doubt that Long restrained Bobbie D.'s physical liberty.
¶30 Long further argues that there was insufficient evidence that Bobbie D. did not consent to the confinement or restraint. He points to her testimony during cross-examination, where Bobbie D. equivocated about whether she had affirmatively told Long that he could not hug her. Long's argument misses the mark. Even if Bobbie D. was silent and did not back away from Long, those facts would not establish her consent.
¶31 Although Wis. Stat. § 939.22(48)
enumerates several definitions of "without consent," "consent in
fact" is not specifically defined in that statute or in the false
imprisonment statute. Nonetheless, consent
is defined in the sexual assault statute as "words or overt actions by a
person who is competent to give informed consent indicating a freely given
agreement to have . . . sexual contact."
¶32 In the context of false imprisonment, consent in fact is established by words or overt actions by a person who is competent to give informed consent indicating a freely given agreement to be confined or restrained. See id. Long does not point to any words or actions by Bobbie D. that would indicate her freely given agreement to be confined or restrained. Under these circumstances, we conclude that even if the jury did not believe that Bobbie D. said no, a reasonable jury could have determined beyond a reasonable doubt that she did not consent in fact to the restraint.
IV
¶33 Having determined that there was sufficient evidence to convict Long of second-degree sexual assault and false imprisonment, we turn next to his argument regarding the persistent repeater penalty enhancer. Long asserts that the circuit court wrongly concluded that he was a persistent repeater. He points to Wis. Stat. § 939.62(2m)(d), which provides that "comparable" out-of-state convictions can be counted as strikes "only if the court determines, beyond a reasonable doubt, that the violation relating to that conviction would constitute a [serious felony] if committed by an adult in this state."
¶34 Long acknowledges that his previous conviction for fourth-degree
criminal sexual conduct in Washington County, Minnesota would have constituted
a serious felony in Wisconsin and thus constitutes one "strike." However, he asserts that his second
"strike," a Hennepin County, Minnesota conviction for first-degree
burglary, is not comparable to a serious felony in
¶35 We need not address this argument because we determine that, based on the previous convictions that were listed in the complaint and the plain language of the persistent repeater statute, Long is not a persistent repeater. The statute provides that an actor is a persistent repeater if:
[1] The actor has been convicted of a serious felony on 2 or more separate occasions at any time preceding the serious felony for which he or she presently is being sentenced . . . and [2], of the 2 or more previous convictions, at least one conviction occurred before the date of violation of at least one of the other felonies for which the actor was previously convicted.
¶36 This subsection establishes two independent requirements that must
be met before a defendant is deemed a persistent repeater. The first clause requires that the two
previous strikes occurred before the
¶37 When asked at oral argument how this subsection should be construed, counsel for the State argued that it simply requires that at least one of the previous convictions preceded the present conviction. This proposed interpretation does not comport with the plain meaning of the statute and principles of statutory interpretation.
¶38 First, the State's interpretation is inconsistent with the text of
the second clause, which provides that "of the 2 or more previous
convictions, at least one conviction occurred before the date of violation
of at least one of the other felonies for which the actor was previously
convicted."
¶39 Further, when construing statutes, meaning should be given to every
word, clause, and sentence. Hutson v.
¶40 Lest there be any doubt about the intent of the legislature in enacting this subsection, the legislative history confirms our analysis. Before the legislature passed 1993 Wisconsin Act 289, which codified the statutory language quoted above, the Legislative Reference Bureau provided the following analysis of the bill:
This bill creates a persistent repeat serious felony offender category and persons who are persistent repeat serious felony offenders must be sentenced to life imprisonment without the possibility of parole. To be subject to this persistent repeat serious felony offender status, a person must currently be sentenced for a serious felony and must have had convictions, or delinquency adjudications,[8] on 2 or more separate occasions for serious felonies preceding the current serious felony violation. In addition, of the prior convictions . . . , at least one of the convictions . . . must have occurred before the date of at least one of the other serious felony violations . . . .
This analysis clearly states
that: (1) the conviction date for the first offense must have preceded the
violation date for the second offense, and (2) the conviction date for the second
offense must have preceded the violation date for the current
¶41 Having determined that application of the persistent repeater
statute requires a particular sequence of convictions, we turn to the
convictions listed in Long's criminal complaint. They do not meet these requirements. The violation date of the Washington County,
Minnesota offense is March 23, 2003, and the conviction date for that offense
is January 7, 2004. The violation date
for the Hennepin County, Minnesota offense is March 26, 2003, and the
conviction date for that offense is December 18, 2003. The conduct leading to his current
¶42 Both of Long's prior convictions occurred before the date of
violation of his present Wisconsin felonies, satisfying the statutory
requirement that "[t]he actor has been convicted of a serious felony on 2
or more separate occasions at any time preceding the serious felony for which
he . . . presently is being
sentenced." See
¶43 Long did not advance this statutory interpretation argument at the circuit court or at the court of appeals. Normally, under such circumstances, we would conclude that an issue neither raised nor briefed is waived. Long's sole recourse would be to file a motion for post-conviction relief, perhaps alleging ineffective assistance of counsel.
¶44 Nonetheless, waiver is merely a rule of judicial administration. State v. Moran, 2005 WI 115, ¶31, 284
¶45 We determine that the circuit court incorrectly interpreted and applied Wis. Stat. § 939.62(2m)(b). Under the plain language of the statute and the facts alleged in the complaint, Long is not a persistent repeater. Accordingly, we vacate the sentence and remand to the circuit court for resentencing consistent with this opinion.
V
¶46 On remand, this case may present several new and complex issues. Although we briefly note these issues below, we need not and do not make any determinations about them today.
¶47 First, it is conceivable that the State may wish to amend its complaint to substitute other prior convictions as the basis for the persistent repeater allegation.
¶48 Wis. Stat. § 973.12(1) provides in part:
Whenever a person charged with a crime will be a repeater or a persistent repeater under s. 939.62 if convicted, any applicable prior convictions may be alleged in the complaint, indictment or information or amendments so alleging at any time before or at arraignment, and before acceptance of any plea.
¶49 We have never specifically addressed whether it is permissible for
the State to amend a criminal complaint after the conclusion of a jury
trial. We have, however, discussed when
it is permissible for the State to amend a complaint after the defendant enters
a guilty plea. See, e.g., State
v. Bonds, 2006 WI 83, 292
¶50 In Bonds, we stated that a post-plea amendment was
permissible in that case because (1) the defendant had notice that he was being
charged as a habitual criminal, and (2) the defendant was not prejudiced in
making an intelligent plea as a result of the substitution of a different
previous conviction as a factual basis for its repeater allegation. 292
¶51 Second, if the State is permitted to amend its complaint, the
circuit court will have to determine what documents are necessary to establish
the fact of the prior convictions. When
an offender is sentenced as a persistent repeater, proof of a prior conviction
directly affects a liberty interest, and proof beyond a reasonable doubt is
essential. See id., ¶40. The statutes provide that "[a]n official
report of the F.B.I. or any other governmental agency of the
¶52 We have previously explained that:
To be an official report under sec. 973.12(1), Stats., on which reliance may be placed, the report must contain relevant information regarding the issue of repeater status and must specifically include the date of conviction for the previous offense. . . . The report in the present case did not contain such information and, therefore, could not be relied on for the penalty enhancement.
State v. Farr, 119
¶53 There may be some circumstances when a judgment of conviction or
similar document is entirely unnecessary to prove the fact of the prior
conviction. For instance, a defendant's
admission can constitute proof beyond a reasonable doubt.
¶54 In this case, the State did not provide an official judgment of conviction for either of the previous offenses it charged in the complaint. On remand, if the State is permitted to amend its complaint, the circuit court and State should ensure that the record is complete and that it allows the court to make the necessary determinations beyond a reasonable doubt.
¶55 Finally, the circuit court will be required to grapple with the
difficult task of determining the nature of any out-of-state convictions. The question of whether an out-of-state
conviction is "comparable" to a serious felony in
¶56 In Apprendi v.
¶57 However, when the court is required to compare an out-of-state conviction to the Wisconsin criminal code, the court might be required to assess not only the fact of a prior conviction but also the facts and conduct underlying that conviction. Whether a judge is permitted to make these assessments could implicate Apprendi.
¶58 The United States Supreme Court has struggled to resolve a similar
dilemma. See Shepard v.
¶59 The constitutional complexities are further heightened when the
court must review a complaint charging multiple crimes, yet the defendant
pleaded guilty to only one. The court
must determine the factual basis for the plea, and whether that factual basis
would support a conviction for a serious felony in
¶60 In sum, we conclude that there was sufficient evidence for a jury to find Long guilty of second-degree sexual assault and false imprisonment. We further conclude that the circuit court incorrectly applied Wis. Stat. § 939.62(2m). Under the plain language of the statute and the facts alleged in the complaint, Long is not a persistent repeater. Accordingly, we affirm the convictions, vacate the sentence, and remand to the circuit court for resentencing consistent with this opinion.
By the Court.—The decision of the court of appeals is affirmed in part and reversed in part, and the cause is remanded to the circuit court for resentencing.
[1] State v. Long,
No. 2007AP2307-CR, unpublished slip op. (
[2] All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
[3] The complaint also
listed an August 11, 2003 conviction for indecent exposure. Since the filing of the complaint, the State
has not argued that the 2003 indecent exposure conviction would constitute a
serious felony in
[4] Long did not testify, but he stipulated that he was the individual who approached Bobbie D. at the Country Inn on October 24, 2004.
[5] Both second- and
fourth-degree sexual assault require proof that the defendant had sexual
contact with the victim and that the victim did not consent to the sexual
contact. Second-degree sexual assault
requires proof of one additional element——that
the sexual contact was by use or threat of force or violence. Compare
[6] Long also asserts that
the rule of lenity should apply here.
Under the rule of lenity, we will construe a criminal statute in favor
of the accused "[w]hen there is doubt as to the meaning of a criminal
statute." State v. Quintana,
2008 WI 33, ¶66, 308
[7] Although Long's argument might be construed as an attempt to argue that Bobbie D. consented to the sexual contact, we do not and cannot read it that way. Sexual contact occurred when Long pressed his penis against Bobbie D's body. Even if Bobbie D. affirmatively consented to the hug, that fact would not establish that she consented to the sexual contact.
Further, Long has conceded that there was sufficient evidence to convict him of fourth-degree sexual assault, defined as sexual contact without consent. Thus, Long has acknowledged that a jury could find that Bobbie D. did not consent to sexual contact.
[8] A later amendment removed juvenile adjudications from the list of serious felonies that would subject an offender to the persistent repeater penalty enhancement.