2008 WI 23
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Supreme Court of |
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Case No.: |
2006AP3163 |
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Complete Title: |
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In the matter of the refusal of Eric D. Smith: Plaintiff-Respondent, v. Eric D. Smith, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS Reported at: 303 (Ct. App.:2007-Unpublished) |
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Opinion Filed: |
March 28, 2008 |
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Submitted on Briefs: |
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Oral Argument: |
February 29, 2008
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Source of Appeal: |
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Court: |
Circuit |
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County: |
Washburn |
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Judge: |
Eugene D. Harrington
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Justices: |
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Concurred: |
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Dissented: |
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Not Participating: |
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Attorneys: |
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For the defendant-appellant-petitioner there were briefs
by Kevin J. Mulrooney, Kirk B. Obear,
and Melowski,
For the plaintiff-respondent there was a brief and oral argument by Daniel J. Tolan, assistant district attorney.
2008 WI 23
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 SHIRLEY S. ABRAHAMSON, C.J. The defendant, Eric
D. Smith, seeks review of an unpublished decision of the court of appeals
affirming an order of the Circuit Court for
¶2 The issues at a statutory refusal hearing are limited to, inter alia, whether the officer had probable cause to believe that the person was driving or operating a motor vehicle while under the influence and whether the officer complied with Wis. Stat. § 343.305(4) governing the information the officer shall read to the person from whom the test specimen is requested.[3]
¶3 Two issues are presented on review of the decision of the court of appeals affirming the circuit court's order revoking the defendant's operating privileges during the refusal hearing:
I. Did the circuit court err in determining in the refusal hearing that the law enforcement officer had probable cause to arrest the defendant for operating a motor vehicle while under the influence of an intoxicant?
II. Did the circuit court err in determining in the refusal hearing that the defendant improperly refused to submit to chemical testing?
¶4 This court is reviewing the rulings of the circuit court at the refusal hearing.
¶5 We affirm the decision of the court of appeals affirming the circuit court's order revoking the defendant's operating privileges. The circuit court did not err in concluding that the state presented sufficient evidence at the refusal hearing to establish the officer's probable cause to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant. The circuit court did not err in holding that the defendant improperly refused to submit to chemical testing.
¶6 We shall state the facts relevant to each issue in discussing that issue.
I
¶7 The defendant urges that the evidence presented at the refusal hearing established that the law enforcement officer had only a reasonable suspicion that the defendant operated a motor vehicle while under the influence of an intoxicant. In deciding whether the circuit court erred in determining in the refusal hearing that Deputy Sutherland had probable cause to arrest the defendant for operating a motor vehicle while under the influence of an intoxicant, we first state the facts surrounding the arrest and then answer the question of probable cause.
A
¶8 Here are the facts. At approximately 2:40 a.m. on July 23, 2006, Deputy Shawn Sutherland of the Washburn County Sheriff's Department observed the defendant's vehicle traveling on a two-lane highway at a rate of speed that appeared to be well above the posted speed limit of 55 miles per hour. The Deputy's stationary radar indicated that the defendant's vehicle was traveling at 76 miles per hour, 21 miles per hour in excess of the posted speed limit.
¶9 The Deputy activated his emergency lights and followed the defendant. While in pursuit, the Deputy observed that the defendant seemed to have "a delayed response" in pulling over. Deputy Sutherland estimated that the defendant continued to travel down a curved portion of the highway for approximately three-tenths of a mile after the officer activated his emergency lights. The Deputy also observed the defendant's vehicle cross the highway's double-yellow centerline twice before the defendant pulled over.
¶10 Once the defendant pulled over, the Deputy approached the driver's side of the vehicle and initiated conversation with the defendant. The Deputy detected the odor of alcohol on the defendant's breath and asked the defendant how much he had been drinking that night. The defendant responded that he had consumed "a couple of beers" at Grandma Link's Restaurant and Bar.
¶11 Later in the conversation, the defendant also told the Deputy that he would be lying if he said he had just a couple beers. Deputy Sutherland asked the defendant how long he had been drinking that night. The defendant replied that he had consumed more than two beers between the hours of 4:00 p.m. and just prior to being stopped at 2:40 a.m.
¶12 The Deputy testified that he formed the opinion that the defendant
was too intoxicated to operate a motor vehicle safely. The Deputy also testified that he formed this
opinion on the basis of the excessive speed at which the defendant was driving;
the fact that the defendant crossed the highway's centerline while being
pursued; the odor of intoxicants on the defendant's breath; and the amount of
alcohol that the defendant admitted to having consumed. Deputy Sutherland placed the defendant under
arrest for operating a motor vehicle while under the influence of an intoxicant
and transported the defendant to the
¶13 The defendant urges that this court reverse the circuit court's holding of probable cause on the ground that the evidence presented at the refusal hearing established that the law enforcement officer had only a reasonable suspicion that the defendant operated while intoxicated, which is not sufficient to justify an arrest.
B
¶14 The issue presented is whether the circuit court erred in ruling in the refusal hearing that the law enforcement officer had probable cause to arrest the defendant for operating a motor vehicle while under the influence of an intoxicant. The circuit court could not revoke the defendant's operating privileges based on the defendant's refusal to submit to chemical testing unless the defendant's arrest was based on probable cause.[5]
¶15 In the context of a refusal hearing following an arrest for operating a motor vehicle while intoxicated, "probable cause" refers generally to that quantum of evidence that would lead a reasonable law enforcement officer to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant.[6] The burden was on the state in the instant case to present evidence sufficient to establish the officer's probable cause to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant.[7]
¶16 Whether probable cause to arrest exists in a given case is a question of law that this court determines independently of the circuit court and court of appeals but benefiting from their analyses.[8]
¶17 In arguing that the Deputy did not have probable cause to arrest
him for operating a motor vehicle while under the influence of an intoxicant,
the defendant contends that no evidence existed of slurred speech, difficulty
standing, bloodshot eyes, or other indicia of intoxication. The defendant relies principally upon two
decisions of this court to support his position that the Deputy did not have
probable cause to arrest him for operating a motor vehicle while under the
influence of an intoxicant: State v.
Seibel, 163
¶18 In Seibel, a law enforcement officer arrested Seibel for homicide by negligent use of a motor vehicle after Seibel's motorcycle crossed a highway centerline, sideswiped an oncoming vehicle and caused the death of the vehicle's two occupants.[9] Seibel subsequently agreed to provide the officer with a blood sample for purposes of a blood alcohol test.[10] The State charged Seibel with two counts of homicide by intoxicated use of a vehicle, along with other crimes involving operation of a motor vehicle while under the influence of an intoxicant.[11]
¶19 Seibel moved to suppress the results of his blood alcohol test on the ground that probable cause did not exist to arrest him for operating a motor vehicle while under the influence of an intoxicant and that the State's act of drawing a blood sample from Seibel constituted an unlawful search in violation of the Fourth Amendment.[12]
¶20 The Seibel court did not address the question whether the State had probable cause to arrest Seibel for operating a motor vehicle while under the influence of an intoxicant.[13] Rather, in Seibel the court concluded that when the officer had probable cause to arrest Seibel for homicide caused by negligent operation of a motor vehicle,[14] the State need prove only reasonable suspicion to believe that the driver's blood contained evidence to take a blood sample incident to the arrest.
¶21 The Seibel court determined that the law enforcement officers had reasonable suspicion to believe that Seibel's blood contained evidence of the crime of homicide by negligent operation of a motor vehicle, namely evidence that Seibel had imbibed an amount of alcohol sufficient to lessen or impair his ability to exercise ordinary care behind the wheel.[15] The court identified four indicia of drinking that collectively established reasonable suspicion: Seibel's unexplained erratic driving leading to a serious accident; a strong odor of intoxicants emanating from Seibel's traveling companions (who had been driving their motorcycles with Seibel as Seibel drove his); one officer's belief that he also smelled an intoxicant on Seibel; and Seibel's belligerence and lack of contact with the reality that he was at fault for the accident resulting in the victims' deaths.[16]
¶22 Seibel is not, however, dispositive of the present case. The Seibel court never considered whether the State could meet the probable cause standard for an arrest for driving while under the influence. Rather, the Seibel court addressed only the questions whether law enforcement officers had probable cause to arrest Seibel for operating a motor vehicle negligently and causing a homicide, and whether they had reasonable suspicion supporting a belief that Seibel's blood contained evidence of the crime of homicide by negligent operation of a motor vehicle.
¶23 Moreover, in the present case the Deputy had knowledge of significant indicia of intoxication that were not present in Seibel. The defendant admitted to the Deputy that the defendant had consumed alcohol prior to driving and supplied inconsistent and equivocal information regarding the amount of alcohol that he had consumed, first stating that he had consumed a couple of beers and later stating that he would be lying if he said he had consumed just a couple of beers. The defendant also admitted that he had been at a bar for more than ten hours immediately preceding his encounter with the Deputy.
¶24 The defendant also relies on Swanson, arguing that Swanson requires that a field sobriety test had to have been performed if the State is to establish probable cause to arrest the defendant for driving while operating under the influence.[17]
¶25 In Swanson, law enforcement officers observed Swanson drive his automobile onto the sidewalk in front of a tavern at approximately 2:00 a.m. and nearly hit at least one pedestrian.[18] The officers approached Swanson to speak to him about the incident and detected an odor of intoxicants on Swanson's breath, but Swanson had no slurred speech or difficulty standing.
¶26 The officers who confronted Swanson apparently decided to administer a field sobriety test to Swanson inside their squad car and proceeded to perform a pat-down search of Swanson prior to placing him in the vehicle. This search revealed a bag of marijuana in Swanson's pocket.[19]
¶27 Upon receiving a request for backup assistance at a domestic disturbance, the officers aborted their plans to administer a field sobriety test. The officers placed Swanson under arrest for possession of marijuana and put Swanson in the back of the squad car.[20] Swanson accompanied the officers to the domestic disturbance call and then escaped when left alone.[21] Swanson was later apprehended and charged with felony escape and possession of a controlled substance.[22] The circuit court dismissed the criminal complaint, concluding that the pat-down search and arrest of Swanson for possession of marijuana were unlawful under the Fourth Amendment.[23]
¶28 This court held that the officers' pat-down search of Swanson could not be justified under Terry v. Ohio, 392 U.S. 1 (1968), as a pat-down search for weapons.[24] The Swanson court also held that the pat-down search could not be justified as a search incident to lawful arrest, because Swanson was not in fact under arrest at the time of the search.[25]
¶29 The State argued in Swanson that the officers "could have" placed Swanson under arrest for a number of offenses, including operating a motor vehicle while under the influence of an intoxicant and reckless endangering safety, and that therefore the search was a valid search incident to an arrest.[26] The Swanson court refused "to carve out an exception to warrantless searches based solely on probable cause with no resulting arrest."[27] Because the State failed to show that an arrest for anything other than possession of a controlled substance was ever implied, attempted, or accomplished, the court refused to address whether probable cause existed to arrest Swanson for any of the other offenses.[28]
¶30 Nevertheless, the Swanson court addressed in a footnote the question of whether probable cause to arrest for any offense existed, stating that the officers "arguably" lacked probable cause to arrest Swanson for operating a motor vehicle while under the influence of an intoxicant or for the other offenses suggested by the State.[29] The defendant embraces this footnote in Swanson, arguing that in the absence of a field sobriety test, the indicia of intoxication in Swanson and in the present case support only a reasonable suspicion that the person was driving while intoxicated.
¶31 The Swanson court noted that officers had knowledge of three
indicia of criminal conduct——namely
Swanson's unexplained erratic driving, the odor of intoxicants on Swanson's
breath, and the approximate time of the incident (about the time that bars
close in Wisconsin)——and
concluded that such indicia "form the basis for a reasonable suspicion but
should not, in the absence of a field sobriety test, constitute probable cause
to arrest someone for driving while under the influence of intoxicants."[30] The court explained that without a field sobriety test, "the police officers
could not evaluate whether the suspect's physical capacities were sufficiently
impaired by the consumption of intoxicants to warrant an arrest."[31]
¶32 The relevant comments in the Swanson footnote are follows:
Clearly, the officers here did possess a reasonable
suspicion that Swanson had committed a criminal act, either operating under the
influence or reckless endangerment, but arguably lacked probable cause to
arrest Swanson at the time of the search.
The first indicia of criminal conduct included Swanson's unexplained
erratic driving. The second indicia
included the odor of intoxicants emanating from Swanson as he spoke. The third indicia included the approximate
time of the incident, which occurred at about the time that bars close in the
state of
. . . Unexplained erratic driving, the odor of alcohol, and the coincidental time of the incident form the basis for a reasonable suspicion but should not, in the absence of a field sobriety test, constitute probable cause to arrest someone for driving while under the influence of intoxicants. A field sobriety test could be as simple as a finger-to-nose or walk-a-straight-line test. Without such a test, the police officers could not evaluate whether the suspect's physical capacities were sufficiently impaired by the consumption of intoxicants to warrant an arrest.[32]
¶33 Swanson did not announce a general rule requiring field sobriety tests in all cases as a prerequisite for establishing probable cause to arrest a driver for operating a motor vehicle while under the influence of an intoxicant.
¶34 Furthermore, the Swanson court's statement pertained to the circumstances of that case.[33] The question of probable cause must be assessed on a case-by-case basis. Swanson, like Seibel, is distinguishable from the present case because the Deputy in the instant case had knowledge of significant indicia of intoxication that were not present in Swanson. The defendant in the present case, in contrast to Swanson, admitted that he had consumed an indeterminate number of drinks (but more than two) during a 10-hour stay at a bar prior to being pulled over.
¶35 The circumstances of the present case are similar to those in State v. Wille, 185
¶36 We conclude that under the circumstances of the present case, the Deputy's knowledge at the time of the arrest would lead a reasonable law enforcement officer to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant. At the time of the arrest, the Deputy knew that the defendant had been driving well in excess of the speed limit late at night on a two-lane highway; that the defendant delayed pulling over after the deputy activated his emergency lights; that the defendant had twice driven across the centerline before pulling over; that the defendant had an odor of alcohol on his breath; that the defendant had admitted to consuming alcohol over a period of more than ten hours ending just prior to his encounter with the deputy; and that the defendant had supplied inconsistent and equivocal information regarding the amount of alcohol that he had consumed during that period of time. The state has met its burden of presenting evidence sufficient to establish that the Deputy had probable cause to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant and had probable cause to arrest him for this offense.
¶37 For the reasons set forth, we conclude that the circuit court did not err in concluding that the state presented sufficient evidence at the refusal hearing to establish the officer's probable cause to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant.
II
¶38 The
defendant urges that he did not improperly refuse to submit to chemical
testing. He contends that his refusal
was not improper because the Deputy made two misstatements to the defendant
regarding the penalties the defendant would incur for refusing to submit to a
chemical test. In considering whether
the circuit court erred in concluding
that the defendant improperly refused to submit to chemical testing, we
first state the facts surrounding the refusal and then consider the statutes
and case law.
A
¶39 Here are the facts. When
Deputy Sutherland and the defendant arrived at the
¶40 After reading the form, the Deputy asked the defendant whether he would submit to an evidentiary test of his breath.[36] The defendant was unsure whether he wanted to submit to the test and expressed concern regarding the penalties that he might be facing.
¶41 According to the Deputy's testimony, prior to expounding upon the penalties that the defendant might face, the Deputy informed the defendant that he could not give the defendant legal advice. The Deputy then told the defendant that if the breath test registered a blood alcohol concentration over the legal limit of .08%, the defendant's operating privileges would be suspended for a period of six months. The Deputy further told the defendant that if the defendant refused to submit to the test, the defendant would face a one-year revocation of his operating privileges.
¶42 The Deputy offered conflicting testimony regarding statements he
made to the defendant about the defendant's right to contest a revocation of
operating privileges based on the defendant's refusal to submit to chemical
testing. On direct examination, Deputy
Sutherland testified that he told the defendant that the defendant would have a
"ten-day period to request administrative review" if he refused to
submit to chemical testing. On
cross-examination, defense counsel asked Deputy Sutherland whether the Deputy
remembered telling the defendant that "if he refused it's a 12-month revocation but you get a hearing
within ten days." Deputy Sutherland
replied, "Correct."
¶43 The inconsistency between Deputy Sutherland's two statements was never resolved.[37] Neither counsel for the state nor counsel for the defendant pointed out the inconsistency to the Deputy. The circuit court did not make a factual finding regarding whether the Deputy advised the defendant correctly that he could "request" an administrative hearing within ten days, or told the defendant incorrectly that he could "get" a hearing in ten days.
¶44 The defendant agreed to submit to a breath test. The Deputy set up the Intoximeter and instructed the defendant how to use it. The Deputy instructed the defendant to take a deep breath, to get a good seal around the Intoximeter's mouthpiece, and to provide a long, steady blow into the machine until the deputy told him to stop.
¶45 The defendant made one attempt to submit a breath sample using the Intoximeter, but this attempt was unsuccessful. The Deputy explained at the hearing that the defendant did not have a good seal around the mouthpiece and did not blow very hard into the Intoximeter and that it seemed like the defendant was attempting to blow around, not into, the Intoximeter's tube.
¶46 The Deputy testified that he confronted the defendant about the defendant's apparent attempt to blow around the Intoximeter's tube and that he tried to get the defendant to correct the problem. The defendant responded that he did not think he should take the breath test. The Deputy then asked the defendant if that was his final decision. The defendant replied that it was. The Deputy informed the defendant that he would consider the defendant's answer as a refusal to submit to the test.
¶47 The Deputy provided the defendant with a notice of intent to revoke the defendant's operating privilege.[38] The defendant requested a hearing (the refusal hearing) to contest revocation of his operating privileges.[39]
¶48 At the time of his arrest, the defendant had a
¶49 Defense counsel also asked the Deputy whether he was aware that his
statement of penalties applicable to the defendant did not accurately represent
what happens to a
¶50 The circuit court ordered the defendant's operating privileges
revoked for 12 months based on the defendant's refusal to submit to chemical
testing.
B
¶51 A
refusal to submit to a chemical test for intoxication cannot result in
revocation of operating privileges unless the person has first been adequately
informed of his rights under the law.[40] The defendant contends that the Deputy made
two mistakes in informing the defendant of his rights. First,
the defendant asserts that the Deputy mistakenly advised the defendant, who
held a
¶52 The
information that the Deputy had to convey to the defendant is governed by Wis.
Stat. § 343.305(4), which sets forth the information that a law
enforcement officer shall read to the person from whom the test sample is
requested, as follows:
INFORMATION. At
the time that a chemical test specimen is requested under sub. (3) (a) or (am),
the law enforcement officer shall read the following to the person from whom
the test specimen is requested:
"You have either been arrested for an offense that involves driving or operating a motor vehicle while under the influence of alcohol or drugs, or both, or you are suspected of driving or being on duty time with respect to a commercial motor vehicle after consuming an intoxicating beverage.
This law enforcement agency now wants to test one or more samples of your breath, blood or urine to determine the concentration of alcohol or drugs in your system. If any test shows more alcohol in your system than the law permits while driving, your operating privilege will be suspended. If you refuse to take any test that this agency requests, your operating privilege will be revoked and you will be subject to other penalties. The test results or the fact that you refused testing can be used against you in court.
If you take all the requested tests, you may choose to take further tests. You may take the alternative test that this law enforcement agency provides free of charge. You also may have a test conducted by a qualified person of your choice at your expense. You, however, will have to make your own arrangements for that test.
If you have a commercial driver license or were operating a commercial motor vehicle, other consequences may result from positive test results or from refusing testing, such as being placed out of service or disqualified."
¶53 The
parties and the circuit court agree, as do we, that the Deputy complied fully
with Wis. Stat. § 343.305(4). The
Deputy read the required statutory information verbatim to the defendant.
¶54 The
problem arises in the instant case with respect to the Deputy's imparting
information to the defendant in addition to the information provided the
defendant under Wis. Stat. § 343.305(4) and the defendant's assertion that
the additional information was in error.
¶55 The interpretation and application of Wis. Stat. § 343.305 to undisputed facts is a question of law that this court determines independently of the circuit court and court of appeals but benefiting from their analyses.[41] We examine the case law interpreting and applying Wis. Stat. § 343.305 to fact situations in which a law enforcement officer has given additional and incorrect information to the person from whom a test is requested.
¶56 The
principal case is County of Ozaukee v. Quelle, 198
(1) Has the law enforcement officer not met, or
exceeded his or her duty under §§ 343.305(4) . . . to
provide information to the accused driver;
(2) Is
the lack or oversupply of information misleading;[43]
and
(3) Has the failure to properly inform the driver affected his or her ability to make the choice about chemical testing?[44]
¶57 Applying this three-prong inquiry to the facts before it, the Quelle
court of appeals held that the officer had met his duty under Wis. Stat. § 342.305(4) but had
exceeded his duty by going beyond the statutory duty of reading the information
on the face of the form. The officer had
advised Quelle that she could refuse to submit to the test.[45] The answer to the first-prong of the Quelle
inquiry was in the affirmative. With
regard to the second prong, the officer's advice was an accurate statement of
the law. Thus the answer to the
second-prong was in the negative, and Quelle failed to satisfy the second
prong.[46] Accordingly, the court of appeals concluded
that the information supplied to Quelle was adequate.
¶58 Each party relies upon a different court of appeals' decision
applying the Quelle three-prong inquiry for assessing the information
process mandated by Wis. Stat. § 343.305(4). The defendant relies on State v. Schirmang,
210
¶59 In Schirmang, upon which the defendant relies, a law enforcement officer read Schirmang an Informing the Accused form, stating in relevant part, "If you . . . refuse to submit to chemical testing and you have two or more prior suspensions, revocations or convictions within a five year period . . . a motor vehicle owned by you may be equipped with an ignition interlock device, immobilized or seized and forfeited."[47] The form read by the officer was out of date. As a result, the officer failed to comply with the requirements of Wis. Stat. § 343.305(4). At the time the officer read the form, the applicable penalties applied if the driver "had two or more prior . . . convictions [for operating a motor vehicle under the influence of an intoxicant] within the last ten years."[48] At the refusal hearing, it was stipulated that Schirmang had one conviction for operating a motor vehicle under the influence of an intoxicant within the last five years and a second conviction within the last ten years.[49]
¶60 Applying the Quelle test, the court of appeals reversed the circuit court's order revoking Schirmang's operating privileges.
¶61 According to the court of appeals, Schirmang satisfied the three prongs of the Quelle test——the information did not satisfy Wis. Stat. § 343.305(4), the information was misleading, and Schirmang was prejudiced. The arresting officer read the incorrect Wis. Stat. § 343.305(4) information; the officer's statement was misleading because it understated the penalties applicable to Schirmang (falsely suggesting that the earlier of Schirmang's two convictions would not count against Schirmang); and the misinformation affected Schirmang's ability to make a rational choice because Schirmang could not weigh his factual circumstances against the actual statutory criteria that affected him.[50]
¶62 The circuit court had ruled against Schirmang on the ground that
Schirmang "was not prejudiced by the misinformation because he presented
no testimony that he would have submitted to testing had he been properly
informed."[51] Citing State v. Wilke, 152
¶63 The Schirmang court of appeals interpreted Wilke as
holding that an officer necessarily fails to substantially comply with Wis.
Stat. § 343.305(4)
whenever the officer misstates penalties that would actually affect the driver
given the driver's record. Schirmang's
characterization of Wilke is not an accurate statement of the Wilke holding. The Wilke case involved a law
enforcement officer's failure to give the defendant one component of the
statutorily required information (relating to penalties), and the Wilke
court of appeals rested its decision on this fact.[53] According to Wilke, if the circuit
court determines that the officer failed to inform the accused in compliance
with the statute, the circuit court "'shall order that no action be taken
on the operating privilege on account of the person's refusal to take the test
in question.' Sec. 343.305(9)(d)."[54]
The Wilke opinion says nothing about misstatements of penalties that
would actually affect the driver.[55]
¶64 The
Schirmang court of appeals was correct, however, to rely upon Wilke
in reaching its decision. Schirmang,
like Wilke, involved a law enforcement officer's failure to give the
defendant the statutorily required information.[56] Thus, the Wilke and Schirmang
cases present the same fact situation.
If the Schirmang court of appeals was to adhere to Wilke,
the Schirmang court of appeals was required to reverse the circuit court's
order revoking Schirmang's operating privileges. Language in Quelle (and any
subsequent cases applying Quelle) stating that the Quelle
three-prong inquiry, including prejudice, applies when a law enforcement
officer fails to provide the statutorily required information is
withdrawn. The Wilke analysis
applies when a law enforcement officer fails to provide the statutorily
required information.[57] According to Wilke, the circuit court determines
whether the officer failed to furnish the statutorily required information, and
if it so determines, the circuit court orders that no action be taken on the
operating privilege.
¶65 The
instant case is unlike Wilke and Schirmang; Wilke and Schirmang therefore
do not govern the instant case. In the
instant case the Deputy correctly advised the defendant of the information set
forth in Wis. Stat. § 343.305(4).
¶66 We
turn to Ludwigson, upon which the state relies.
¶67 In Ludwigson, which was published shortly after Schirmang (and which does not mention Schirmang), the court of appeals determined that a law enforcement officer had given the information required under Wis. Stat. § 343.305(4) and also had provided Ludwigson with additional information. The officer attempted to explain the form in layman's terms, telling Ludwigson that the normal penalty for refusing to submit to a chemical test is a one-year revocation of driving privileges.[58] Because Ludwigson had a prior conviction for operating a motor vehicle while under the influence of an intoxicant, her penalty for refusing to submit to a chemical test could be a revocation period of two years.[59] The officer's additional information to Ludwigson understating the penalty to which Ludwigson was subject for refusing to submit to the test given Ludwigson's driving record amounted to giving Ludwigson incorrect information.[60]
¶68 The Ludwigson court of appeals ruled against Ludwigson,
concluding that Ludwigson had failed to present any evidence to show that the
erroneous information caused her to refuse to submit to chemical testing.[61] The Ludwigson court of appeals
interpreted the third prong of the Quelle test to impose upon the person
refusing to submit to the chemical test a burden of producing evidence
sufficient to make a prima facie showing of a causal connection between the
misleading statements and the refusal to submit to chemical testing.[62] Once the prima facie evidence has been
submitted, the burden shifts to the State to prove otherwise.[63] Ludwigson had the ultimate burden of proving
by a preponderance of the evidence that the erroneous additional information
caused her to refuse to take the test.
¶69 The
court of appeals determined that Ludwigson failed to carry even the burden of
producing evidence sufficient to make a prima facie showing of a causal
connection between the officer's misleading statements and Ludwigson's refusal
to submit to chemical testing. Ludwigson
never presented any evidence to show that the erroneous information caused her
to refuse to submit to the test. She
never took the stand on her own behalf.
She was not able to point to anything supporting a finding of causation
in her favor. The court of appeals rejected
Ludwigson's argument that the erroneous information misled her as a matter of
law.[64]
¶70 According
to the Ludwigson court of appeals, when an officer gives information in
addition to the information set forth in Wis. Stat. § 343.305(4) and when
the additional information is erroneous, it is the defendant's burden to prove
by a preponderance of the evidence that the erroneous additional information in
fact caused the defendant to refuse to submit to chemical testing.[65]
¶71 Ludwigson
is distinguishable from both Wilke and Schirmang on its facts and
is distinguishable when these three decisions are read properly. Unlike Wilke and Schirmang, the
Ludwigson case did not involve an officer's failure to provide the
statutorily required information under Wis. Stat. § 343.305(4). Ludwigson, like Quelle and the
instant case, involved an officer who met his duty under § 343.305(4) and
then gave additional information alleged to be erroneous. The rule articulated in Wilke is not
applicable to the facts in Ludwigson or in the instant case.
¶72 In
sum, Wilke and Schirmang are cases in which the law enforcement
officer failed to provide statutorily required information to the
defendant. In such cases, Wilke
governs and the defendant's operating privileges may not be revoked based on an
improper refusal to submit to chemical testing.
Quelle and Ludwigson are cases in which the law
enforcement officer provided all the statutorily required information but then
provided more information in excess of his duty under § 343.305(4). In such cases, the three-prong Quelle
inquiry as interpreted in Ludwigson governs.
¶73 The
instant case falls within the Ludwigson fact situation and rule rather
than the Schirmang and Wilke fact situations and rule.
¶74 The
defendant contends that Schirmang and Ludwigson contradict each
other. The defendant points out that the
Schirmang court of appeals ruled in favor of the driver, stating, in
reliance on Wilke, that there cannot be substantial compliance with Wis.
Stat. § 343.305(4) when the law enforcement officer misstates the
penalties that would actually affect the driver given the driver's record. The Ludwigson court of appeals,
however, ruled against the driver, even though the officer had understated the
penalty that would actually apply to the driver if she refused to submit to the
test.
¶75 We
agree with the defendant that language in the two cases is inconsistent. As we have previously explained, the Schirmang
opinion is in error in stating that there cannot be substantial compliance with
Wis. Stat. § 343.305(4) when the law enforcement officer misstates the
penalties that would actually affect the particular driver in question given
the driver's record. This language in Schirmang
mischaracterizes the court of appeals' earlier decision in Wilke. Properly read, Wilke stands for the
proposition that there cannot be substantial compliance with § 343.305(4)
when the law enforcement officer fails to give the defendant the statutorily
required information about penalties.
Upon acknowledging the erroneous statement in Schirmang, we
conclude that Schirmang and Ludwigson can be reconciled.
¶76 We
now apply Quelle and Ludwigson to the present case.
¶77 With
regard to the first prong of the Quelle inquiry, we agree with the circuit court, the state, and the
defendant that the Deputy gave the defendant the information required by Wis.
Stat. § 343.305(4). Deputy
Sutherland read the Department of Transportation's Informing the Accused form
verbatim to the defendant. This form
accurately states the information that Wis. Stat. § 343.305(4) required
Deputy Sutherland to read to the defendant. The present case therefore is not a
Wilke/Schirmang case.
¶78 We also agree with the circuit court, the state, and the defendant that the Deputy gave the defendant more information than required by Wis. Stat. § 343.305(4). After discharging his duty under § 343.305(4) by reading the Department of Transportation's Informing the Accused form verbatim to the defendant, Deputy Sutherland went on to provide additional information to the defendant. The present case is therefore governed by Ludwigson. The first prong of the three-prong Quelle inquiry is answered in the affirmative.
¶79 With regard to the second prong of the Quelle inquiry, the defendant contends that the additional information that the Deputy furnished the defendant was misleading, that is, erroneous, in two respects.
¶80 The defendant first argues that Deputy Sutherland gave the
defendant erroneous information when the Deputy stated that the defendant's
operating privileges would be suspended for six months if the defendant failed
a breath test and that the defendant's operating privileges would be revoked
for one year if the defendant refused to submit to the test. The
defendant asserts that such information "was clearly a misstatement of the
penalties that would actually befall" the defendant, because Louisiana law
applicable to a Louisiana resident like the defendant "provides for either
an administrative suspension of 90 days if a chemical test result shows a
prohibited alcohol concentration, or a revocation of 180 days upon a refusal."[66] The defendant argues that the information
regarding suspension or revocation of Wisconsin operating privileges was
"wholly inapplicable to [the defendant]," inasmuch as the defendant
had a
¶81 We disagree with the defendant that the Deputy's statement of the
applicable penalties was erroneous. The
Deputy accurately stated the
¶82 Officers impart information about
¶83 The defendant also contends that the Deputy provided the defendant with erroneous information when the Deputy allegedly stated that if the defendant refused to submit to chemical testing, the defendant would be entitled to a hearing within ten days. As the defendant points out, the defendant was entitled to request a refusal hearing within ten days; he was not entitled to have such a hearing within ten days.[68]
¶84 The record does not conclusively show what the Deputy told the defendant about the hearing. For purposes of the present appeal, we assume (as the defendant contends) that the Deputy incorrectly told the defendant that he would be entitled to a refusal hearing within ten days.
¶85 The sole question remaining is whether the alleged erroneous information supplied by Deputy Sutherland in fact contributed to the defendant's decision to refuse chemical testing. The circuit court in the present case did not determine whether the alleged erroneous information provided by Deputy Sutherland contributed to the defendant's decision to refuse to take the test.
¶86 The absence of a finding about what the Deputy told the defendant and whether any misstatement contributed to the defendant's refusal to take the test does not impair our ability to resolve the present case. The defendant failed to make a prima facie showing, as required by the Ludwigson case, that the Deputy's erroneous statement about a hearing contributed to the defendant's refusal to submit to chemical testing. Nor does the Deputy's testimony suggest that the defendant cared about the timing of the refusal hearing. The Deputy's testimony instead shows that the defendant initially decided to submit to chemical testing after his discussion with the Deputy and then changed his mind, apparently because he was unwilling to follow the proper procedure for submitting a breath sample. Even assuming that the defendant has satisfied the first two prongs of the Quelle inquiry, he has not satisfied the third prong.
¶87 For the reasons set forth, we conclude that the defendant improperly refused to submit to chemical testing under the Implied Consent Law.
* * * *
¶88 The circuit court did not err in concluding that the state presented sufficient evidence at the refusal hearing to establish the officer's probable cause to believe that the defendant was operating a motor vehicle while under the influence of an intoxicant. The circuit court did not err in holding that the defendant improperly refused to submit to chemical testing under the Implied Consent Law.
¶89 Accordingly, we affirm the decision of the court of appeals affirming the circuit court's order revoking the defendant's operating privileges.
By the Court.—The decision of the court of appeals is affirmed.
[1] Washburn County v. Smith, No. 2006AP3163, unpublished slip op. (Wis. Ct. App. May 8, 2007).
[2] All subsequent references to the Wisconsin Statutes are to the 2003-04 version unless otherwise indicated.
[3]
If any issue is determined favorably to the person,
the circuit court shall order that no action be taken on the operating
privilege on account of the person's refusal to take the test in question.
[4] Operating a motor vehicle while under the influence of an intoxicant is prohibited under Wis. Stat. § 346.63. Section 346.63(1) provides in relevant part that "[n]o person may drive or operate a motor vehicle while: . . . (b) The person has a prohibited alcohol concentration."
[5] See
[6] Nordness, 128
[7]
[8] State v. Woods, 117 Wis. 2d 701, 710, 345 N.W.2d 457 (1984) ("If the historical facts are undisputed, probable cause for an arrest is a question of law that is subject to independent review on appeal, without deference to the trial court's conclusion.").
[9] State v. Seibel,
163
[10]
[11]
[12]
[13] The State did not argue that such probable cause existed.
[14] Seibel did not dispute the existence of probable cause for his arrest on this charge.
[15] Seibel, 163
[16]
[17] The circuit court granted the defendant's unopposed motion to exclude testimony about the field sobriety test that was administered in the present case; the Deputy had failed to comply with a subpoena duces tecum directing him to bring his training manuals to the hearing.
[18] State v. Swanson,
164
[19]
[20]
[21]
[22]
[23]
[24]
[25]
[26]
[27]
[28]
[29]
[30]
[31]
[32]
[33] See State v. Wille, 185 Wis. 2d 673, 684, 518 N.W.2d 325 (Ct. App. 1994) ("The Swanson footnote does not mean that under all circumstances the officer must first perform a field sobriety test, before deciding whether to arrest for operating a motor vehicle while under the influence of an intoxicant.").
[34] Wille, 185
[35]
[36] Deputy Sutherland's
post-arrest request that the defendant submit to chemical testing was authorized
under Wis.
Stat. § 343.305(3)(a). Section
343.305(3)(a) provides in relevant part as follows:
Upon arrest of a person for violation of s.
346.63(1), (2m) or (5) or a local ordinance in conformity therewith, or for a
violation of s. 346.63(2) or (6) or 940.25, . . . a law enforcement
officer may request the person to provide one or more samples of his or her
breath, blood or urine for the purpose specified under sub. (2). . . .
Under the Implied Consent Law, the defendant was
deemed to have consented to the test requested by Deputy Sutherland when the
defendant decided to drive upon a
Any person who . . . operates a motor vehicle upon the public highways of this state . . . is deemed to have given consent to one or more tests of his or her breath, blood or urine, for the purposes of determining the presence or quantity in his or her blood or breath, of alcohol . . . when requested to do so by a law enforcement officer under sub. (3)(a) . . . ."
[37] The questioning revealed that the conversation between the Deputy and the defendant had been recorded in some fashion, but no recording of the conversation is in the record.
[38]
[39]
[40] State v. Schirmang, 210
[41] State v. Rydeski,
214
[42]
The Quelle
court of appeals relied in part on State v. Sutton, 177
[43] "The term
'misleading' in the second Quelle prong was meant by [the court of
appeals] to be synonymous with the term 'erroneous.'". State v. Ludwigson, 212
[44] Quelle, 198
[45]
[46]
[47] State v. Schirmang,
210
[48]
[49]
[50]
[51]
[52]
The cases require "substantial" compliance
with Wis. Stat. § 343.305(4). See,
e.g., State v. Muente, 159
In Wilke the court of appeals stated that
"substantial compliance does require 'actual compliance in respect to the
substance essential to every reasonable objective of the statute.'" Wilke, 152
[53] Wilke, 152
[54]
[55] Sutton, 177
Sutton's incorrect statement of the Wilke decision is not the same incorrect statement that is found in Schirmang. The Schirmang court of appeals did not suggest that it was relying upon Sutton in interpreting Wilke.
[56]
[57] In Quelle, the officer satisfied Wis. Stat. § 343.305(4) but supplied additional information.
If the Quelle court of appeals' three-prong inquiry were applied when the law enforcement officer had not met his or her statutory duty under Wis. Stat. § 343.305(4), Quelle would be inconsistent with State v. Wilke, 152 Wis. 2d 243, 246-47, 448 N.W.2d 13 (Ct. App. 1989). In Wilke, a law enforcement officer failed to provide Wilke all the information required by § 343.305(4). The Wilke court of appeals concluded that failure to advise a person of a component of the penalties was not substantial compliance and reversed the circuit court's order revoking Wilke's operating privileges without discussing prejudice.
[58] Ludwigson, 212
[59]
The court of appeals also held that a second statement
made by the officer was misleading. The
officer told Ludwigson that if she was not satisfied with her initial test, she
could request an alternative test at her own expense. The court of appeals explained that this
statement was misleading because under Wis. Stat. § 343.305(2) and (5), law enforcement agencies are
required to administer an alternative chemical test at their own expense. Ludwigson, 212
[60] Under the second Quelle
prong, "misleading" is synonymous with "erroneous." Ludwigson, 212
[61] Ludwigson, 212
[62]
See also id. at 877 (citation omitted) ("When a party fails to produce any credible evidence as to an element [of the Quelle test], the party fails to meet his or her burden of proof as a matter of law.").
[63] Ludwigson, 212
[64]
[65]
See also id. at 876 ("The third prong of the Quelle test requires a fact-finding process by the trier of fact. . . . [T]he trial judge, acting as the trier of fact, assesses the credibility of the two sides and determines as a matter of fact whether the erroneous extra information caused the defendant to refuse to take the test.").
[66] Brief and Appendix of Defendant-Appellant at 17.
[67]
[68] See