2008 WI 10
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Supreme Court of |
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Case No.: |
2005AP3087-CR |
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Complete Title: |
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State of Plaintiff-Respondent, v. Scott M. Hambly, Defendant-Appellant-Petitioner. |
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REVIEW OF A DECISION OF THE COURT OF APPEALS |
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Opinion Filed: |
February 7, 2008 |
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Submitted on Briefs: |
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Oral Argument: |
September 11, 2007
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Source of Appeal: |
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Court: |
Circuit |
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County: |
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Judge: |
Patrick J. Faragher
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Justices: |
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Concurred: |
ROGGENSACK, J., concurs. PROSSER and |
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Dissented: |
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Not Participating: |
ZIEGLER, J., did not participate. |
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Attorneys: |
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For the defendant-appellant-petitioner a brief was filed
by Martha K Askins, Office of the
State Public Defender,
For the plaintiff-respondent the cause was argued by Marguerite M. Moeller, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
2008 WI 10
notice
This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports.
REVIEW of a decision of the Court of Appeals. Affirmed.
¶1 SHIRLEY S. ABRAHAMSON, C.J. The defendant, Scott
M. Hambly, seeks review of a published court of appeals decision affirming a
judgment of conviction entered by the Circuit Court for
¶2 The issue on review is whether the circuit court erred in denying the defendant's motion to suppress inculpatory statements he made to a law enforcement officer while he was in custody. The defendant contends that the inculpatory statements were obtained in violation of his invocation of his Fifth Amendment Miranda[2] right to counsel. More specifically, the defendant raises three arguments supporting suppression of his statements: (1) He effectively invoked his Fifth Amendment Miranda right to counsel by requesting counsel after being taken into custody and before he was interrogated; (2) The law enforcement officer's statements to him after he invoked his right to counsel constituted interrogation; and (3) In signing the Miranda waiver form he did not voluntarily, knowingly, and intelligently waive his right to counsel.
¶3 We conclude as follows:
(1) The defendant effectively invoked his Fifth Amendment Miranda right to counsel when he requested counsel while he was in custody and before the law enforcement officer interrogated him under both a standard requiring only that a suspect be in custody when the request for counsel is made and a standard requiring that interrogation be "imminent or impending when the request for counsel is made." An invocation of the Fifth Amendment Miranda right to counsel is a defendant's request for the assistance of an attorney "in dealing with custodial interrogation by the police."[3]
(2) The law enforcement officer's statements to the defendant after he effectively invoked his Fifth Amendment Miranda right to counsel and before he was given the Miranda warnings did not constitute interrogation by the officer.
(3) After the defendant effectively invoked his Fifth Amendment Miranda right to counsel, he initiated communication with the law enforcement officer and then voluntarily, knowingly, and intelligently waived his right to counsel, rendering the inculpatory statements admissible.
¶4 The court is divided on the question whether to adopt a temporal standard to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even before interrogation is imminent or impending. Justice Roggensack's concurrence, ¶106.[4]
¶5 Three justices, Justices Bradley and Crooks and the author of this opinion, conclude that they need not, and do not, address whether the appropriate temporal standard to adopt is the "anytime in custody" standard or the "imminent or impending interrogation" standard. Justice Ziegler did not participate in this case.
¶6 Accordingly, we affirm the decision of the court of appeals affirming the circuit court's order refusing to suppress the defendant's inculpatory statements and affirming the conviction.
I
¶7 We
briefly summarize the facts relating to the defendant's inculpatory statements
to the officer. Detectives Rindt and
Clausing, both of the Washington County Sheriff's Department, approached the
defendant in a parking lot outside his apartment and attempted to convince him
to speak to them without their taking him into custody.
¶8 The
defendant repeatedly refused to speak with the detectives. Detective Rindt first requested that the
defendant meet with the detectives at the police station to discuss several
drug transactions in which he was involved.
The defendant said he did not want to go to the station. Rindt then asked whether they could talk
inside the defendant's residence. The
defendant refused this request as well.
Rindt then told the defendant that he and Clausing were investigating
drug transactions and informed the defendant that they wanted to speak with him
about options available to him. Rindt
again asked the defendant if he would converse with the detectives
somewhere. The defendant refused this
final request, telling the detectives to come back another day.
¶9 Rindt
then told the defendant that he was under arrest, handcuffed him, and began
leading him to the squad car. As Rindt and the defendant walked to the squad
car, the defendant said that he wanted to speak with an attorney. Rindt put the defendant in the back of the car
and told him that he could call an attorney once they arrived at the Washington
County Jail. Rindt then waited with the
defendant in the car while Clausing searched the defendant's vehicle incident
to arrest. No evidence was produced at
trial from this search.
¶10 While
in the squad car, the defendant told Rindt that he did not understand why he
was under arrest. Rindt responded that
the defendant had sold cocaine to an informant, Mychal Meyer, on three
occasions and that Meyer had been cooperating with the police during those
transactions. The defendant again stated
he did not understand what was going on and told Rindt that he wanted to speak
to him and to find out what his options were.
¶11 Rindt
read the defendant his Miranda warnings.
Rindt testified that the defendant said he understood his rights, did
not have any questions, and wanted to speak with Rindt about the drug
transactions. Rindt then removed the
defendant's handcuffs and placed him in the front seat of the squad car. Rindt asked the defendant to review the Miranda
waiver of rights form, which the defendant did.
The defendant then signed a Miranda waiver form.
¶12 Rindt
interviewed the defendant for approximately one hour. During the interview, the defendant admitted
to Rindt that he had sold cocaine to Meyer on several occasions. Rindt spent most of the interview determining
whether the defendant would cooperate with the police. Deciding that the defendant would not
cooperate, Rindt once again handcuffed the defendant, placed him in the back of
the squad car, and took him to jail.
¶13 The
State charged the defendant with three counts of delivering cocaine to
Meyer. The defendant moved to suppress
the statements he made to Rindt in the squad car. The circuit court denied this motion after a
hearing. The circuit court concluded
that the defendant had unequivocally invoked his Fifth Amendment Miranda
right to counsel and that under Edwards v. Arizona, 451 U.S. 477 (1981),
all questioning of the defendant had to cease.
In Edwards, the United States Supreme Court held that once an
accused has "expressed his desire to deal with the police only through
counsel, [he] is not subject to further interrogation by the authorities until
counsel has been made available to him, unless the accused himself initiates
further communication, exchanges, or conversations with the police."[5] Nevertheless, even though the defendant
requested counsel, the circuit court refused to suppress the defendant's
inculpatory statements because the defendant initiated a substantive discussion
with the law enforcement officer. The
circuit court also found that the defendant's waiver of his Miranda
rights was knowing and intelligent.
¶14 The jury found the defendant guilty of one count of delivering five grams or less of cocaine and not guilty of one charge of delivering one gram or less of cocaine. The jury divided on a second charge of delivering one gram or less of cocaine.
¶15 The
defendant appealed his conviction, arguing that the circuit court had erred in
denying his motion to suppress the statements he made to Rindt. The court of appeals affirmed the circuit
court's order denying suppression and affirmed the conviction.
II
¶16 We
consider first the State's argument that the defendant's request for counsel
did not constitute an effective invocation of his Fifth Amendment Miranda
right to counsel. Whether the defendant effectively invoked his
Fifth Amendment Miranda right to counsel is a question of constitutional
fact that this court decides under a two-part test.[6] This court will uphold a circuit court's
findings of historical or evidentiary fact unless they are clearly erroneous.[7] This court determines the application of
constitutional principles to those evidentiary facts independently of the
circuit court and court of appeals but benefits from the circuit court's and
court of appeals' analyses.[8]
¶17 The
State contends that the instant case raises the question whether a suspect can
anticipatorily invoke his Fifth Amendment Miranda right to counsel. The State answers this question in the
negative and asserts that a criminal defendant does not effectively invoke his
Fifth Amendment Miranda right to counsel unless he is both in custody
and is being interrogated.[9]
¶18 The
State rests its position on language in a footnote in McNeil v. Wisconsin,
501 U.S. 171, 182 n.3 (1991), in which the United States Supreme Court
declared, "We have in fact never held that a person can invoke his Miranda
rights anticipatorily, in a context other than 'custodial
interrogation' . . . ."[10]
¶19 A
tension may be perceived between the McNeil language about a suspect not
anticipatorily invoking Fifth Amendment Miranda rights and the Miranda
Court's statement that "a pre-interrogation request for a lawyer . . . affirmatively secures
[the] right to have one."[11] The Miranda Court did not, however,
explicitly address what is meant by a "pre-interrogation request" for
counsel during custody and did not address at what point prior to custodial
interrogation a suspect may effectively invoke the Fifth Amendment Miranda
right to counsel. Likewise, the
¶20 Indeed,
case law acknowledges that the United States Supreme Court has not resolved the
effect of a suspect's request for an attorney while in custody but prior to
interrogation.[12]
¶21 McNeil
not only raised the question of the timing of a suspect's request for counsel
as an effective invocation of the Fifth Amendment Miranda right to
counsel but also stated that under Edwards an effective invocation of
the Fifth Amendment Miranda right to counsel "requires, at a
minimum, some statement that can reasonably be construed to be an expression of
a desire for the assistance of an attorney in dealing with custodial
interrogation by the police."[13] The timing of the request for counsel may
help determine whether the request is for the assistance of an attorney in
dealing with custodial interrogation by the police, as the cases demonstrate.
¶22 Case
law supports the State's position that a suspect's Fifth Amendment Miranda
rights are specific to custodial interrogation.
The facts in Miranda involved custodial interrogation.[14]
"It is the premise of Miranda that the danger of coercion
results from the interaction of custody and official interrogation."[15] The procedural safeguards set forth in Miranda's
protection of Fifth Amendment rights "are required not where a suspect is
simply taken into custody, but rather where a suspect in custody is subjected
to interrogation."[16]
¶23 The
State argues that in the present case when the defendant asked for an attorney
he was not subject to custodial interrogation.
The State concludes that the defendant was in custody but was not being
interrogated, that the defendant's request for an attorney was thus
anticipatory, and that the defendant did not effectively invoke his Fifth
Amendment Miranda right to counsel.
¶24 The federal and state cases the State cites do not, however, support its position that a request for counsel before interrogation cannot anticipatorily constitute an effective invocation of the Fifth Amendment Miranda right to counsel even if the request was for assistance of counsel during interrogation.[17] We are persuaded by the case law that the State's position is incorrect and do not adopt the State's position. Rather, the case law the State cites recognizes that a suspect in custody may request counsel and effectively invoke the Fifth Amendment Miranda right to counsel when faced with "impending interrogation" or when interrogation is "imminent" and the request for counsel is for the assistance of counsel during interrogation.[18]
¶25 For example, in United States v. LaGrone, 43 F.3d 332 (7th Cir. 1994), the Seventh Circuit Court of Appeals declared that LaGrone's request for counsel was not an effective Fifth Amendment Miranda invocation of counsel for two reasons. First, interrogation was not impending. Relying on McNeil, the court of appeals explained that "in order for a defendant to invoke his Miranda rights the authorities must be conducting interrogation, or interrogation must be imminent."[19] The court of appeals concluded that this rule "advances the twin goals of Miranda: providing an opportunity for the defendant to dissipate the compulsion and allowing law enforcement the ability to conduct investigations."[20] LaGrone had not requested an attorney "immediately before, in response to, or during custodial interrogation."[21]
¶26 Second, while in custody,[22] LaGrone answered some questions and then asked to consult with his attorney "about whether to consent to [a] search of his [grocery] market."[23] The LaGrone court held that the defendant did not effectively invoke his Fifth Amendment Miranda right to counsel because the matter at issue was a search warrant and did "not concern [interrogation,] 'the particular sort of lawyerly assistance that is the subject of Miranda.'"[24] The LaGrone court concluded that Edwards requires "at a minimum, some statement that can reasonably be construed to be expression of a desire for the assistance of an attorney in dealing with custodial interrogation by the police."[25]
¶27 The LaGrone case makes clear that a suspect in custody can invoke the Fifth Amendment Miranda right to counsel when (1) interrogation is imminent, and (2) the request for counsel relates to assistance of counsel during interrogation.
¶28 Other cases the State cites also recognize that an effective invocation of the Fifth Amendment Miranda right to counsel may be made by a suspect in custody requesting counsel when the suspect is faced with impending or imminent interrogation.[26] None of the decisions the State cites specifies the standard to be used in determining whether an interrogation is impending or imminent. It appears to us from the cases that an interrogation is impending or imminent if a reasonable person in the defendant's position would have believed that interrogation was imminent or impending.[27]
¶29 Under LaGrone and other cases a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel when a reasonable person in the suspect's position would believe that interrogation is imminent. These cases impose a temporal limit on a request for counsel as well as the requirement that the request for counsel must relate to assistance of counsel during interrogation.
¶30 Another possible standard for Miranda and Edwards
purposes is that a suspect may effectively invoke his or her Fifth Amendment Miranda
right to counsel by requesting counsel any time the suspect is in custody, even
before Miranda warnings or the onset of questioning.[28] State v. Collins, 122
¶31 Collins requested counsel immediately after he was arrested at 2:35 p.m. at his home. He made incriminating statements after law enforcement officers initiated interrogation at 4:05 p.m. at the police station. The court of appeals rejected the State's argument that Collins' request for counsel was an ineffective invocation of his Fifth Amendment Miranda right to counsel because the invocation was made before custodial interrogation had begun and the Miranda rights had not yet attached. The court of appeals decided that "Collins' request to talk to his attorney, made after he was in custody but before he was advised of his rights, was sufficient to trigger the protection of the Edwards rule."[30] The Collins court of appeals does not use the phrase "impending or imminent interrogation" to describe the situation in which Collins found himself when he requested counsel.[31]
¶32 The court is divided about whether to adopt a temporal standard to determine whether a suspect in custody who requests counsel has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even before interrogation is imminent or impending. Justice Roggensack's concurrence, ¶106. They conclude that the LaGrone line of cases adopting a temporal requirement of impending or imminent interrogation contravenes Miranda. These three justices conclude that the defendant's request for an attorney in the present case constituted an effective invocation of the Fifth Amendment Miranda right to counsel under the "anytime in custody" temporal standard.
¶33 Three justices, Justices Bradley and Crooks and the author of this opinion, conclude that they need not, and do not, address whether the appropriate temporal standard to adopt to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment right to counsel is the "anytime in custody" standard or the "imminent or impending interrogation" standard. These three justices conclude that the defendant's request for an attorney in the present case constituted an effective invocation of his Fifth Amendment Miranda right to counsel under the temporal standard of "imminent or impending" interrogation. Because the defendant met this standard, these three justices conclude that the defendant's request for an attorney in the present case also constituted an effective invocation of the Fifth Amendment Miranda right to counsel under the "anytime in custody" standard.
¶34 Concerned that this court might adopt the "imminent or impending interrogation" temporal standard, the State argues that the defendant has not met this temporal standard for two reasons: First, the defendant had no reason to assume that custodial interrogation was imminent because the drive to the jail would take between fifteen and twenty minutes and Rindt told the defendant he could call a lawyer when they got there. Second, the defendant's simply stated request for counsel was a request for counsel to secure his release from police custody, not to help him in interrogation. We are not convinced by the State's reasoning.
¶35 The record does not reveal when Rindt initially intended to subject the defendant to custodial interrogation. In the minutes leading up to the defendant's request for counsel, Detective Rindt made it clear that he intended to question the defendant. The defendant could have reasonably surmised that because Rindt was persistent in wanting to interrogate him, Rindt would continue to attempt to interrogate him in a custodial setting after he refused to speak with Rindt in a noncustodial setting. The defendant had no reason to believe that Rindt's eagerness to question him dissipated once Rindt took him into custody.
¶36 The State's contention that the defendant's request for counsel was directed to secure his release from police custody and that the defendant's request for counsel was not for counsel to help him in dealing with custodial interrogation by the police is unconvincing. When the defendant in the present case requested an attorney, his entire discussion with Rindt had thus far focused on whether the defendant would permit Rindt to interview him. Unlike in LaGrone, the defendant in the present case did not invoke his right to counsel in response to a police officer's request for a consent to search. The defendant instead requested an attorney after Rindt had already made it evident that he wished to interrogate the defendant and had taken the defendant into custody when the defendant rebuffed several of Rindt's offers to conduct a noncustodial interview.[32]
¶37 The circumstances in the present case of impending interrogation
demonstrate that the defendant, unlike the suspects in McNeil or LaGrone,
expressed a desire
for the assistance of an attorney "in dealing with custodial
interrogation by the police."[33]
¶38 The
State cites several cases in addition to McNeil and LaGrone in
support of its position that the defendant's request for counsel was not
timely, but these cases are easily distinguished from the one at hand.
¶39 In
State v. Kramer, 2006 WI App 133, 294
¶40 In State v. Hassel, 2005 WI App 80, 280 Wis. 2d 637, 696 N.W.2d 270, Hassel was not in custody at the time he asked to remain silent in response to questions from law enforcement officers; he was not taken into custody until the next day.[35] Hassel did not request counsel. Hassel's request to remain silent related to interrogation but not to custodial interrogation. The court of appeals concluded that Hassel's invocation of his right to remain silent was not a valid invocation of his Fifth Amendment right to remain silent "because he was not subject to custodial interrogation. Therefore, there is no prior invocation with which the police should have been concerned."[36]
¶41 Kramer and Hassel govern a suspect who is not in custody during police interrogation. The cases stand for the rule that a person who is not in custody cannot anticipatorily invoke a Fifth Amendment Miranda right to counsel or right to remain silent. In the instant case, the defendant was in custody and his request for counsel was an expression of a desire "for the assistance of an attorney in dealing with custodial interrogation by the police."[37]
¶42
¶43 Because the defendant was in custody and had a reasonable belief that interrogation was imminent or impending, his request for counsel was an effective invocation of his Fifth Amendment Miranda right to counsel under both the "anytime in custody" standard and the "imminent or impending interrogation" temporal standard.
¶44 The present case illustrates "the type of coercive atmosphere that generates the need for application of the Edwards rule."[43] After the defendant effectively invoked his Fifth Amendment Miranda right to counsel, police interrogation, unless initiated by the defendant, would violate Edwards v. Arizona, 451 U.S. 477 (1981).
III
¶45 We
now turn to the question whether Detective Rindt's statement to the
defendant after the defendant invoked his right to counsel constituted
interrogation.
¶46 The
seminal case interpreting the meaning of interrogation under Miranda is Rhode
Island v. Innis, 446 U.S. 291 (1980). The United States Supreme Court declared in
Innis that "[t]he term 'interrogation' under Miranda refers not
only to express questioning," but also to the functional equivalent of
express questioning.[44] The "functional equivalent of express
questioning" (sometimes referred to in the cases and the literature as the
"functional equivalent of interrogation") means "any words or
actions on the part of the police (other than those normally attendant to
arrest and custody) that the police should know are reasonably likely to elicit
an incriminating response."[45] A law enforcement officer may thus be viewed
as interrogating a suspect by a statement, without asking a single question, if
the law enforcement officer's conduct or speech could have had the force of a
question on the suspect.
"Interrogation" "must reflect a measure of compulsion
above and beyond that inherent in custody itself."[46]
¶47 The
Innis test for interrogation was summarized in State v.
Cunningham 144
¶48 In interpreting and applying the Innis test of what constitutes interrogation, a court must keep in mind the evils addressed by Miranda. As this court explained in Cunningham, the purpose of Miranda and Innis is to prevent "'government officials from using the coercive nature of confinement to extract confessions that would not be given in an unrestrained environment.'"[49] We must determine whether Rindt's conduct and words implicate this purpose.
¶49 Whether
a suspect was subject to interrogation by the government is a question of
constitutional fact. This court will not
upset the circuit court's findings of evidentiary or historical fact unless
they are clearly erroneous.[50] The determination of whether the facts satisfy
the legal standard is a question of constitutional law which this court decides
independently of the circuit court or court of appeals but benefiting from
their analyses.[51]
¶50 The
defendant asserts that the interaction between himself and Rindt was either an
interrogation in the traditional sense (a question and answer format) or the
functional equivalent of express questioning.
¶51 We
reject the defendant's claim that Rindt's explanation of why the defendant was
being arrested amounted in the present case to interrogation in the traditional
sense. Detective Rindt asked no
questions of the defendant. A statement
is not "express questioning."
¶52 We
therefore address the defendant's claim that Rindt's response was the
functional equivalent of express questioning.
¶53 The
case law is instructive, although each case stands on its own facts. In Innis, the Court found no
interrogation had taken place when two officers conversed in front of Innis
about their desire to locate a gun Innis had supposedly used and discarded,
lest any students from a nearby school for handicapped children "find a
weapon with shells and . . . hurt themselves."[52] In response to the officers' colloquy, Innis
revealed the gun's location.
¶54 The
United States Supreme Court in Innis determined that no interrogation
had taken place, stating that "the entire conversation appears to have consisted
of no more than a few offhand remarks"[53]
and that nothing in the record suggested that "the officers were aware
that [Innis] was peculiarly susceptible to an appeal to his conscience
concerning the safety of handicapped children" or that "the police
knew that [Innis] was unusually disoriented or upset at the time of his
arrest."[54]
¶55 In
Easley v. Frey, 433 F.3d 969 (7th Cir. 2006), the Seventh Circuit Court
of Appeals concluded that the following did not rise to the functional
equivalent of interrogation: an
investigator's advice to the suspect, a prisoner, that investigators already
"had inmate testimony [indicating] that [the suspect] and another
individual were the . . . perpetrators of [a]
murder . . . and that if convicted [of the murder], [the
suspect] could be subject to the death penalty."[55] The court of appeals determined that the
investigator's statement to the suspect did not amount to "anything more
than a matter-of-fact communication of the evidence against him and the
potential punishment he faced."[56]
¶56 In
State v. Cunningham, 144
¶57 As
in the Cunningham case, Rindt made a matter-of-fact communication of the
evidence the police possessed. Rindt's
comment was not as provocative as that at issue in Easley, in which the
investigator not only spoke of evidence against the suspect but also warned the
suspect that he could face the death penalty.
Detective Rindt's comment may be favorably distinguished from the police
conduct at issue in Innis, Easley, and Cunningham, because
Rindt's comment was reasonably responsive to the defendant's own statement that
he did not understand why he was under arrest.[60] Confronting a suspect with incriminating
physical evidence, or verbally summarizing the State's case against the
suspect, does not necessarily constitute the functional equivalent of express
questioning.[61]
¶58 Although
Meyer, the informant, was a childhood friend of the defendant, nothing in the
record supports the suggestion that Rindt knew or should have known that his
brief response would result in the defendant's further statements. An objective observer could not have
concluded that Rindt's response to the defendant, who stated that he did not
understand why he was under arrest, would likely elicit an incriminating
response. Rindt merely stated that the
defendant had sold drugs to an informant who had been cooperating with police
during those transactions. We conclude
that "[t]he compelling pressures of in-custody interrogation identified in
Miranda as working 'to undermine the individual's will to resist and to
compel him to speak' were not present in the circumstances of this case."[62]
¶59 The
defendant relies heavily on State v. Bond, 2000 WI App 118, ¶15, 237
Wis. 2d 633, 614 N.W.2d 552, aff'd by an equally divided
court, 2001 WI 56, 243 Wis. 2d 476, 627 N.W.2d 484. In Bond, the suspect was in custody
but had not been given the Miranda warnings. The court of appeals determined that the
circuit court erred in failing to suppress Bond's statement made in response to
a police officer's remark to Bond.
¶60 The
police arrested Bond on suspicion of making threatening phone calls to an
undercover officer. The speaker in the
phone calls referred to himself as "the man behind the man."[63] Upon being taken into custody, Bond
repeatedly asked why he was under arrest, and one officer——apparently wanting
first to remove Bond from the public corridor in which police had arrested
him——told Bond that they would tell him why he was under arrest "in a
minute."[64] Bond replied, "Oh you're the man."[65] Another officer then retorted, "No,
you're the man behind the man."[66] Bond's answer——"Ah, so that's what this
is about"——was produced as evidence at his trial.[67]
¶61 The
officer in Bond did not make "a matter-of-fact communication of the
evidence" against Bond; he made a cryptic remark that made sense only to
the person who committed the crime for which Bond was arrested. Consequently, Bond's comment understanding
the officer's words was an expected response, and thus the officer's words were
the functional equivalent of interrogation.
One of the officers testified that the comment "was
designed . . . to elicit a response from" Bond.[68] The Bond court of appeals concluded
that the officer's remark was the equivalent of interrogation in the absence of
a Miranda warning and that Bond's incriminating response had to be
suppressed.
¶62 Bond
is significantly different from the present case. Rindt's remarks were less provocative than
the officer's pointed rejoinder in Bond. Rindt's comments were clear in meaning, plain
in form, and not designed to elicit a response from the defendant. Bond therefore does not govern the
present case.
¶63 The
defendant also rests on Hill v. United States, 858 A.2d 435 (D.C. Cir.
2004). While in custody, Hill asked a
detective whether Hill's friend, whom police had also taken into custody, was
locked up.[69] The detective answered, "No, but let me
tell you he told us what happened."[70] The court of appeals concluded that the
detective's answer amounted to an interrogation. It explained that "[t]he statement, 'he
told us what happened,' was not responsive to [Hill's] preceding question
asking whether [his friend] had been detained"[71]
and that "the unresponsive and postured nature of [the detective's] words
is suggestive of a purposeful design likely to elicit an incriminating
response."[72]
¶64 The
Hill court considered the context in which the conversations took place
to be significant. The detective had
admonished his colleagues not to advise Hill of his Miranda rights and
then had left Hill "incommunicado, handcuffed to a chair in an interview
room for approximately three and one-half
hours . . . ."[73] The court of appeals determined that these
actions "underscore[d] [a] plan to intimidate [Hill] by purposely
withholding the advisement of rights meant to counteract the pressure inherent
in custodial interrogation . . . ."[74] When the detective finally returned to speak
with Hill, the detective also "combine[d] classic interrogation
techniques" by first establishing authority, then confronting the suspect
with evidence against him, and finally "creat[ing] a verbal vacuum (ten to
fifteen seconds of silence) in which the first person to break the silence
constitutes the losing party."[75] The detective entered the room, telling Hill,
"I'm running the show and you are going to be charged with murder
II."[76] Under these circumstances the Hill
court concluded that "the seemingly benign transmittal of information to
[Hill] . . . resembles the kind of mental games that
largely generated the Miranda decision itself."[77]
¶65 Hill
is significantly different from the present case. Rindt's comment to the defendant was
responsive to the defendant's statement.
The record does not demonstrate that Rindt's reply was a planned
interrogation strategy like the one considered in Hill.
¶66 For
the reasons set forth, we conclude that Rindt's words and conduct did not
constitute interrogation; Rindt did not engage in express questioning or the
functional equivalent of express questioning after the defendant effectively
invoked his Fifth Amendment Miranda right to counsel. Rindt's statement would not be viewed by an
objective observer as the type of comment that would encourage the defendant to
make some incriminating remark. A
reasonably objective observer could not foresee that Rindt's conduct and words
would elicit an incriminating response from the defendant.
IV
¶67 Even
after a suspect in custody asks to speak with a lawyer, thereby requiring that
"all interrogation must cease until a lawyer is present,"[78]
a suspect may waive his or her Fifth Amendment Miranda right to counsel.[79]
¶68 In
order to establish that a suspect has validly waived the Fifth Amendment Miranda
right to counsel after effectively invoking it, the State must meet two
criteria:
¶69 (A)
First, the State has the burden to show as a preliminary matter that the
suspect "initiate[d] further communication, exchanges, or conversations
with the police."[80] This criterion does not go to the validity of
the suspect's purported waiver but instead is "in effect a prophylactic
rule, designed to protect an accused in police custody from being badgered by
police officers . . . ."[81]
¶70 (B) Second, the State has the burden to show that the suspect waived the right to counsel "voluntarily, knowingly and intelligently."[82] That is, the waiver "of counsel must not only be voluntary, but must also constitute a knowing and intelligent relinquishment or abandonment of a known right or privilege, a matter which depends in each case upon the particular facts and circumstances surrounding that case, including the background, experience, and conduct of the accused."[83]
¶71 The
standard of review on the questions whether the defendant initiated further
communication with Rindt and whether the defendant voluntarily, knowingly, and
intelligently waived his Fifth Amendment Miranda right to counsel is as
follows: This court will uphold a circuit court's findings of historical or
evidentiary fact unless they are clearly erroneous. This court determines the application of
legal and constitutional principles to those evidentiary facts independently of
the circuit court and court of appeals but benefits from the circuit court's
and court of appeals' analyses.[84]
A
¶72 The defendant asserts that the State has not shown that he initiated a discussion or conversation with Rindt.
¶73 Tests for determining whether a suspect initiated a discussion or
conversation with law enforcement officers were set forth in Oregon v.
Bradshaw, 462
¶74 The four-justice Bradshaw dissent supplied its own competing test, arguing that when the "Court in Edwards spoke of 'initiat[ing] further communication' with the police and 'reopen[ing] the dialogue with the authorities,' it obviously had in mind communication or dialogue about the subject matter of the criminal investigation."[86]
¶75 Thus uncertainty persists about what constitutes a suspect's
"initiating" further communication with law enforcement. We are free to choose either the plurality's
or the dissent's test. We need not make
the choice in the present case. Our
analysis and conclusion in the present case would not differ under either the
plurality's or dissent's statement of the test for a suspect's
"initiation" of further communication or dialogue.[87]
¶76 The
defendant asserts that for a suspect to "initiate" communication or
dialogue there must be a break between the suspect's invocation of the right to
counsel and the subsequent communication by the suspect to law enforcement that
led to the inculpatory statements.
According to the defendant, the dialogue that Rindt had initiated with
the defendant had never ceased and no break in the dialogue occurred between
the defendant's invocation of the right to counsel and the defendant's comment
that supposedly initiated further communication.
¶77 Whether
a suspect "initiates" communication or dialogue does not depend
solely on the time elapsing between the invocation of the right to counsel and
the suspect's beginning an exchange with law enforcement, although the lapse of
time is a factor to consider.
¶78 The
facts in Oregon
v. Bradshaw, 462
¶79 Bradshaw
inquired of a police officer, "[e]ither just before, or during," a
trip from the police station to jail, "Well, what is going to happen to me
now?"[88] The Bradshaw plurality observed that
in posing this question, Bradshaw "'initiated' further communication in
the ordinary dictionary sense of that word."[89]
¶80 The plurality opinion recognized, however, that the fact that Bradshaw initiated further communication in the ordinary dictionary sense was insufficient to establish that he "initiated" further communication evincing a willingness for a generalized discussion about the investigation. The plurality opinion acknowledged that some initial statements may be "so routine that they cannot be fairly said to represent a desire on the part of an accused to open up a more generalized discussion relating directly or indirectly to the investigation."[90]
¶81 The plurality opinion concluded that Bradshaw had "initiated" communication under the circumstances of the case. Bradshaw's ambiguous question could have been interpreted by the officer as relating generally to the investigation. That the officer so understood the question is apparent from the fact that the officer immediately reminded Bradshaw that he did not have to talk to the officer. Bradshaw said he understood and then they conversed.[91] The Court concluded that Bradshaw's "question . . . as to what was going to happen to him evinced a willingness and a desire for a generalized discussion about the investigation" and "was not merely a necessary inquiry arising out of the incidents of the custodial relationship."[92]
¶82 In contrast to Bradshaw's ambiguous question about what was going to happen to him, the defendant's statement here that he did not understand why he was under arrest was clearly seeking information and constituted an initiation of communication with Rindt in the most ordinary sense of the word. The defendant's statement did not merely relate "to routine incidents of the custodial relationship."[93] The context of the defendant's statement supports the conclusion that the statement evinced a willingness and a desire for a generalized discussion about the investigation.
¶83 The cases the defendant cites do not persuade us otherwise. The defendant's reliance on United States v. Gomez, 927 F.2d 1530 (11th Cir. 1991), is misplaced. Gomez was arrested and requested counsel. A federal agent then told Gomez that he faced 10 years to life in prison and that cooperation might give him a lighter sentence. Minutes later Gomez asked the federal agent why he had been arrested. After the federal agent explained the reason for arrest, Gomez asked to speak to someone about cooperating.
¶84 The Gomez court held that the federal agent's initiation of conversation with Gomez after Gomez invoked his Fifth Amendment Miranda right to counsel was likely to elicit an incriminating response and constituted interrogation. That Gomez began conversation with the agent a few moments later about his arrest did not cure the agent's initiation of interrogation after a valid Fifth Amendment Miranda invocation of the right to counsel.[94] Gomez thus stands for the proposition that once police illegally interrogate a suspect contrary to Miranda and Edwards, "no claim that the accused 'initiated' more conversation will be heard."[95] Gomez presents very different facts from the present case.
¶85 The defendant also errs in relying on McDougal v. State, 591
S.E.2d 788 (
¶86 In asking to see the detectives, McDougal had not indicated a waiver of his previously invoked right to counsel or the reason he was seeking out the detectives. The court concluded that there was "no indication that [McDougal] . . . intended to initiate the conversation by engaging in a 'generalized discussion about the investigation.'"[97] Indeed, wrote the court, it was possible "that McDougal intended to inquire about when he would be allowed to contact his wife or an attorney, which he had not yet been permitted to do, or when he could see his daughter, which the police had promised to arrange during the initial interview."[98]
¶87 Before McDougal could speak, the detective confronted McDougal, stating that the person whom McDougal had implicated as a shooter had a strong alibi.
¶88 The McDougal court held that the detective's statement constituted interrogation, that McDougal had not "reinitiated" communication with law enforcement by his mere request to see the detective, and that McDougal's statements were responses to police interrogation after McDougal effectively invoked his Fifth Amendment Miranda right to counsel.
¶89 In
contrast to McDougal, in the present case, after the defendant invoked
his Fifth Amendment Miranda right to counsel, the detective did not make
any provocative statements about the arrest or the crime. Rather, the defendant began an exchange with
Rindt with a comment to which the detective made a straightforward
response. Under the totality of the
circumstances in the present case the defendant's comment evinced a willingness
and a desire for a generalized discussion.
¶90 For
the reasons set forth, we conclude that the defendant "initiated"
further communication with Rindt.
B
¶91 We now consider whether the defendant voluntarily, knowingly, and intelligently waived his Fifth Amendment Miranda right to counsel. A Miranda waiver is voluntary if it is "the product of a free and deliberate choice rather than intimidation, coercion, or deception."[99] For a Miranda waiver to be knowing and intelligent, it "must have been made with a full awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it."[100] Resolving the waiver question requires a case-by-case examination of all the facts and circumstances, including the suspect's background, experience, and conduct.[101]
¶92 A circuit court's determination of the waiver of Miranda rights is reviewed as follows: A circuit court's findings of historical or evidentiary fact will not be disturbed unless clearly erroneous. This court determines the application of constitutional principles to those evidentiary facts independently of the circuit court and court of appeals but benefiting from their analyses.[102]
¶93 The
defendant summarizes his argument that he did not voluntarily, knowingly, and
intelligently waive his right to counsel, stating that at the time of his
arrest, he was hungry, alone in the back seat of a squad car, handcuffed, and
young and limited in intelligence and sophistication.
¶94 This
argument is not compelling on the facts of the present case. The defendant was an adult at the time of his
arrest. While he casts himself as
limited in intelligence and sophistication (and the circuit court acknowledged
the defendant's apparent limited intelligence and understanding), the defendant
does not claim to be incompetent to exercise or waive his legal rights. Although Detectives Rindt and Clausing did
arrest the defendant before he had a chance to eat his breakfast, the defendant
does not seem to claim that hunger had somehow deprived him of the ability to
make decisions knowingly and intelligently.
The defendant was undoubtedly uncomfortable and scared. Most people arrested on suspicion of
delivering cocaine would probably be uncomfortable and scared.
¶95 The
circuit court found that "there was no indication that he was deprived of
sleep or intoxicated or that anything in his general physical and emotional
condition, as objectively viewed, made him unusually susceptible. He had substantial previous experience with
the police (although at the juvenile level)." The circuit court observed that the time in
custody and the length of the interrogation were relatively short. The circuit court explained that the
defendant was being questioned and interviewed with respect to possible
cooperation. According to the circuit
court, no threats or promises were made except those relating to possible
cooperation. The defendant's claim that
Rindt "subtly coerced" the defendant when he rewarded the defendant's
decision to speak by removing the handcuffs and putting him in the front seat
of the squad car does not challenge the circuit court's finding. The circuit court's findings of fact are not
clearly erroneous.
¶96 More
pertinent is the defendant's allegation that either Detective Rindt or
Detective Clausing told the defendant that it was not necessary for him to obtain
legal assistance. The defendant asserts
that the law enforcement officer's comment came when the detectives were trying
to get him to talk to them prior to his arrest and prior to the defendant's
effectively invoking his Fifth Amendment Miranda right to counsel. According to the circuit court's decision,
Detective Rindt did not seem to recall this give and take, and the circuit
court made no finding specific to the alleged exchange between the defendant
and Rindt.
¶97 The
circuit court made clear that, as a general matter, it found the defendant's
"version [of the arrest] . . . full of internal
inconsistencies and self-serving statements" and that it "bolsters
the State's case." The circuit
court also characterized the law enforcement officer's testimony as
demonstrating a "'convenient'" lack of memory as to certain key
issues" and characterized the memory lapses as "certainly
troubling." The circuit court
found, however, that because Rindt was no longer employed by the sheriff's department,
he had "no motivation to fabricate."[103]
¶98 The
circuit court's findings and analysis establish that under the totality of the
circumstances the defendant's waiver of his right to counsel after he was given
the Miranda warnings was voluntary, knowing, and intelligent.
¶99 We
agree with the defendant that a court should be wary of viewing a suspect's
every statement or question as an invitation to interrogation. A suspect's invocation of the right to
counsel should be meticulously honored and should not be set aside
lightly. We conclude, however, that in
the present case the defendant "initiated" communication with the law
enforcement officer after the defendant had invoked his Fifth Amendment Miranda
right to counsel and that the waiver of the right to counsel was voluntary,
knowing, and intelligent.
* * * *
¶100 For
the reasons set forth, we conclude as follows:
(1) The defendant effectively invoked his Fifth Amendment Miranda right to counsel when he requested counsel while he was in custody and before the law enforcement officer interrogated him under both a standard requiring only that a suspect be in custody when the request for counsel is made and a standard requiring that interrogation be "imminent or impending when the request for counsel is made." An invocation of the Fifth Amendment Miranda right to counsel is a request for the assistance of an attorney in dealing with custodial interrogation by the police.
(2) The law enforcement officer's statements to the defendant after he effectively invoked his Fifth Amendment Miranda right to counsel and before he was given the Miranda warnings did not constitute interrogation by the officer.
(3) After the
defendant effectively invoked his Fifth Amendment Miranda right to
counsel, he initiated communication with the law enforcement officer and then
voluntarily, knowingly, and intelligently waived his right to counsel,
rendering the inculpatory statements admissible.
¶101 The court is divided on the question whether to adopt a temporal standard to determine whether a suspect in custody has effectively invoked his or her Fifth Amendment Miranda right to counsel. Three justices, Justices Prosser, Roggensack, and Butler, adopt the standard that a suspect may effectively invoke the Fifth Amendment Miranda right to counsel when a suspect is in custody and has made "an unequivocal request to speak with an attorney" even before interrogation is imminent or impending.
¶102 Three justices, Justices Bradley and Crooks and the author of this opinion, conclude that they need not, and do not, address whether the appropriate temporal standard to adopt is the "anytime in custody" standard or the "imminent or impending interrogation" standard. Justice Ziegler did not participate in this case.
¶103 Accordingly, we affirm the decision of the court of appeals
affirming the circuit court's order refusing to suppress the defendant's
inculpatory statements and affirming the conviction.
By the Court.—The decision of the court of appeals is affirmed.
¶104 ANNETTE KINGSLAND ZIEGLER, J., did not participate.
¶105 PATIENCE DRAKE ROGGENSACK, J. (concurring). Although I agree that the court of appeals decision should be affirmed because Hambly's statements were given after he had invoked and then waived his Fifth Amendment right to counsel,[104] I write separately for two reasons: (1) a test that the lead opinion establishes to invoke the Fifth Amendment right to counsel is contrary to the requirements of Miranda v. Arizona, 384 U.S. 436 (1966); and (2) that test, i.e., that "a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel when a reasonable person in the suspect's position would believe that interrogation is imminent,"[105] blurs Miranda's bright-line rule that law enforcement is to follow in fulfilling its obligations to a suspect who is in custody and unequivocally asks to see a lawyer.
I. BACKGROUND
¶106 Scott Hambly requested the assistance of counsel after he was arrested, handcuffed and led to a squad car for transport to jail. There is no question that he was in custody when he asked to see a lawyer before speaking to law enforcement any further. However, instead of simply concluding that Hambly effectively invoked his Fifth Amendment right to counsel because he was in custody and had made an unequivocal request to speak with an attorney, the lead opinion creates a test wherein "a suspect may effectively invoke his or her Fifth Amendment Miranda right to counsel by requesting counsel when a reasonable person in the suspect's position would believe that interrogation is imminent."[106] The majority opinion remarks that another "possible standard" is that any time a suspect is in custody and unequivocally requests counsel, even before Miranda warnings, the suspect invokes his or her Fifth Amendment right to counsel.[107] In my view, this alternative standard is not a "possible standard." It is the standard required by Miranda. Simply stated, any time a suspect is in custody, whether before or after Miranda warnings are given, whether before or after questioning is imminent or impending, an unambiguous request for counsel is always effective to invoke a suspect's Fifth Amendment right to counsel.[108]
II. DISCUSSION
A. Standard of Review
¶107 The facts before us are undisputed.
With undisputed facts, we independently review whether a suspect has
effectively invoked his right to counsel, as a question of constitutional
fact. State v.
B. Conditions on Timeliness of Invocation
1. Conflict with Miranda
¶108 The lead opinion sets out restrictions on the timeliness of a suspect's invocation of his or her Fifth Amendment right to counsel that I conclude are inconsistent with the United States Supreme Court's decision in Miranda.[109]
¶109 The right to counsel pursuant to the Fifth Amendment was first
described in Miranda. There, the
United States Supreme Court reviewed statements obtained from Miranda, who was
subjected to custodial police interrogation.
The Court examined the procedures that it concluded would be necessary
to accord Miranda his Fifth Amendment privilege[110]
against compelled self-incrimination. Miranda,
384
¶110 In order to "guarantee" the Fifth Amendment right to
remain silent, the Court in Miranda reasoned that the consequences that
could follow custodial interrogation must be explained to a defendant before
any questioning could commence.
¶111 Escobedo is relevant to the case before us for at least two reasons: (1) the request for counsel in Escobedo was made before questioning was begun, before indictment, but after Escobedo was in custody, Escobedo, 378 U.S. at 479, 485;[111] and (2) Miranda relied on the constitutional concerns expressed in Escobedo for the development of the Fifth Amendment right to counsel, Miranda, 384 U.S. at 464-66.
¶112 Escobedo was arrested and taken into custody as a suspect in a
homicide case. Escobedo, 378
¶113 Escobedo's reasoning underlies Miranda's establishment
of the Fifth Amendment right to counsel.
Miranda, 384
[W]here . . . the suspect has been taken into police custody, the police carry out a process of interrogations that lends itself to eliciting incriminating statements, the suspect has requested and been denied an opportunity to consult with his lawyer, and the police have not effectively warned him of his absolute constitutional right to remain silent, the accused has been denied "the Assistance of Counsel" in violation of the Sixth Amendment to the Constitution as "made obligatory upon the States by the Fourteenth Amendment," . . . and that no statement elicited by the police during the interrogation may be used against him at a criminal trial.
Escobedo, 378
¶114 The protections accorded to Escobedo were clear and
unambiguous. That clarity was echoed in Miranda
where the Fifth Amendment right to counsel was first explained as being
necessary to protect a suspect's Fifth Amendment right to remain silent. The Court stated, "Our holding . . . is this: The prosecution may not use statements,
whether exculpatory or inculpatory, stemming from custodial interrogation of
the defendant unless it demonstrates the use of procedural safeguards effective
to secure the privilege against self-incrimination." Miranda, 384
¶115 The
requirements Miranda outlined formed a bright-line rule. It was not conditioned on the qualities of
the individual suspect who was then the subject of a police investigation. As the Court in Miranda explained:
The Fifth Amendment privilege is so fundamental to our system of constitutional rule and the expedient of giving an adequate warning as to the availability of the privilege so simple, we will not pause to inquire in individual cases whether the defendant was aware of his rights without a warning being given. Assessments of the knowledge the defendant possessed, based on information as to his age, education, intelligence, or prior contact with authorities, can never be more than speculation.
¶116 Smith v. Illinois, 469 U.S. 91 (1984), supports my conclusion
about the requirements of Miranda.
In Smith, the State attempted to cast doubt on the validity of
Smith's post-custody, pre-arrest request for counsel through his responses to
questioning after he requested counsel.
An accused in custody, "having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him," unless he validly waives his earlier request for the assistance of counsel.
¶117 The
lead opinion places conditions on a suspect's request for counsel by
establishing a time before which the invocation of the Fifth Amendment right to
counsel may not be effective. The lead
opinion asserts that it is possible that invocation may not be effective until
"a reasonable person in the suspect's position would [have] believe[d]
that interrogation [was] imminent."[112] Conditioning the right to counsel as the lead
opinion has done is contrary to the express statement in Miranda: "An individual need not make a
pre-interrogation request for a lawyer.
While such request affirmatively secures his right to have one, his
failure to ask for a lawyer does not constitute a waiver."
2. Blurring Miranda's bright-line rule
¶118 It is beyond dispute that Miranda attempted to "give
concrete constitutional guidelines for law enforcement agencies and courts to
follow." Arizona v. Roberson,
486
¶119 In
addition, I do not know how a "reasonable person in the suspect's
position" would know that "interrogation is imminent."[114] Do the prior personal experiences of the
suspect affect that test? Does his or
her age, education or intelligence inform whether he or she would believe that
"interrogation is imminent or impending"? Miranda teaches that such conditions
are mere speculation and have no place in assuring that constitutional
guarantees will be protected. Miranda,
384
¶120 The teaching of Miranda is simple: once a suspect is in custody and makes an unequivocal request to speak with a lawyer, he or she has effectively invoked the Fifth Amendment right to counsel for the purpose of responding to police questioning. Nothing more or less is needed. A test that the lead opinion suggests blurs the bright-line rule that Miranda provides. In addition, that test will be difficult to apply, thereby generating occasions when a suspect who is in custody and unequivocally asks for a lawyer will be denied that assistance by law enforcement who may rightly believe that questioning is not "imminent or impending."
¶121 Accordingly, because I cannot join the conditions the lead opinion would permit to be placed on the constitutional right against compelled self-incrimination, I respectfully concur.
¶122 I am authorized to state that Justice DAVID T. PROSSER joins in this concurrence and that Justice LOUIS B. BUTLER, JR. joins in this concurrence, with the exception of its discussion of Escobedo v. Illinois, 378 U.S. 478 (1964).
¶123 LOUIS B. BUTLER, JR., J. (concurring). I join Justice Roggensack's concurring opinion, with the exception of its discussion of Escobedo v. Illinois, 378 U.S. 478 (1964). While Escobedo has, to date, never been overturned, the United State Supreme Court has since adopted the rule set forth in Miranda v. Arizona, 384 U.S. 436 (1966), with respect to custodial interrogation. As it is not necessary to rely upon Escobedo now to reach the correct result, I would not bring it into the discussion. In all other respects, I join Justice Roggensack's concurrence.
[1] State v. Hambly,
2006 WI App 256, 297
[2] Miranda v.
The Fifth Amendment provides that "no person . . . shall be compelled in any criminal case to be a witness against himself" and is applicable to the states through the Fourteenth Amendment.
[3] McNeil v.
Wisconsin, 501
[4] This concurring opinion refers "to an in-custody request for counsel invoked to protect the Fifth Amendment's right against compelled self-incrimination as the Fifth Amendment right to counsel." Justice Roggensack's concurrence, ¶105 n.1.
[5] Edwards v.
[6] State v.
[7] See
[8]
[9] As an alternative position, the State argues that if a suspect is in custody, an invocation of the Fifth Amendment Miranda right to counsel is effective so long as interrogation is imminent.
[10] The McNeil Court
held that invocation of the Sixth Amendment right to counsel does not act as an
invocation of the Fifth Amendment Miranda right to counsel. The suspect in McNeil had never
invoked his Fifth Amendment Miranda right to counsel. He had instead invoked his Sixth Amendment
right to the assistance of counsel at a preliminary hearing on a charge
unrelated to the one for which he was later interrogated in custody. See McNeil, 501
While not reaching any conclusion on the issue of an
anticipatory invocation of the Fifth Amendment Miranda right to counsel,
the United States Supreme Court declared in McNeil that "[i]f the Miranda
right to counsel can be invoked at a preliminary hearing, it could be argued,
there is no logical reason why it could not be invoked by a letter prior to
arrest, or indeed even prior to identification as a suspect. . . . The fact that we have
allowed the Miranda right to counsel, once asserted, to be effective
with respect to future custodial interrogation does not mean that we will allow
it to be asserted initially outside the context of custodial interrogation,
with similar future effect." McNeil, 501
Compare Smith v. Illinois, 469 U.S. 91, 97
n.6 (1984) (rejecting as "plainly wrong" the position "that the
authorities need not stop their questions if an accused requests counsel prior
to or during the Miranda warnings," reasoning that "[a]
request for counsel coming at any stage of the process requires that
questioning cease until counsel has been provided.") (quotation marks and
citations omitted) (emphasis in original).
The defendant in Smith requested the assistance of
counsel while in a police interrogation room and just after a law enforcement
officer had informed the defendant that he had a right to consult with a
lawyer and to have a lawyer present with him during questioning. 469
[11] Miranda, 384
[12] See, e.g., Alston
v. Redman, 34 F.3d 1237, 1245 (3d Cir. 1994), cert. denied,
513
[13] McNeil, 501
[14] The Miranda Court
described its holding as follows: "[T]he prosecution may not use
statements, whether exculpatory or inculpatory, stemming from custodial
interrogation of the defendant unless it demonstrates the use of procedural
safeguards effective to secure the privilege against self-incrimination." Miranda, 384
The Miranda
court defined custodial interrogation as follows: "By custodial
interrogation, we mean questioning initiated by law enforcement officers after
a person has been taken into custody or otherwise deprived of his freedom of
action in any significant way." Miranda,
384
The
The
Professor LaFave summarizes Escobedo as follows:
Indeed, the Supreme Court itself ultimately
came to treat Escobedo as nothing more than a "false start"
toward the new approach to the confessions problem undertaken later in Miranda. . . . The Court in retrospect
concluded [in Kirby v. Illinois, 406 U.S. 682, 689 (1972)] that the
"'prime purpose' of Escobedo was not to vindicate the
constitutional right to counsel as such, but, like Miranda, 'to
guarantee full effectuation of the privilege against
self-incrimination'." Moreover,
added the
2 LaFave et al., supra note 14, § 6.4(c) at 665-66. See also id. at 664-65.
[15]
[16]
The third circuit federal court of appeals has concluded that allowing a suspect in custody "to invoke the right to counsel outside of the context of custodial interrogation, would diminish the 'bright line' nature of the Supreme Court's Miranda jurisprudence, often cited by the Court as one of the qualities of that body of law." Alston, 34 F.3d at 1249 n.11.
[17] The State's brief
relies on Alston, 34 F.3d at 1244-48 (no invocation of Fifth Amendment
right to counsel when the suspect signed a letter ostensibly invoking the right
to counsel three days after police interrogated him and three days before his
next custodial interrogation); United States v. LaGrone, 43 F.3d
332, 337-39 (7th Cir. 1994) (no
invocation of Fifth Amendment Miranda right to counsel when, after
police had questioned him and some time before police questioned him again, the
suspect in custody asked to speak with his attorney specifically for the
purpose of deciding whether to consent to a search of his store); United
States v. Grimes, 142 F.3d 1342, 1348-50 (11th Cir. 1998) (no invocation of
Fifth Amendment right to counsel when the suspect signed a "claim of
rights form" more than a month before he was interrogated; interrogation
not imminent); People v. Nguyen, 33
[18] For additional cases cited for the proposition that the Fifth Amendment Miranda right to counsel may be validly asserted only when the authorities are conducting custodial interrogation or such interrogation is imminent and the request for counsel is for the assistance of counsel during interrogation, see 2 LaFave et al., supra note 14, § 6.9(g) at 869, n.200.
[19] LaGrone, 43 F.3d at 339.
[20]
[21]
[22] "At the time LaGrone asked to talk to his attorney, he was not in a custodial interrogation atmosphere." LaGrone, 43 F.3d at 337.
[23]
[24]
[25] LaGrone, 43 F. 3d at 336 (emphasis in original).
[26] See Nguyen,
33
[27] The
objective standard of the reasonable person in the defendant's position to
determine whether interrogation is imminent or impending is the same objective
reasonable person standard used to
determine whether the person is in custody for purposes of Miranda
warnings.
[28] See, e.g., Villalobos, 737 N.E.2d at 650 (Heiple, J., dissenting) (focus should not be on when the defendant made the request for counsel but on the type of assistance of counsel that defendant requested; thus when suspect clearly and unambiguously requests the assistance of an attorney in dealing with custodial interrogation, that request must be honored; "the fifth amendment right to counsel attaches and may be invoked by a defendant at any time after he is taken into custody.").
[29] The Collins court quotes Miranda for the rule
that an invocation of counsel is effective if it comes "at any stage of
the process." State v. Collins,
122
[30] Collins, 122
There is no indication in either Miranda v.
[31] See
[32] The State's contention that the defendant's request for counsel was merely anticipatory because custodial interrogation does not normally take place in a squad car is also not convincing. In numerous cases interrogation has taken place in a squad car.
[33] See McNeil, 501
[34] State v. Kramer, 2006
WI App 133, ¶10, 294
[35] Hassel, 2005 WI App 80,
¶¶2-3, 280
[36]
[37] See McNeil, 501
[38]
[39]
[40] In Alston, 34 F.2d at 1249, for example, the federal court of appeals characterized the suspect in Kelsey as facing impending interrogation.
[41] Kelsey, 951 F.2d
at 1199 (quoting McNeil, 501
[42] Kelsey, 951 F.2d at 1199.
[43]
[44] Innis, 446
[45]
[46]
[47] Cunningham, 144
[48] Innis, 446
[49] Cunningham, 144
[50] Id. at 281-82; State v. Fischer, 2003 WI App 5, ¶28, 259 Wis. 2d 799, 656 N.W.2d 503.
[51] Cunningham, 144
[52] Innis, 446
[53]
[54]
[55] Easley, 433 F.3d at 971.
[56] Easley, 433 F.3d at 974.
[57] Cunningham, 144
[58]
[59]
[60] The defendant's confusion may have been justifiable, given that the defendant was taken into custody in September 2003; the three transactions involving the defendant and Meyer occurred in November 2002, February 2003, and April 2003.
For cases holding that an officer's explanation of the reason for an arrest in response to a suspect's inquiry is not the functional equivalent of express questioning, see, e.g., United States v. Taylor, 985 F.2d 3, 8 (1st Cir. 1993).
[61] Cunningham, 144
[62] United State v. Crisco, 725 F.2d 1228, 1232 (9th Cir. 1984).
[63] State v. Bond, 2000 WI App 118, ¶¶3-5, 237 Wis. 2d 633, 614 N.W.2d 552, aff'd by an equally divided court, 2001 WI 56, 243 Wis. 2d 476, 627 N.W.2d 484.
[64] Bond, 237
[65]
[66]
[67]
[68]
[69] Hill v.
[70]
[71]
[72]
[73]
[74]
[75]
[76]
[77]
[78] Innis, 446
[79] Edwards v.
[80]
[81]
See also Bradshaw, 462
[82] Miranda, 384
The defendant's brief sometimes articulates the test as whether a suspect "knowingly and intelligently" waived his or her rights but at other times uses the phrase "voluntarily and intelligently." The circuit court also used different phrases. Both the defendant and the circuit court seem to be discussing a single test, only phrasing it differently at different points in the discussion.
[83] Edwards, 451
[84]
See Turner, 136 Wis. 2d at 343-49 (discussing the standard of review for questions of constitutional fact and implicitly applying this standard both to the question whether a suspect had initiated further communication with police and to the question whether the suspect knowingly and intelligently waived the Miranda right to counsel).
[85] Bradshaw, 462
[86]
The ninth Bradshaw justice rejected the
two-step approach and deemed the confession admissible because there was a
knowing and intelligent waiver by Bradshaw of his rights. Bradshaw, 462
[87] See State v. Chew, 695 A.2d 1301, 1318 (N.J. 1997) ("We have acknowledged that these are 'separate tests,' but have not flatly chosen one or the other [citation omitted]. We perceive little difference between the tests . . . .").
For a discussion of the Bradshaw case, see 2 LaFave et al., supra note 14, § 6.9(f) at 849 (concluding that "an objective assessment of the circumstances in [Bradshaw] would seem to justify only one conclusion . . . . [The suspect's] question would not amount to 'initiation' under either of the tests. . . . ").
[88] Bradshaw, 462
[89]
[90]
[91]
[92]
[93] See id.
at 1045. As examples of inquiries
related to routine incidents of the custodial relationship, the Bradshaw
plurality suggests "a request for a drink of water or a request to use a
telephone."
[94] See
[95]
[96] McDougal
v. State, 591 S.E.2d 788, 794 (
[97]
[98]
[99] Moran v. Burbine,
475
[100] State v.
[101] Turner, 136
[102]
[103] Circuit court decision, Brief and Appendix of Defendant-Appellant-Petitioner at App. 117. The circuit court commented at sentencing that the State's witness "seemed to remember very well the things that protected the State's interest and then [had an] utter lack of memory as to virtually any other detail. It was very bizarre. Not very credible." The circuit court also viewed the police practices here as "not professional" and stated that the officers "created the offense" to get the defendant to give them some names.
[104] I refer to an in-custody request for counsel invoked to protect the Fifth Amendment's right against compelled self-incrimination as the Fifth Amendment right to counsel.
[105] Lead op., ¶29.
[106]
[107]
[108] In my view, the court
of appeals correctly applied Miranda v. Arizona, 384 U.S. 436 (1966), in
State v. Collins, 122
[109] Lead op., ¶29.
[110] The Fifth Amendment of the United States Constitution provides in relevant part: "No person . . . shall be compelled in any criminal case to be a witness against himself . . . ."
[111] The lead opinion states that Escobedo's request for counsel came during, not before, police interrogation. Lead op., ¶22 n.14. While, as the lead opinion points out, Rhode Island v. Innis, 446 U.S. 291 (1980), established that statements, as well as questions, may constitute police interrogation, this view of interrogation was not contemplated by the Escobedo decision because Escobedo antedated the Innis decision by 16 years. Therefore, according to the way in which the Supreme Court defined "interrogation" at the time Escobedo was decided, interrogation had not yet commenced when Escobedo first requested counsel.
[112] Lead op., ¶29.
[113] In my view, the conditions the lead opinion adds onto the way in which Miranda chose to protect the Fifth Amendment's right to remain silent provide no benefit for the State, for suspects in custody or for law enforcement. They simply add uncertainty to what the Supreme Court expected would be clear.
[114] Lead op., ¶29.