PUBLISHED OPINION
Case No.: 93-3042
† Petition
for Review Filed.
Complete Title
of Case:
PATRICIA JOCZ,
Plaintiff-Appellant,
†
v.
LABOR AND INDUSTRY REVIEW COMMISSION
and SACRED HEART SCHOOL OF THEOLOGY,
Defendants-Respondents.
Submitted on Briefs: August 2, 1994
Oral Argument: ---
COURT COURT OF APPEALS OF WISCONSIN
Opinion Released: August 8, 1995
Opinion Filed: August
8, 1995
Source of APPEAL Appeal from an order
Full Name JUDGE COURT: Circuit
Lower Court. COUNTY: Milwaukee
(If
"Special", JUDGE: LAURENCE C. GRAM, JR.
so indicate)
JUDGES: Wedemeyer, P.J., Sullivan and Schudson, JJ.
Concurred:
Dissented:
Appellant
ATTORNEYSFor the plaintiff-appellant the cause was submitted on
the briefs of Steven G. Kmiec of Kmiec Law Offices, of Milwaukee.
Respondent
ATTORNEYSFor defendant-respondent Sacred Heart School of Theology
the cause was submitted on the briefs of John M. Loomis and Katherine
L. Williams of Beck, Chaet, Loomis, Molony & Bamberger, S.C., of
Milwaukee.
For
defendant-respondent Labor and Industry Review Commission the cause was
submitted on the briefs of James E. Doyle, attorney general, and Richard
Briles Moriarty, assistant attorney general.
COURT OF APPEALS DECISION DATED AND RELEASED August
8, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule 809.62,
Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 93-3042
STATE OF WISCONSIN IN
COURT OF APPEALS
PATRICIA
JOCZ,
Plaintiff-Appellant,
v.
LABOR
AND INDUSTRY REVIEW COMMISSION
and
SACRED HEART SCHOOL OF THEOLOGY,
Defendants-Respondents.
APPEAL
from an order of the circuit court for Milwaukee County: LAURENCE C. GRAM, JR.,
Judge. Affirmed.
Before
Wedemeyer, P.J., Sullivan and Schudson, JJ.
SULLIVAN,
J. Patricia Jocz appeals from a trial
court order affirming a Labor and Industry Review Commission (the Commission)
order that dismissed her employment discrimination complaint against the Sacred
Heart School of Theology, a Roman Catholic seminary, based on lack of subject
matter jurisdiction. Jocz alleged in
her complaint that the seminary violated the Wisconsin Fair Employment Act
(WFEA), § 111.31, Stats., et
seq., when it did not renew her employment contract allegedly because of
her sex and her opposition to discriminatory practices. The administrative law judge concluded that
the Department of Industry, Labor, and Human Relations (the Department) lacked
subject matter jurisdiction to review the discrimination complaint because such
review would violate the Free Exercise Clause of the First Amendment to the
United States Constitution[1]
and the Freedom of Worship Clause of Article I, Section 18 of the Wisconsin
Constitution.[2] The Commission affirmed the administrative
law judge's conclusion, as did the trial court.
On
appeal to this court pursuant to Chapter 227, Stats.,
Jocz essentially presents the following issues for review: (1) whether the Free Exercise Clause of the
First Amendment to the United States Constitution or the Freedom of Worship
Clause of Article I, Section 18 of the Wisconsin Constitution deprives the
Department of subject matter jurisdiction to review and investigate employment
discrimination complaints filed by employees of religious associations such as
the Sacred Heart School of Theology; and (2) whether the Commission erred when
it concluded that Jocz's position as Director of Field Placement at the
seminary was “ministerial,” thereby invoking the seminary's constitutional Free
Exercise protection.[3]
We
hold that neither the Free Exercise Clause of the United States Constitution,
nor the Freedom of Worship Clause of the Wisconsin Constitution, categorically
deprives the Department of subject matter jurisdiction to review and
investigate whether evidence supports a WFEA employment discrimination
complaint filed against a religious association. If the employment position at issue, however, is inherently
“ministerial” or “ecclesiastical,” the religious protection embodied in the
federal and state constitutions precludes the state and its agencies from
enforcing the mandates of the WFEA against the religious association. Further, we conclude that the Commission did
not err in determining that Jocz's position as Director of Field Placement was
“ministerial.” Accordingly, because the
position is “ministerial,” the State is precluded from enforcing the WFEA's sex
discrimination prohibition against the seminary; thus, the Commission properly
dismissed Jocz's complaint.
I.
BACKGROUND
The
Commission adopted the following findings of fact that the administrative law
judge made after a three-day hearing on the Department's subject matter
jurisdiction. The Sacred Heart School
of Theology first employed Jocz in 1971 as a part-time teacher of
“catechetics,” the methodology of religious teaching.[4] She gradually became more involved in
arranging and supervising seminary students in “field placements,” that is,
“pastoral” positions at parishes, hospitals, and jails. In January 1973, the seminary appointed Jocz
to the position of “Pastoral Field Education Personnel,” and from September
1973 to August 1974 she held the position of “Placement Supervisor” for the
seminary's religious education program.
After
the Vatican Council II, the Roman Catholic Church issued norms to increase the
Church's emphasis on “pastoral” formation of priests. In 1974, the seminary created the Department of Field Education
to increase seminary students' “pastoral” development outside of the
classroom. The seminary selected Jocz
“to organize, develop, and lead” the new department. Jocz's original title was “Coordinator of Field Education,” but
the seminary formally changed it to “Director of Field Education” in 1978. Jocz and the seminary signed a series of
written employment agreements, “including an umbrella agreement for 1978-81,
and one for 1981-86 explicitly requiring a separate contract for each year
setting forth specific terms.” The
parties further “entered into separate agreements for each academic year from
1974-75 through 1977-78 and 1979‑80 through 1984-85.”
In
1981, the United States National Conference of Catholic Bishops promulgated The
Program for Priestly Formation, a set of guidelines approved by the Sacred
Congregation for Catholic Education, which governed all Roman Catholic
seminaries in the United States.[5] See generally National Conference of Catholic Bishops, The Program of Priestly
Formation (3d ed. 1982). The
Program, as summarized by the administrative law judge, set forth the following
provisions governing the Director of Field Education—a position that had to be
filled by a member of the Roman Catholic faith:
“The field
education program should be entrusted to a director who has full faculty
status. The director will have the responsibility
of developing the program and evaluating the performance of the seminarians and
should be professionally trained for this work. The training should be particularly in two areas: first, in theology, so that field education
may be a truly theological discipline; second, in supervisory techniques,” a
learnable skill, as demonstrated in various professions. Other disciplines may be added, “such as
religious sociology, psychology, counseling, and group dynamics.”
“Above
all, the director of field education must have had personal pastoral
experience. This role in the overall
seminary program is crucial and the director will have a unique opportunity,
not ordinarily shared by others on the academic faculty, to teach and judge the
seminarians in a special forum.”
“Any
apostolic program under a trained supervisor will be far more educationally
fruitful than one directed by an untrained faculty member. Until such a trained supervisor is prepared,
however, interim personnel can direct the work so that the implementation of
the program is not postponed.”
(Administrative Law Judge Findings of Fact (quoting The Program,
supra at 58-59; citations omitted)).
In
June 1981, Pope John Paul II mandated a papal visitation of all Roman Catholic
seminaries in the United States. On
February 13-17, 1984, the papal visitation team, including the Pope's personal
representative, visited the Sacred Heart seminary. The visitation team then finalized a report on the seminary,
including a discussion on the Department of Field Education, and transmitted it
to the Holy See in 1985. (See supra
note 4 discussing “Holy See.”). In
1986, as part of its response to the papal visitation team's report on the
United States seminaries, the Holy See promulgated administrative polices
concerning Roman Catholic institutions such as the seminary. One of these policies provided that:
“Directors of Field Education at such seminaries should be experienced priests,
to enhance the quality of the Field Education program's supervision and
theological reflection concerning (1) the relationship between the pastoral
situation and the priesthood, and (2) the specific priestly contributions to be
made in the pastoral situation.” (Quotation from Administrative Law Judge
findings.)
Prior
to the beginning of the 1985-86 school year, the seminary's then-rector, the
Rev. Thomas J. Garvey, decided it was in “the best interests” of the seminary
not to offer Jocz a contract for the Director of Field Education position for
the 1985-86 school year. According to
the administrative law judge: “The
reason or reasons underlying this decision [we]re the subject of a sharp
factual dispute not at issue in this phase of the proceeding.” Jocz declined an associate director
position, and her employment with the seminary terminated after the 1984-85
school year.
On
January 18, 1985, Jocz filed a complaint with the Equal Rights Division of the
Wisconsin Department of Industry, Labor, and Human Relations. The complaint alleged that when the seminary
failed to renew her employment contract, it discriminated against her because
of her sex and her opposition to discriminatory practices (retaliation). Consequently, she alleged that these actions
violated the WFEA.
After
a lengthy independent investigation by the United States Equal Employment
Commission, the Equal Rights Division conducted its own investigation and on
November 28, 1989, issued an initial determination that there was probable
cause that the seminary impermissibly discriminated against Jocz. A hearing before an administrative law judge
was set, but the seminary later moved to bifurcate the proceedings so that in
the initial phase of the hearing the administrative law judge could rule solely
on the issue of whether the federal and state constitutions deprived the
Department of subject matter jurisdiction over the complaint. After a three-day evidentiary hearing in May
1990, the administrative law judge issued an exhaustive memorandum decision,
concluding that, because employment as the Director of Field Education was
“beyond a reasonable doubt a matter of church administration and ecclesiastical
cognizance,” the Equal Rights Division “lack[ed] subject matter jurisdiction
over” the case due to the First and Fourteenth Amendments to the United States
Constitution and Article I, Section 18 of the Wisconsin Constitution.
Jocz
filed a timely petition for review with the Labor and Industry Review
Commission. The Commission affirmed and
adopted the administrative law judge's decision and conclusions. Jocz then petitioned for review of the
Commission's decision with the trial court, which affirmed the Commission's
decision on October 5, 1993.
II. STANDARD OF REVIEW
Jocz
appeals the trial court's order pursuant to § 227.58, Stats.[6] In reviewing a trial court's ruling on an
administrative decision, however, we review the agency's decision, not the
trial court's reasoning. Barakat
v. DHSS, 191 Wis.2d 770, 778, 530 N.W.2d 392, 395 (Ct. App. 1995). Nonetheless, we apply the same standard and
scope of review as that which the trial court employed when it reviewed the
agency's decision. Id. The subsections of § 227.57, Stats., delineate the specific scope of
review we use to resolve each issue; therefore we discuss the specific relevant
subsection with each of Jocz's arguments.
III.
SUBJECT MATTER JURISDICTION AND
CONSTITUTIONAL
PRECLUSION
The
first issue Jocz raises is whether the Free Exercise Clause of the First
Amendment to the United States Constitution or the Freedom of Worship Clause of
Article I, Section 18 of the Wisconsin Constitution deprives the Department of
the subject matter jurisdiction to review and investigate alleged violations of
the WFEA by religious associations. At
loggerheads are the State's duty to enforce the anti-discrimination laws
promulgated by the Wisconsin Legislature and a religious association's
protection against State interference embodied in the state and federal
constitutions. See generally
Bruce N. Bagni, Discrimination in the Name of the Lord: A Critical
Evaluation of Discrimination by Religious Organizations, 79 Colum. L. Rev. 1514 (1979) (discussing
tension between anti-discrimination laws and religious free-exercise claims).
In
the case at bar, the administrative law judge and the Commission concluded as a
matter of law that the Department lacked subject matter jurisdiction over the
complaint, and Jocz's complaint was therefore dismissed. This question raises an issue of law and the
scope of our review is set forth by § 227.57(5), Stats.[7] “Ordinarily we give deference to an agency's
decisions on questions of law because of the agency's special expertise and
experience.” Hazelton v. State
Personnel Comm'n, 178 Wis.2d 776, 785, 505 N.W.2d 793, 797 (Ct. App.
1993). When the decision of the agency,
however, deals with either the scope of the agency's powers, its competency, or
its subject matter jurisdiction to decide an issue, our review is de novo
and we will not give any deference to the agency's decision on that issue. Loomis v. Wisconsin Personnel Comm'n,
179 Wis.2d 25, 30, 505 N.W.2d 462, 464 (Ct. App. 1993).
1.
Legislative Authority Conferred under the WFEA.
Before
we reach the constitutional issue raised in this case, we first discuss the
basic question of whether the Wisconsin legislature conferred upon the
Department the subject matter jurisdiction to review and investigate employment
discrimination complaints filed against religious associations. On this question, our answer differs from
that of the administrative law judge, the Commission, and the trial court,
because we conclude that the Department has such subject matter jurisdiction.
Although
Article VII, Section 8, of the Wisconsin Constitution grants circuit courts
“plenary jurisdiction over `all matters civil and criminal within this state,'”
see Kotecki & Radtke, S.C. v. Johnson, 192 Wis.2d 429,
438 n.6, 531 N.W.2d 606, 610 n.6 (Ct. App. 1995) (citation omitted), the
authority and powers of an administrative agency are statutorily created and
defined solely by the legislature. See
Elroy-Kendall-Wilton Sch. v. Cooperative Educ. Serv. Agency, Dist. 12 (CESA
12), 102 Wis.2d 274, 278, 306 N.W.2d 89, 91 (Ct. App. 1981) (stating
administrative agency “created by the legislature has only those powers which
are expressly conferred or which are necessarily implied from the statutes
under which it operates”); Nekoosa-Edwards Paper Co. v. Public Serv.
Comm'n, 8 Wis.2d 582, 593, 99 N.W.2d 821, 827 (1959) (concluding
administrative agencies “have no common law power”). Further, if there is any reasonable doubt as to “the existence of
an implied power of an administrative agency,” it “should be resolved against
the exercise of such authority.” Elroy-Kendall-Wilton
Sch., 102 Wis.2d at 278, 306 N.W.2d at 91 (citation omitted).
Under
the WFEA in effect at the time Jocz filed her complaint with the Equal Rights
Division, the legislature conferred upon the Department and its designated
agents or agencies the authority to “administer” the WFEA, including the power
to “conduct in any part of th[e] state any proceeding, hearing, investigation
or inquiry necessary to perform its functions.” See § 111.375(1), Stats.
(1983-84).[8] Further, the legislature conferred upon the
Department the power to “receive and investigate a complaint charging
discrimination or discriminatory practices ... in a particular case if the
complaint is filed with the department no more than 300 days after the alleged
discrimination ... occurred.” Section
111.39(1), Stats. (1983-84).[9]
With
these statutes, the legislature clearly conferred upon the Department and its
designated agents or agencies the authority to administer the WFEA, and, inter
alia, the power to receive and investigate all complaints of discrimination
or discriminatory practices as defined within the WFEA. It therefore logically follows that the
legislature conferred upon the Department subject matter jurisdiction over all
complaints that are brought under the auspices of the WFEA. Accordingly, we now analyze whether an
employment discrimination complaint filed against a religious association falls
within the scope of the WFEA.
Under
the WFEA, with certain limited exceptions, “no employer ... may engage in any
act of employment discrimination as specified in [§] 111.322 against any
individual on the basis of age, race, creed, color, handicap, marital status,
sex, national origin, ancestry, arrest record or conviction record.” Section 111.321, Stats. (1983-84).
Non-profit religious associations are considered “employers” under the
WFEA. See § 111.32(6), Stats. (1983-84) (defining “employer”
as “any ... person engaging in any activity, enterprise or business employing
at least one individual”).[10] Hence, the statutes empower the Department
to review and investigate employment discrimination complaints filed against
religious associations. See Sacred
Heart Sch. Bd. v. LIRC, 157 Wis.2d 638, 644, 460 N.W.2d 430, 433 (Ct.
App. 1990); Ohio Civil Rights Comm'n v. Dayton Christian Sch. Inc.,
477 U.S. 619, 628 (1986) (declaring that there is no constitutional violation
for “merely investigating” the circumstances of employment discharge from
religious school). In this case the
Equal Rights Division did investigate Jocz's complaint and concluded that there
was probable cause to believe the seminary discriminated against Jocz.
2.
Free Exercise and Freedom of Worship Clauses.
Notwithstanding
an agency's legislatively created authority and jurisdiction, constitutional
religious protection may preclude the State and the courts from enforcing
secular mandates on religious organizations.
Cf. Pritzlaff v. Archdiocese of Milwaukee, ___
Wis.2d ___, ___, 533 N.W.2d 780, 790 (1995) (concluding that First Amendment to
United States Constitution prevents state courts from enforcing tort claims
alleging that a Roman Catholic archdiocese negligently hired, retained, and
supervised a priest). Therefore, we
must now address the seminary's argument that the State is constitutionally
precluded from enforcing the anti-discrimination provisions of the WFEA against
the seminary.
Constitutional
law concerning the federal and state constitutions' “religion clauses” is a
Gordian knot of overlapping and intertwined precedent and, as one member of our
supreme court noted recently: “It is
generally acknowledged that this area of First Amendment law is in flux and the
United States Supreme Court cases offer very limited guidance.” Pritzlaff, ___ Wis.2d at ___,
533 N.W.2d at 794 (Abrahamson, J., dissenting).
Nonetheless,
“[w]e are bound by the results and interpretations given the First Amendment”
by the United States Supreme Court when interpreting the federal Constitution's
religion clauses.[11] State ex rel. Warren v. Nusbaum,
55 Wis.2d 316, 322, 198 N.W.2d 650, 653 (1972). Further, “[w]hile [the] words used may differ, both the federal
and state constitutional provisions relating to freedom of religion are
intended and operate to serve the same dual purpose of prohibiting the
`establishment' of religion and protecting the `free exercise' of
religion.” Id. at 332,
198 N.W.2d at 658. Thus, we must look
to the federal religion-clause cases in interpreting Article I, Section 18
of our state constitution. See King
v. Village of Waunakee, 185 Wis.2d 25, 55, 517 N.W.2d 671, 684
(1994). But see id.
at 57-60, 517 N.W.2d at 684-86 (Heffernan, C.J., dissenting) (arguing that
religious protection accorded under Article I, Section 18 is greater than
that accorded under the First Amendment and that Wisconsin courts should not
solely look to cases interpreting the United States Constitution when
interpreting the religious clauses of the Wisconsin constitution).[12]
“No
liberty guaranteed by our constitution is more important or vital to our free
society than is a religious liberty protected by the Free Exercise Clause of
the First Amendment.” State v.
Yoder, 49 Wis.2d 430, 434, 182 N.W.2d 539, 540 (1971), aff'd,
406 U.S. 205 (1972). Further, the basic
freedom of the Free Exercise Clause “is guaranteed not only to individuals but
also to churches in their collective capacities.” Rayburn v. General Conf. of Seventh-Day Adventists,
772 F.2d 1164, 1167 (4th Cir. 1985), cert. denied, 478 U.S. 1020
(1986). However, “[f]ree exercise of
religion does not necessarily mean the right freely to act in conformity with a
religion,” Lange v. Lange, 175 Wis.2d 373, 383, 502 N.W.2d 143,
147 (Ct. App. 1993), cert. denied, 114 S. Ct. 1416, 128 L.Ed.2d 86
(1994), and “[t]he United States Supreme Court has recognized the right of the
state to place limitations on religious liberty when it is essential to
accomplish an overriding governmental interest.” Sacred Heart, 157 Wis.2d at 644, 460 N.W.2d at 433
(citation omitted).[13]
Only
the most compelling governmental interests allow state interference with free
exercise of religion, and although state eradication of discrimination in many
cases is a compelling governmental interest, “in a direct clash of `highest
order' interests, the interest in protecting the free exercise of religion
embodied in the First Amendment ... prevails over the interest in ending
discrimination.” Young v.
Northern Ill. Conf. of United Methodist Church, 21 F.3d 184, 185 (7th
Cir.), cert. denied, 115 S. Ct. 320, 130 L.Ed.2d 281 (1994).
The
seminary argues that both the federal Free Exercise Clause and the state
Freedom of Worship Clause prohibit the Department and the courts from enforcing
the WFEA's anti-discrimination mandates against the seminary because the
“Director of Field Placement” serves a “ministerial function” at the
seminary. Implicit in the seminary's
argument is an acknowledgment that neither the federal, nor state Free Exercise
Clause categorically prevents the Department from enforcing the WFEA's
anti-discrimination laws against religious associations such as the
seminary. To give religious employers
such a blanket constitutional “talisman” to ward off all secular enforcement of
discrimination laws would dangerously encroach upon the Establishment Clause's
prohibition against furthering religion by providing a benefit exclusively to a
religious association. See Corporation
of Presiding Bishop v. Amos, 483 U.S. 327, 343 (1987) (Brennan, J.,
concurring).
Nonetheless,
the Supreme Court “has long recognized that the government may (and sometimes
must) accommodate religious practices and that it may do so without violating
the Establishment Clause.” Hobbie
v. Unemployment App. Comm'n, 480 U.S. 136, 144-45 (1987) (footnote
omitted). Thus, religious associations
must have the “power to decide for themselves, free from state interference,
matters of church government as well as those of faith and doctrine.” Kedroff v. St. Nicholas Cathedral,
344 U.S. 94, 116 (1952).
“Ecclesiastical decisions are generally inviolate,” Rayburn, 772 F.2d at 1167, and
“civil courts are bound to accept the decisions of the highest judicatories of
a religious organization of hierarchical polity on matters of discipline,
faith, internal organization, or ecclesiastical rule, custom, or law.” Serbian Eastern Orthodox Diocese v.
Milivojevich, 426 U.S. 696, 713 (1976). Further, “the right to choose ministers without government
restrictions underlies the well being of religious community, for perpetuation
of a church's existence may depend upon those whom it selects to preach its
values, teach its message, and interpret its doctrines both to its own
membership and to the world at large.” Rayburn,
772 F.2d at 1167-68 (citation omitted); see Pritzlaff, ___
Wis.2d at ___, 533 N.W.2d at 790 (concluding First Amendment prevents courts
from determining what makes one competent to serve as priest because such
determinations “would require [court] interpretation[s] of church canons and
internal church policies and practices”).[14] Thus, we conclude that the State, and
therefore, the Department, is prevented from enforcing the state's employment
discrimination laws against religious associations when the employment position
at issue serves a “ministerial” or “ecclesiastical” function. See Rayburn, 772 F.2d
at 1165 (state scrutiny of church's denial of pastoral position to woman would
violate Free Exercise Clause); McClure v. Salvation Army, 460
F.2d 553, 560-61 (5th Cir. 1972) (enforcement of federal Title VII provisions
to employment relationship between church and minister would violate Free
Exercise Clause).
The
question confronting us thus becomes whether the seminary's Director of Field
Placement position serves a “ministerial” or “ecclesiastical” function. This presents a question of law that we
review de novo. See Equal
Employment Opportunity Comm'n v. Southwestern Baptist Theological Seminary,
651 F.2d 277, 283 (5th Cir. 1981), cert. denied, 456 U.S. 905 (1982).
Secular
courts tread upon dangerous waters when answering this question because it may
result “in considerable ongoing government entanglement in religious
affairs.” Corporation of
Presiding Bishop, 483 U.S. at 343 (Brennan, J., concurring). Consequently, a state agency or court
confronting this issue must immediately resolve the question before further
investigating or reviewing the employment discrimination complaint. Answering this fundamental question first
will prevent invasive or ongoing governmental entanglement with the religious
association's internal affairs. See
Young, 21 F.3d at 186 (forbidding such invasive court
inquiry). If the agency or court
concludes that the position is “ministerial” or “ecclesiastical,” further
enforcement of the WFEA against the religious association is constitutionally
precluded, and the complaint should be dismissed.
This
procedure does not eliminate all problems, however. For example, “[w]hile a church may regard the conduct of certain
functions as integral to its mission, a court may disagree.” Corporation of Presiding Bishop,
483 U.S. at 343 (Brennan, J., concurring).
Accordingly, as one commentator has suggested, a court making “the key
`determination [of] whether an activity is religious or secular' must give
considerable, if not decisive, weight to the religion's own vision of the
distinction.” Stephen L. Carter, The Culture of Disbelief: How American Law and
Politics Trivialize Religious Devotion 142-43 (Anchor Books ed., 1994)
(citation omitted).[15] Nonetheless, a religious association's
designation of an employment position as “ministerial” does not necessarily
“control [its] extra-religious legal status.”
Equal Employment Opportunity Comm'n, 651 F.2d at 283.
We
are persuaded that the following test presents a useful guide for courts to
follow when confronted with the question of whether an employment position is
“ministerial” or “ecclesiastical”: “`As
a general rule, if the employee's primary duties consist of teaching, spreading
the faith, church governance, supervision of a religious order, or supervision
or participation in religious ritual and worship, he or she should be
considered [“ministerial” or “ecclesiastical”].'” Rayburn, 772 F.2d at 1169 (quoting Bagni, supra
at 1545) (bracketed materials added).
While this test is not meant to provide the exclusive definition of
“ministerial” or “ecclesiastical” functions, it should provide a basic framework
for reviewing agencies or courts to follow when addressing the prima facia
question of whether a position is entitled to constitutional protection from
state interference. We next address
whether the facts presented in the case at bar accord the seminary
constitutional protection from the mandates of the WFEA.
IV.
APPLICATION
Jocz
argues that the Commission erred when it concluded that her position as
Director of Field Placement at the seminary was “ministerial,” thereby
precluding the State from enforcing the WFEA's anti-discrimination laws. The parties' briefs on appeal suggest
conflicting standards of review that this court is obligated to follow under
our Chapter 227 review. Hence, we first
resolve this conflict.
As
stated above, the question of whether a position is “ministerial” or
“ecclesiastical” is a question of law because it requires a reviewing agency or
court to apply facts to a constitutional standard. See Town of East Troy v. Town & Country Waste
Serv. Inc., 159 Wis.2d 694, 704, 465 N.W.2d 510, 515 (Ct. App.
1990). Thus, we review this
determination de novo, pursuant to § 227.57(5), Stats.
The determination of historical facts that are applied to this standard,
however, presents an issue of fact.
Consequently, § 227.57(6), Stats.,
prohibits this court from “substitut[ing our] judgment for that of the agency
as to the weight of the evidence on any disputed finding of fact.”[16] This “court shall, however, set aside agency
action or remand the case to the agency if it finds that the agency's action
depends on any finding of fact that is not supported by substantial evidence in
the record.” Section 227.57(6), Stats.
Further, determining issues of witness credibility is left solely to the
agency as finder of fact. See
§ 227.57(6), Stats.
The
Commission, via the administrative law judge, concluded that the Director of
Field Education position at the seminary “involved ... a matter of church
administration and ecclesiastical cognizance,” or, in the terminology of this
opinion, served a “ministerial” or “ecclesiastical” function. In support of this conclusion, the
Commission made the following factual determinations:
“Sacred
Heart School of Theology, an integral organ of the Roman Catholic Church, is
wholly sectarian in purpose. It offers
no secular education. Almost of all
[sic] its training and education is for the final professional education of
priest-candidates in preparation for the Roman Catholic sacrament of Holy
Orders, with the remainder for lay ministries.”
“The
Seminary's faculty provides the Church's total formation process for priests,
including the academic, spiritual, and pastoral spheres. The Seminary's faculty members, including
the Director of Field Education, are intermediaries between the Roman Catholic
Church and its future priests. The
faculty plays a vital role in propagating the Roman Catholic faith.”
“The Field
Education program at the Seminary is an essential, integral component of the
Church's formation of priests. It is
required and governed by Church norms involving religious beliefs, church
doctrines, and church policies. The
Church depends on the supervised ministry experiences, theological reflection,
and evaluation of pastoral performance provided in this program to prepare
seminarians and judge their suitability for ordination. The program is focused exclusively on
priest-candidates.”
“The Director of Field Education runs the Field
Education program. The Director helps
prepare, evaluate, and recommend for ordination the Church's future priests
according to Church norms. Through
management oversight of and direct participation in Field Education functions,
the Director uses professional and management judgment in advancing the
Church's objectives for priests-in-training, assessing their performance, and
making recommendations and voting on their future. The director is an intermediary between the Church and its future
priests. The Director contributes
significantly and directly to the Seminary's religious and ecclesiastical
purpose, and is important to the religious and spiritual mission of the
Church.”
Reviewing
the record, we can find no “historical” finding of fact made by the Commission
that “is not supported by substantial evidence in the record.” Section 227.57(6), Stats. The
administrative law judge's memorandum decision exhaustively details the
functions and history of the Director of Field Education position at the
seminary. These findings were made
after a three-day hearing on the jurisdictional issue. Although Jocz now attacks the administrative
law judge's and Commission's determinations of witness credibility supporting
the findings of fact, such credibility determinations are beyond the purview of
this court. Accordingly, we now apply
the Commission's findings of fact to the legal question of whether the Director
of Field Education served a “ministerial” or “ecclesiastical” function. The evidence is overwhelming that it does
fill such a function.
Jocz's
position implicated several of the primary duties set forth in our guideline:
teaching, church governance (i.e., administration) and supervision of a
religious order. As such, her position
fell clearly within the realm of serving a “ministerial” or “ecclesiastical”
function at the seminary. Hence, once
the Commission made this determination, it was precluded from enforcing the
WFEA mandates, and it properly dismissed Jocz's complaint against the seminary.
In
sum, we conclude that the Department is not categorically deprived of subject
matter jurisdiction to review and investigate employment discrimination
complaints filed against religious associations. In this case, however, the Commission correctly determined that
the Director of Field Placement served a “ministerial” or “ecclesiastical”
function at the seminary, and the Department was constitutionally precluded
from enforcing the WFEA against the seminary.
Accordingly, we can locate no “ground[s] for setting aside, modifying,
remanding or ordering agency action or ancillary relief,” § 227.57(2), Stats., and the trial court order
affirming the Commission's decision is affirmed.
By
the Court.—Order affirmed.
[1] U.S. Const. amend. I, provides:
Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or abridging the freedom of
speech, or of the press; or the right of the people peaceably to assemble, and
to petition the Government for a redress of grievances.
[2] Wis.
Const. art. I, § 18 (amended 1982), provides:
The right of every person to worship Almighty God
according to the dictates of conscience shall never be infringed; nor shall any
person be compelled to attend, erect or support any place of worship, or to
maintain any ministry, without consent; nor shall any control of, or
interference with, the rights of conscience be permitted, or any preference be
given by law to any religious establishments or modes of worship; nor shall any
money be drawn from the treasury for the benefit of religious societies, or religious
or theological seminaries.
[3] Jocz also raises
a tertiary issue—whether the seminary undertook a duty to refrain from sex
discrimination when it allegedly contracted with the federal Veterans Administration
Medical Center for benefits and V.A. loans to students. The Commission never addressed this issue;
thus, under the limited scope of our Chapter 227 review, we do not address it. Section 227.57(1), Stats. (“The review
shall be conducted by the court without a jury and shall be confined to the
record.” (Emphasis added.)).
[4] The Sacred Heart
School of Theology is a theological seminary of the Roman Catholic Church. The seminary provides the final religious
preparation of its students before ordination into the priesthood through Holy
Orders, one of the seven sacraments recognized by the Roman Catholic
faith. A successful student receives
the seminary's master of divinity degree after roughly four years of
graduate-level preparation.
The
seminary is a non-profit “religious, educational, and charitable” corporation organized
under Chapter 181, Stats. It is operated by a Roman Catholic religious
order, the Congregation of the Priests of the Sacred Heart. The seminary's president and rector report
to the provincial superior of the order's North American province. The provincial superior reports to the
order's general superior at the Vatican.
The general superior of the order reports to the pope. The pope also governs seminaries as a group,
whether operated by religious orders or church dioceses, through the Sacred Congregation
for Catholic Education. This is a
Vatican agency that assists the pope and can act on behalf of the “Holy See,”
that is, the office and authority of the pope, on issues involving the
seminaries and the formation of priests.
[5] The Roman Catholic Church has promulgated
church laws, policies, and other norms that govern the position of Director of
Field Education at the seminary, including: the Codex Luris Canonici
(1983) (the “Code of Canon Law”), which contains the Catholic Church's general
legislation; the Ratio Fundamentalis, which sets forth the basic
guidelines for all Roman Catholic seminaries in the world and which guides the
development of national programs; and The Program for Priestly Formation,
a national program which governs all seminaries in the United States.
[6] Section 227.58, Stats., provides:
Appeals. Any party, including the
agency, may secure a review of the final judgment of the circuit court by
appeal to the court of appeals within the time period specified in s. 808.04
(1).
[7] Section
227.57(5), Stats., provides:
The court shall set aside or modify the agency action if
it finds that the agency has erroneously interpreted a provision of law and a
correct interpretation compels a particular action, or it shall remand the case
to the agency for further action under a correct interpretation of the
provision of law.
[8] Section
111.375(1), Stats. (1983-84),
provided in relevant part:
Department to administer. (1) ... this
subchapter shall be administered by the department. The department may make, amend and rescind such rules as are
necessary to carry out this subchapter.
The department or the commission may, by such agents or agencies as it
designates, conduct in any part of this state any proceeding, hearing,
investigation or inquiry necessary to the performance of its functions.
[9] Section 111.39, Stats. (1983-84), provided in relevant
part:
Powers and duties of department. Except as
provided under s. 111.375 (2), the department shall have the
following powers and duties in carrying out this subchapter:
(1) The department may
receive and investigate a complaint charging discrimination or discriminatory
practices or unfair honesty testing in a particular case if the complaint is
filed with the department no more than 300 days after the alleged
discrimination or unfair honesty testing occurred. The department may give publicity to its findings in the case.
(2) In carrying out this
subchapter the department and its duly authorized agents are empowered to hold
hearings, subpoena witnesses, take testimony and make investigations in the
manner provided in ch. 101. The
department or its duly authorized agents may privilege witnesses testifying
before them under the provisions of this subchapter against self-incrimination.
....
(4) (a) The department shall
employ such examiners as are necessary to hear and decide complaints of
discrimination and to assist in the effective administrative of this
subchapter. The examiners may make
findings and orders under this section.
(b) If the department finds probable
cause to believe that any discrimination has been or is being committed or
unfair honesty testing has occurred or is occurring, it may endeavor to
eliminate the practice by conference, conciliation or persuasion. If the department does not eliminate the
discrimination or unfair honesty testing, the department shall issue and serve
a written notice of hearing, specifying the nature of the discrimination which
appears to have been committed or unfair honesty testing which has occurred,
and requiring the person named, in this section called the “respondent”, to
answer the complaint at a hearing before an examiner. The notice shall specify a time of hearing not less than 30 days
after service of the complaint, and a place of hearing within either the county
of the respondent's residence or the county in which the discrimination or
unfair honesty testing appears to have occurred. The testimony at the hearing shall be recorded or taken down by a
reporter appointed by the department.
(c) If, after hearing, the examiner
finds that the respondent has engaged in discrimination or unfair honesty testing,
the examiner shall make written findings and order such action by the
respondent as will effectuate the purpose of this subchapter, with or without
back pay. If the examiner awards any
payment to an employe because of a violation of s. 111.321 by an individual
employed by the employer, under s. 111.32 (6), the employer of that
individual is liable for the payment.
Back pay liability may not accrue from a date more than 2 years prior to
the filing of a complaint with the department.
Interim earnings or amounts earnable with reasonable diligence by the
person discriminated against or subject to unfair honesty testing shall operate
to reduce back pay otherwise allowable.
Amounts received by the person discriminated against or subject to the
unfair honesty testing as unemployment benefits or welfare payments shall not
reduce the back pay otherwise allowable, but shall be withheld from the person
discriminated against or subject to unfair honesty testing and immediately paid
to the unemployment reserve fund or, in the case of a welfare payment, to the
welfare agency making the payment.
[10] Under the original WFEA as enacted in 1977,
religious associations were specifically excluded from the Act's definition of
“employer.” See
§ 111.31(3), Stats. (1977)
(“The term `employer' shall include each agency of the state and any employer
as defined in s. 41.02 (4), but shall not include a ... religious association
not organized for private profit.”); see also David C. Rice, The
Wisconsin Fair Employment Act and the 1982 Amendments, Wis. Bar Bull., Aug. 1982, at 17,
59. The 1982 amendments to the WFEA
removed this complete exemption. See
Laws of 1981, ch. 334, § 4; Rice, supra at 17-18.
[11] The Free Exercise Clause of the First
Amendment has been applied to the states through the Fourteenth Amendment. Church of the Lukumi Babalu Aye, Inc.
v. City of Hialeah, 508 U.S. ___, ___, 113 S. Ct. 2217, 2225, 124 L.Ed.
2d 472, 489 (1993).
[12] We acknowledge
Chief Justice Heffernan's persuasive argument that “[w]e would have to ignore
the plain language of the constitutional provisions to conclude that the
protection accorded under Article I, section 18 is exactly the same as that
provided by the First Amendment to the United States Constitution. The language of these two provisions is very
different.” King v. Village of
Waunakee, 185 Wis.2d 25, 59, 517 N.W.2d 671, 685-86 (1994) (Heffernan,
C.J., dissenting). As noted by the
Chief Justice, “`it is the prerogative of the State of Wisconsin to afford
greater protection to the liberties of persons within its boundaries under the
Wisconsin Constitution than is mandated by the United States Supreme Court
under the Fourteenth Amendment.'” Id.
at 57-58, 517 N.W.2d at 685 (Heffernan, C.J., dissenting) (quoting State
v. Doe, 78 Wis.2d 161, 171, 254 N.W.2d 210, 215 (1977)). Indeed, to so hold would be entirely
consistent with our Constitutional Framers' “unique contribution ... to
political science and political theory” — federalism:
[I]t was the insight of the Framers that freedom was
enhanced by the creation of two governments, not one. “In the compound republic
of America, the power surrendered by the people is first divided between two
distinct governments, and then the portion allotted to each subdivided among
distinct and separate departments.
Hence a double security arises to the rights of the people. The different governments will control each
other, at the same time that each will be controlled by itself.”
United States v. Lopez, 514 U.S. ___, ___, 115 S. Ct. 1624, 1638, 131 L.Ed 2d
626, 648 (1995) (Kennedy, J., concurring) (quoting The Federalist No. 51, at 323 (James Madison) (Clint Rossiter
ed., 1961)). By limiting the religious
protection imbued in Article I, Section 18 of the Wisconsin Constitution to the
baseline protection of the federal First Amendment, Wisconsin courts undermine
the “double security” of our “compound republic.” Nonetheless, as an intermediate appellate court in this state we
are bound by the pronouncements of the Wisconsin Supreme Court, see Hutto
v. Davis, 454 U.S. 370, 374-75 (1982) (per curiam), and,
accordingly, we apply the analysis employed by the majority in King. See also State v. Miller,
No. 94‑0159, slip op. at 4‑5 (Wis. Ct. App. Aug. 3, 1995)
(agreeing with the majority's analysis in King).
[13] The “law of
general applicability” test, as stated by the Supreme Court in Employment
Div., Dept. of Human Resources v. Smith, 494 U.S. 872, 883-90 (1990),
is not applicable here because “the First Amendment obviously excludes all
`governmental regulation of religious beliefs as such' ... [including]
in controversies over religious authority or dogma.” Id. at 877.
[14] See also Olston v. Hallock,
55 Wis.2d 687, 696‑97, 201 N.W.2d 35, 39‑40 (1972) (court could not
constitutionally review a religious institution's decision to terminate a
minister); Black v. St. Bernadette Congregation, 121 Wis.2d 560,
565‑66, 360 N.W.2d 550, 553 (Ct. App. 1984) (matters of internal church
government are at the core of ecclesiastical affairs and as such are beyond the
province of judicial review).
[15] Yale University Law Professor Stephen L.
Carter gives the example that “hiring a plumber to fix the sink in the parish
hall is not the same as hiring a counselor to work in a religious program to
fix dysfunctional families,” but then cautions that “[i]f one does happen to
encounter a religion that considers the repair of the sink God's work, one must
not respond blithely—as the courts too often do—with, `Really? Well, we
don't.'” Stephen L. Carter, The Culture of Disbelief: How American Law and
Politics Trivialize Religious Devotion 142-43 (Anchor Books ed., 1994).
[16] Section
227.57(6), Stats., provides:
If the agency's action depends on any fact found by the
agency in a contested case proceeding, the court shall not substitute its
judgment for that of the agency as to the weight of the evidence on any
disputed finding of fact. The court shall, however, set aside agency action or
remand the case to the agency if it finds that the agency's action depends on
any finding of fact that is not supported by substantial evidence in the
record.