PUBLISHED OPINION
Case No.: 95-2480-W
†Petition for
Review Filed
Complete Title
of Case:
STATE OF WISCONSIN ex rel.
ANGELA M.W.,
Petitioner,†
v.
WILLIAM KRUZICKI, Sheriff
of Waukesha County,
REXFORD W. TITUS, III,
President, Waukesha Memorial
Hospital, FRED SYRJANEN,
Director, Lawrence Center,
& Director of Chemical
Dependency at Waukesha
Memorial Hospital, CIRCUIT
COURT FOR WAUKESHA
COUNTY, THE HONORABLE
KATHRYN W. FOSTER,
WAUKESHA COUNTY
CORPORATION COUNSEL
THOMAS FARLEY, and
ASSISTANT CORPORATION
COUNSEL WILLIAM DOMINA,
Respondents.
Oral Argument: September 20, 1995
COURT COURT OF APPEALS OF WISCONSIN
Opinion Released: October 6, 1995
Opinion Filed: October
6, 1995
Source of APPEAL HABEAS CORPUS original
proceeding; SUPERVISORY WRIT
Full Name JUDGE COURT: Circuit
Lower Court. COUNTY: Waukesha
(If
"Special", JUDGE: KATHRYN W. FOSTER
so indicate)
JUDGES: Anderson, P.J., Brown and Nettesheim, JJ.
Concurred:
Dissented: Anderson, P.J.
Appellant
ATTORNEYSOn behalf of the petitioner, there were briefs by Robin
Shellow and Angela Conrad of the Law Offices of Robin Shellow
volunteer attorneys for the American Civil Liberties Union of Wisconsin
Foundation, and Peter Koneasny legal director of the American Civil
Liberties Union of Wisconsin Foundation.
There was oral argument by Angela Conrad.
Respondent
ATTORNEYSOn behalf of the respondents, there were briefs by William
J. Domina, assistant corporation counsel, and Margaret M. Zimmer,
assistant corporation counsel. There
was oral argument by William Domina.
There was a
brief and oral argument by Guardian ad Litem, Jill C. Vento, of Brenner,
Brenner & Wall, of Waukesha.
COURT OF APPEALS DECISION DATED AND RELEASED October
6, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals. See § 808.10 and Rule 809.62(1), Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 95-2480-W
STATE OF WISCONSIN IN
COURT OF APPEALS
STATE
OF WISCONSIN ex rel.
ANGELA
M.W.,
Petitioner,
v.
WILLIAM
KRUZICKI, Sheriff
of
Waukesha County,
REXFORD
W. TITUS, III,
President,
Waukesha Memorial
Hospital,
FRED SYRJANEN,
Director,
Lawrence Center,
&
Director of Chemical
Dependency
at Waukesha
Memorial
Hospital, CIRCUIT
COURT
FOR WAUKESHA
COUNTY,
THE HONORABLE
KATHRYN
W. FOSTER,
WAUKESHA
COUNTY
CORPORATION
COUNSEL
THOMAS
FARLEY, and
ASSISTANT
CORPORATION
COUNSEL
WILLIAM DOMINA,
Respondents.
HABEAS
CORPUS original proceeding. Writ
denied. SUPERVISORY WRIT to the
circuit court for Waukesha County:
KATHRYN W. FOSTER, Judge. Writ
denied.
Before
Anderson, P.J., Brown and Nettesheim, JJ.
NETTESHEIM,
J. Angela M.W., the mother of a viable fetus,
filed an original action in this court seeking a writ of habeas corpus or, in
the alternative, a supervisory writ barring the Waukesha County juvenile court
from continuing to exercise jurisdiction in a pending child in need of
protection or services (CHIPS) proceeding pursuant to § 48.13, Stats.
The
threshold issue is whether Angela's viable fetus is a “child” within the
meaning of the juvenile code, § 48.02(2), Stats. We conclude that a viable fetus is a child
within the meaning of the statute. As
such, we further conclude that the State has a legitimate and compelling
interest under Roe v. Wade, 410 U.S. 113 (1973), to provide CHIPS
protection to the fetus. We therefore
hold that the juvenile court has jurisdiction to adjudicate the pending CHIPS
proceeding.
A
further issue is whether an order for the protective custody of a viable fetus
pursuant to § 48.19(1)(c), Stats.,
in a CHIPS proceeding is violative of the mother's constitutional due process
and equal protection rights since such an order, by necessity, also requires
the custody of the mother. We hold that
such an order is constitutional. We
therefore reject Angela's applications for a writ of habeas corpus or a
supervisory writ.[1]
FACTS
The
facts and history of this case are undisputed.
Angela is the adult mother of a viable fetus. Angela has chosen to carry her fetus to full term, and her
projected delivery date was October 4, 1995.[2] During her pregnancy, Angela was treated by
her obstetrician. Based upon his
observations during this treatment, the obstetrician suspected that Angela was
using cocaine or other drugs during her pregnancy. As a result, the obstetrician performed drug-screening tests on
Angela. These tests confirmed the presence
of cocaine or other drugs in Angela's blood on May 31, June 26, July 21 and
August 15, 1995. The obstetrician
counseled Angela to seek voluntary inpatient treatment. Angela declined.
After
Angela failed to keep scheduled appointments with her obstetrician on August 28
and September 1, 1995, the obstetrician reported his concerns to the
appropriate authorities pursuant to the mandatory reporting requirements of
§ 48.981(2), Stats.[3] Based on this report, the Waukesha County
Department of Health and Human Services (the County) sought an order from the
juvenile court, the Honorable Kathryn W. Foster, directing that Angela's viable
fetus be taken into protective custody pursuant to § 48.19(1)(c), Stats.
This statute authorizes the juvenile court to order that a child be
taken into protective custody upon a satisfactory showing “that the welfare of
the child demands that the child be immediately removed from his or her present
custody.” Id.
On
September 5, 1995, the juvenile court granted the County's request and issued
the protective custody order. The order
reads, in relevant part:
Pursuant to a showing under Section 48.19(1)(c), Wis.
Stats., which is satisfactory to this Court, the Circuit Court hereby directs
that [the viable fetus], be detained under Section 48.207(1)(g), Wis. Stats.,
by the Waukesha County Sheriff's Department and transported to Waukesha
Memorial Hospital for inpatient treatment and protection.[4] Such detention will by necessity result in
the detention of the unborn child's mother, [Angela].
The
next day, September 6, 1995, the County filed a CHIPS petition with the juvenile
court. The petition alleged that the
viable fetus was in need of protection or services because its “parent ¼ neglects, refuses or
is unable for reasons other than poverty to provide necessary care, food,
clothing, medical or dental care or shelter so as to seriously endanger the
physical health of the child, pursuant to Section 48.13(10) of the Wisconsin
Statutes.” The petition incorporated an
attached affidavit of Angela's treating obstetrician which recited his observations,
opinions and concerns. The affidavit
included the obstetrician's following statements:
10. As a licensed obstetrician, it is my opinion
that [Angela's] active cocaine usage presents a real and immediate danger to
the health[,] safety and continued viability of her unborn child.
11. It is my
opinion that without intervention forcing [Angela] to cease her drug use that
she will continue using cocaine and other drugs with the following likely
effects on her unborn child: low weight gain, abruptio placentae, increased
infectious diseases, hypertension and tachycardia, preterm labor and delivery,
possible precipitous delivery, and increased risks for pregnancy loss,
including spontaneous abortion and still birth, SIDS, congenital malformations,
intraventricular hemorrhage and precipitous labor.
Before
the protective custody order was executed, Angela presented herself for
voluntary inpatient drug treatment at a treatment facility. As a result, the juvenile court amended the
order to provide that the viable fetus was to be held in protective custody at
the treatment facility selected by Angela.[5] However, the amended order further provided
that if Angela left the treatment facility, the fetus was to be held in
protective custody at Waukesha Memorial Hospital.
Thereafter,
on September 7 and 8, 1995, the juvenile court conducted a detention hearing
pursuant to § 48.21(1), Stats.[6] At the first hearing, Angela appeared
telephonically, but without counsel. At
the second hearing, Angela again appeared telephonically, but with
counsel. At this hearing, Angela's
counsel objected to the jurisdiction of the juvenile court. The court rejected Angela's jurisdictional
challenge, but indicated that it would continue to review the matter. The court also scheduled a plea hearing for
September 13.
Angela
responded with this original action in the court of appeals, asking that we
issue a writ of habeas corpus releasing her from the constraints of the
protective custody order or, in the alternative, that we issue a supervisory
writ barring the juvenile court from exercising jurisdiction in the pending
CHIPS action.[7] The County and the fetus' guardian ad litem
have responded to Angela's petition, and all of the parties have provided us
with legal memoranda in support of their respective positions. In addition, this court heard oral arguments
from the parties on September 20, 1995.
INTRODUCTION
We
begin with some preliminary observations.
This case presents important issues of first impression in
Wisconsin. In addition to our
consideration of the parties' briefs and the oral argument, this court has
engaged in lengthy and intense internal discussions regarding the matter. The limited authority from other
jurisdictions and from the various commentators reveals a divergence of opinion
on the issues before us. That same
difference of opinion exists within this court, as borne out by our colleague's
dissenting opinion. Our differing
opinions each find support in these conflicting authorities. Although we ultimately disagree with the
position of our dissenting colleague, his contributions to our deliberations
have been positive and thought provoking, as is his separate opinion.
Although
the authority cited to us from other states and sources is informative, we do
not find it necessary to dwell at length on those statements. Nor do we find it necessary to squarely
address many of the positions asserted by the dissent which looks to certain of
this authority for support. This is
because our decision is based on the public policy which we discern from
existing Wisconsin cases, from the Wisconsin juvenile code and from decisions
of the United States Supreme Court.
Finally,
we observe that our positions as judges do not insulate us from the highly
personal and sometimes emotionally charged nature of the issues present in
these kinds of cases. See L.K.
v. B.B., 113 Wis.2d 429, 464, 335 N.W.2d 846, 863 (1983) (Abrahamson,
J., dissenting). Nonetheless, our
obligation is to decide this case on the basis of the applicable facts and law,
free of the heightened rhetoric which often accompanies the public debate about
these kinds of issues. Most
importantly, we are ethically bound to follow the law, and we may not allow our
personal concepts of justice to override that law. See SCR 60.01(1) (West 1995). This court, both majority and dissent, has striven to keep the
discussion on this level.
STANDARDS AND
BURDEN OF PROOF
Angela
raises three issues. She claims: (1) the juvenile court does not have
jurisdiction over her viable fetus, (2) the juvenile court does not have
jurisdiction over Angela herself, and (3) the juvenile court's issuance of a
protective custody order violates her constitutional rights to due process of
law and equal protection under the United States Constitution and the Wisconsin
Constitution.
Angela
seeks habeas corpus relief or, in the alternative, supervisory relief from this
court. However, regardless of the
relief she seeks, the gravamen of Angela's argument is that she is illegally
detained by the juvenile court's protective custody order. The purpose of the writ of habeas corpus is
to protect and vindicate the petitioner's right of personal liberty by
releasing the petitioner from illegal restraint. State ex rel. Zdanczewicz v. Snyder, 131 Wis.2d
147, 151, 388 N.W.2d 612, 614 (1986).
Angela's argument presents a classic habeas corpus test. She makes no further or different argument
in support of her alternative claim for supervisory writ relief. Thus, we will answer Angela's challenge in
the context of her habeas corpus claim, and we will not separately discuss her
alternative claim for a supervisory writ.
In
a habeas corpus proceeding, the burden is on the petitioner, here Angela, to
demonstrate by a preponderance of the evidence that the detention is
illegal. See State ex rel.
Alvarez v. Lotter, 91 Wis.2d 329, 334, 283 N.W.2d 408, 410 (Ct. App.
1979).
We
do not read Angela's arguments (at least at this early stage of the pending
CHIPS proceedings) to challenge the factual underpinning for the commencement
of the CHIPS matter pursuant to § 48.13(10), Stats., or for the issuance of the concurrent protective
custody order pursuant to § 48.19(1)(c), Stats. The former statute vests the juvenile court
with exclusive original jurisdiction over a child whose parent neglects,
refuses or is unable for reasons other than poverty to provide necessary care,
including medical care, where such conduct seriously endangers the physical
health of the child. The latter statute
authorizes the juvenile court to issue an order for the custody of the child
upon a satisfactory showing that the welfare of the child demands such
action. The affidavit of Angela's
obstetrician recites facts clearly sufficient to satisfy both statutes.
Rather,
Angela's challenge is legally premised.
She contends that the juvenile court does not have CHIPS jurisdiction
over her or her viable fetus. And, even
if such jurisdiction exists, Angela contends that the juvenile court's issuance
of a protective custody order under § 48.19(1)(c), Stats., violates her constitutional rights. We discuss these issues seriatim.
JURISDICTION
In
order to exercise its power over a case, a court must have both subject matter
jurisdiction and personal jurisdiction.
P.C. v. C.C., 161 Wis.2d 277, 297, 468 N.W.2d 190, 198, cert.
denied, 502 U.S. 925 (1991).
Section 48.13, Stats.,
vests the juvenile court with “exclusive original jurisdiction over a child
alleged to be in need of protection or services.” The statute then goes on to set out fourteen specific scenarios
in which the juvenile court is empowered to act. In this case, the County relies on subsec. (10), governing those
situations in which the child's parent fails to provide requisite care so as to
seriously endanger the physical health of the child.
In
making her jurisdictional arguments, Angela does not specify whether she is
challenging the juvenile court's subject matter or personal jurisdiction. We suspect her challenge is to the juvenile
court's subject matter jurisdiction.
However, in the interest of completeness, we will discuss both.
1.
Subject Matter Jurisdiction
Subject
matter jurisdiction requires that the statutes or the constitution confer
authority on the court to adjudicate the matter before it. P.C., 161 Wis.2d at 297-98,
468 N.W.2d at 198. Angela argues that
the juvenile court exceeded its jurisdiction in this case because a viable
fetus is not a child within the meaning of § 48.02(2), Stats. If that is
true, then the juvenile court had no authority to adjudicate this matter, and
the court's assumption of jurisdiction was in excess of that conferred by the
statute.
Angela's
argument requires that we interpret § 48.02(2), Stats., which defines a “child” for purposes of the juvenile
code as “a person who is less than 18 years of age.” (Emphasis added.) The interpretation of a statute presents a question of law which
we review de novo. Brandt v. LIRC,
160 Wis.2d 353, 361, 466 N.W.2d 673, 676 (Ct. App. 1991), aff'd, 166
Wis.2d 623, 480 N.W.2d 494 (1992). In
construing a statute, we begin with the language of the statute itself, and if
the language is clear on its face, we are precluded from referring to extrinsic
sources to aid our interpretation. Id.
at 362, 466 N.W.2d at 676.
Angela
argues that the statute is clear and unambiguous. In support, she reasons that a viable fetus is not a “child”
because: (1) a fetus has no age; (2) a
CHIPS petition must allege, inter alia, the birth date of the child §
48.255(1)(a), Stats.; and (3)
when the legislature has seen the need to include a fetus in a statutory
classification, including the juvenile code, it has expressly done so.[8]
We
have no substantial quarrel with Angela's reasoning as far as it goes.[9] However, it does not go far enough. For even if a statute appears unambiguous on
its face, it can be rendered ambiguous as applied. See Brandt, 160 Wis.2d at 368, 466 N.W.2d at
679. “[E]ven apparently plain words,
divorced from the context in which they arise and in which their creators
intended them to function, may not accurately convey the meaning the creators
intended to impart. It is only,
therefore, within a context that a word, any word, can communicate an
idea.” Leach v. Federal Deposit
Ins. Corp., 860 F.2d 1266, 1270 (5th Cir. 1988), cert. denied,
491 U.S. 905 (1989).
We
properly bear in mind that the legislature cannot be reasonably expected to
address every scenario under which its law might be applied. “[T]he very nature of today's society makes
it impossible for the members of the legislature to forecast the particular
condition or set of facts to which someone now suggests applying the
statute.” State v. Knutson, Inc.,
___ Wis.2d ___,___, 537 N.W.2d 420, 423 (Ct. App. 1995) (quoted source
omitted). When our supreme court spoke
to the topic of fetal injury in Puhl v. Milwaukee Auto. Ins. Co.,
8 Wis.2d 343, 357, 99 N.W.2d 163, 171 (1959), overruled on other grounds by
Stromsted v. St. Michael Hosp., 99 Wis.2d 136, 299 N.W.2d 226
(1980), it stated, “If the common law has any vitality, ¼ it should be elastic
enough to adapt itself to current medical and scientific truths so as to
function as an efficient rule of conduct in our modern, complex society.”
The
test for ambiguity of a statute is whether reasonable minds could differ as to
its meaning. See E.H. v.
Milwaukee County, 151 Wis.2d 725, 731, 445 N.W.2d 729, 731 (Ct. App.
1989). We conclude that reasonable
minds could differ as to whether the statutory definition of a child applies to
a viable fetus in a CHIPS proceeding.
The sharp conflict in authority among the various jurisdictions and commentators
alone bears this out. However, we base
our conclusion on three more compelling considerations: (1) our supreme court has already construed
a viable fetus as a “person” within the meaning of Wisconsin's wrongful-death
statute, Kwaterski v. State Farm Mut. Auto. Ins. Co., 34 Wis.2d
14, 19, 148 N.W.2d 107, 110 (1967); (2)
the public policy considerations expressed in Kwaterski and those
earlier expressed in Puhl; and (3) the admonition in Puhl
that the common law should be flexible enough to adopt itself to current
medical and scientific truths, Puhl, 8 Wis.2d at 357, 99 N.W.2d
at 171.
On
the merits, we conclude that a viable fetus is a “person” within the statutory
definition of a child as set out in § 48.02(2), Stats. We base this
conclusion on the public policy expressed from three sources: (1) the United States Supreme Court, (2) the
Wisconsin legislature, and (3) the Wisconsin Supreme Court.
We
begin our discussion with Roe v. Wade. Roe is the landmark case recognizing a woman's
constitutional right, within certain constraints, to choose an abortion.[10] Roe, 410 U.S. at 163. We stress that this case is not about
Angela's constitutional right to choice under Roe. That right has been honored to the fullest
in this case. Instead, this case is
about consequences: first, the
consequences of Angela's choice under Roe; and second, the
consequences of Angela's conduct which has placed her viable fetus at risk of
serious physical harm or death.
Often
lost in the clamorous and polarized public debate about Roe is
another important holding of the case—the recognition of the state's legitimate
interest in protecting potential life when that interest becomes “sufficiently
compelling.” See id.
at 154. Thus, under Roe,
a woman's right to an abortion is not absolute, see id.,
and the state may act to promote its interest in the potentiality of human life
represented by a viable fetus, id. at 163-64.
This
brings us to Wisconsin's CHIPS law. Roe
was decided in 1973. Wisconsin's CHIPS
statute was created by Laws of 1977, ch. 354, § 24. This legislation replaced the former
§ 48.13, Stats., which
applied to “children alleged to be neglected or dependent.” See, e.g., § 48.13, Stats., 1973. Included in the new legislation was subsec. (10), the provision
relied on by the County in this case.
We presume that when the legislature acts, it is aware of the law,
including a supreme court's interpretation of the law. See State v. Iglesias,
185 Wis.2d 117, 140, 517 N.W.2d 175, 183, cert. denied, 513 U.S. ___,
115 S. Ct. 641 (1994). With Roe
on the books, the constitutional way had been cleared for the Wisconsin
legislature to enact legislation, should it so choose, to promote and protect
the potential life represented by a viable fetus.
It
is self-evident from a reading of the CHIPS statute that its purpose is to
protect children at risk. In light of Roe,
which forbids the abortion of a viable fetus and which empowers the states to
protect the potential life of such a fetus, it would be incongruous for us to
conclude that the CHIPS statute does not empower the state to take the very
steps which Roe expressly envisioned.
For
this reason, we reject the reasoning of the dissent and those commentators who
interpret Roe and its progeny to allow only state regulation of
abortion. The clear purpose of the
CHIPS statute is to protect children from the risk of physical harm. That goal can hardly be achieved if the
potential life of a viable fetus, a legitimate compelling state interest under Roe,
is not provided a safe environment in the womb of its mother and is beyond the
reach of the state in a CHIPS proceeding.[11]
Moreover,
our supreme court has already spoken to this matter, albeit in a different
context. In State v. Black,
188 Wis.2d 639, 641, 526 N.W.2d 132, 133 (1994), the defendant had killed his
unborn quick child as the result of an assault upon the mother. He was charged with feticide pursuant to §
940.04(2)(a), Stats., which makes
it illegal for any person, other than the mother, to intentionally destroy the
life of an unborn child. Black,
188 Wis.2d at 643, 526 N.W.2d at 134.
On
appeal, the defendant argued that the feticide statute could not be enforced
against him because it was intended “to apply only in the context of consensual
medical abortions.” Id.
at 644, 526 N.W.2d at 134. The
defendant also argued that the feticide statute “was impliedly repealed when
the legislature enacted [the abortion statute] sec. 940.15 in response to Roe
v. Wade.” Black,
188 Wis.2d at 644-45, 526 N.W.2d at 134.
The supreme court rejected this argument, holding that the feticide
statute was “not an abortion statute.” Id.
at 646, 526 N.W.2d at 135. Thus, Black
recognizes that the state may enact and enforce laws outside the abortion
context which protect a viable fetus.
CHIPS is such a law.
We
now turn to the Wisconsin case law and the public policy expressed therein
which have addressed the status of a fetus as it bears upon standing to assert
a claim for fetal injury. In Puhl,
the plaintiff was born alive as a “Mongoloid” child, a condition which she
alleged was caused by an automobile accident which occurred when she was a
nonviable fetus. Puhl, 8
Wis.2d at 351, 99 N.W.2d at 168.
Although the jury returned a favorable verdict, the trial court struck
the award based on the prevailing law expressed in Lipps v. Milwaukee
Elec. Ry. & Light, 164 Wis. 272, 159 N.W. 916 (1916). That law held that “a child during pregnancy
was a part of its mother and, not being a person in esse at the time of
injury, had no rights, and no cause of action could accrue for any prenatal
injury.” Puhl, 8 Wis.2d
at 354, 99 N.W.2d at 169.
Upon
review, the supreme court upheld the trial court's ruling on a different
ground, holding that the evidence did not sufficiently establish
causation. Id. However, the court went on to discuss the
then-developing law regarding the right of a person born alive to recover for
prenatal injuries. While this
discussion did not resolve the issue with finality, the Puhl
decision raised serious questions about the continuing vitality of Lipps.
The
Puhl court discussed the two developing theories on the
question: (1) the “viability theory,”
which drew the line between an enforceable and nonenforceable claim at the
point of viability; and (2) the “biological theory,” which made no distinction
between viability and nonviability, but instead triggered liability if the
fetus was born alive regardless of when the fetal injury occurred. Puhl, 8 Wis.2d at 356, 99
N.W.2d at 170.
In
the course of this discussion, the Puhl court made three
observations which we deem important to the issue before us. First, the court noted that “medical
knowledge” and “common knowledge” established “that a child in the viable stage
can and does live separately in the womb of its mother and can live and exist
as an independent person if born in that stage.” Id. at 355, 99 N.W.2d at 170
(emphasis added). Thus, for the first
time, we see a Wisconsin court favorably considering a legal theory which
recognizes the ability of a viable fetus to exist as an independent person and
to assert a claim, after birth, based on that status.
Second,
referring to the abortion law then on the books, the Puhl court
noted that the purpose of the laws against abortion is founded on the public
policy that it is wrong to deprive a living fetus of its ability to be
born. Id. at 356, 99
N.W.2d at 170. The Puhl
court rhetorically inquired, “If an unborn child may not be legally deprived of
life, why may that life be impaired by the negligence of another person without
responsibility?” Id. at
356-57, 99 N.W.2d at 170. Although that
statement was uttered in a pre-Roe v. Wade setting, a variant of
that rhetorical question is legitimately posed in this case as to those
abortions which remain illegal under Roe. If the viable fetus, within the constraints
of Roe, may not be deprived of life, how can it be reasonably
said that the state is powerless under the CHIPS law to protect a viable fetus
whose physical safety or life is at risk?
Third,
the Puhl court observed that “[t]he protection of property rights
of an unborn child in the law of real property ¼ and [probate] ¼ raises the question of whether property rights should
be more important than the right to be compensated for being born deformed or
injured through the negligence of another.”
Puhl, 8 Wis.2d at 357, 99 N.W.2d at 171. That same concern applies in this case. The law cannot credibly say that the
property and inheritance rights of a fetus are more important than the ability
of the state to intercede under CHIPS on behalf of a viable fetus to protect
the fetus against serious threats to its physical safety or life.
We
next turn to Kwaterski.
There the issue was “whether an eighth-month, viable unborn child, whose
later stillbirth is caused by the wrongful act of another, is ‘a person’ within
the meaning of [the wrongful-death statute] so as to give rise to a
wrongful-death action by the parents of the stillborn infant.” Kwaterski, 34 Wis.2d at 15,
148 N.W.2d at 108. In allowing
recovery, the supreme court noted that “the weight of authority continues the
trend noticed in Puhl, favoring recognition of an unborn child as
a person for purposes of recovery under a wrongful-death statute.” Kwaterski, 34 Wis.2d at 19,
148 N.W.2d at 110 (emphasis added).
The
Kwaterski court cited various reasons in support of its ruling
allowing recovery. Many are relevant to
this case and support our holding.
First, echoing Puhl, the court said that a viable child
“is capable of independent existence and therefore should be recognized as a
separate entity entitled to the protection of the law of torts.” Kwaterski, 34 Wis.2d at 19,
148 N.W.2d at 110. In fact, the court
said that Puhl recognized an unborn child as a separate legal
entity. Kwaterski, 34
Wis.2d at 19, 148 N.W.2d at 110. While
we are not so sure that Puhl made such an unequivocal statement,
it is clear that Kwaterski does for purposes of the
wrongful-death statute.[12]
Angela
necessarily concedes that under Kwaterski, a viable fetus is a
person for purposes of the wrongful-death statute. Yet, she would deny that same status to a viable fetus under the
CHIPS statute so as to preclude the state from taking protective steps on
behalf of a viable fetus at risk. This
reasoning is illogical. It holds that
the survivors of a fetus may be compensated for the fetus' death, but the state
may not intercede under CHIPS to preserve the life or safety of the fetus in
the first instance. This reasoning
produces an unreasonable interpretation of the CHIPS statute in light of Kwaterski. We must look to the commonsense meaning of a
statute to avoid unreasonable results. Turner
v. City of Milwaukee, 193 Wis.2d 412, 420, 535 N.W.2d 15, 17 (Ct. App.
1995).
Second,
the Kwaterski court, again echoing Puhl, noted that
the law already protected the unborn against the crimes of others and the
property rights of the unborn. Kwaterski,
34 Wis.2d at 19, 148 N.W.2d at 110. We
have previously addressed these considerations and noted the incongruity of
recognizing those rights but not according the state its authority under Roe
to intercede via CHIPS on behalf of a viable fetus.
Third,
the Kwaterski court observed that “[i]f no right of action is
allowed, there is a wrong inflicted for which there is no remedy.” Kwaterski, 34 Wis.2d at 20,
148 N.W.2d at 110. Our failure to
recognize the viable fetus as a person under the CHIPS statute effectively
deprives the state of its remedy, recognized by Roe and codified
by the CHIPS law, to pursue its legitimate and compelling interest in
protecting the potential life represented by a viable fetus. See Roe, 410 U.S. at
154; see also § 48.13, Stats.
Fourth,
the Kwaterski court cited equitable grounds in support of its
holding. The court concluded that it
would be unfair to deny the surviving family members the right to recover
monetary damages for the loss of a child before it is born. See Kwaterski, 34
Wis.2d at 20, 148 N.W.2d at 111. If
equity requires that a viable fetus be accorded status as a “person” so that
third parties might be compensated, it surely follows that the viable fetus be
accorded similar status under the CHIPS statute to allow the state to pursue
its legitimate interest in protecting the physical safety or life of a viable
fetus.
Fifth,
in terse but clear language, Kwaterski rejected the argument that
any judicial declaration that a viable fetus is a “person” within the meaning
of the wrongful-death statute was a matter for the legislature, not the
courts. Angela mounts the same argument
here as to the CHIPS statute. The Kwaterski
court stated, “[Wrongful-death statutes] are remedial statutes and should be
broadly construed to effect their purpose.”
Id. at 21, 148 N.W.2d at 111.
A
remedial statute is one which affords a remedy, or improves or facilitates remedies
already existing for the enforcement of rights and redress of injuries. Chappy v. LIRC, 128 Wis.2d
318, 324, 381 N.W.2d 552, 556 (Ct. App. 1985), aff'd, 136 Wis.2d 172,
401 N.W.2d 568 (1987). Clearly, the
purpose of the CHIPS statute is to allow the state to intervene on behalf of
children at risk. As such, the statute
is remedial. Following Kwaterski's
directive, we construe the statute in a fashion to serve those goals.
Kwaterski recognizes the parental choice to conceive and bear a
child. The purpose of the
wrongful-death statute is to compensate for the in utero loss of such child
which is caused by the wrongful act of another. To achieve the remedial goal of the statute, the supreme court
read the term “person” broadly to include a viable fetus. In this case, the purpose of the CHIPS
statute is to vest the state with the authority to promote the health and
welfare of children, a goal which includes a viable fetus under Roe. To achieve this remedial goal, we properly
construe a viable fetus as a “person” under the juvenile code.
We
conclude this phase of our discussion by returning to Roe. We have already noted that defining a viable
fetus as a “person” for purposes of § 48.02(2), Stats., does no violence to the choice holding of Roe. Neither does our conclusion offend Roe's
further holding that a fetus is not a “person” within the meaning of the
Fourteenth Amendment. See Roe,
410 U.S. at 158. We are not declaring
Angela's viable fetus a person under the Constitution. Rather, we are holding that the viable fetus
qualifies as a person under the statutory definition of child set out in §
48.02(2), Stats.[13]
In
summary, we conclude that Angela's viable fetus, is a “person who is less than
18 years of age” pursuant to § 48.02(2), Stats. As such, the viable fetus is a child
entitled to the protections and services of § 48.13(10), Stats., and the juvenile court has
subject matter jurisdiction to adjudicate the pending CHIPS proceeding.
2. Personal
Jurisdiction over the Viable Fetus
Next,
Angela contends that the juvenile court does not have personal jurisdiction
over her viable fetus.[14] Personal jurisdiction inquires whether a
party has a sufficient relationship to the jurisdiction exercising authority
and whether the party has notice of the charges. State v. Smith, 131 Wis.2d 220, 239, 388 N.W.2d
601, 609 (1986).
The
fetus appeared in this action through its guardian ad litem, and in response to
the CHIPS petition and the protective custody order. The guardian ad litem has not objected to the court's personal
jurisdiction over the fetus. Nor has
the guardian ad litem claimed that the fetus has a relationship to any
jurisdiction other than Wisconsin or that there is any defect regarding notice
of the proceedings. Thus, all the
requisites for personal jurisdiction have been satisfied as to the viable
fetus.
3. Personal
Jurisdiction over Angela
Next,
Angela challenges the juvenile court's personal jurisdiction over her.
We
stress at the outset of this discussion that the jurisdictional issue presented
by this case is the juvenile court's original jurisdiction pursuant to
the CHIPS statute, § 48.13, Stats. “The court has exclusive original
jurisdiction over a child alleged to be in need of protection or services ¼.” Id. The statute then goes on to recite the fourteen various scenarios
under which the court may exercise its jurisdiction to provide protection and
services. Thus, the statute states a
threshold jurisdictional requirement before the juvenile court may act in a
CHIPS matter.
It
is critical to note that the statute neither confers nor requires original
jurisdiction over a parent as a prerequisite to a CHIPS proceeding. This is a subtle, but important, distinction
which Angela has failed to grasp. As a
result, she rests her argument on the incorrect premise that the juvenile court
has exercised its original jurisdiction over her. This is not so. Section 48.13, Stats.,
which vests the juvenile court with original jurisdiction to act in a CHIPS
case, does not require original jurisdiction over a parent, and the juvenile
court has not asserted any original jurisdiction over Angela.
The
same is true as to the protective custody order. Like the CHIPS statute, § 48.19, Stats., which authorizes protective custody orders, neither
requires nor confers original jurisdiction over a parent. Under the facts of this case, the
jurisdictional requirement for issuance of the protective custody order was a
showing that the welfare of the viable fetus demanded immediate removal of its
custody to a safer environment. See
§ 48.19(1)(c). This threshold
showing was made to the satisfaction of the juvenile court.
The
protective custody order also recognized that the custody of Angela's viable
fetus would, of necessity, require the concurrent custody of Angela
herself. The order worked its custodial
effect on Angela not because the juvenile court has asserted jurisdiction over
her, but because Angela and her fetus are physically and biologically one. While the law has recognized the separate
and sometimes competing legal interests of a fetus and its mother, this
inexorable law of nature cannot be overlooked in this jurisdictional context.
This
does not mean that parents are not interested parties in CHIPS and protective
custody proceedings. To the contrary,
they are vital and important participants with vital and important rights,
interests and responsibilities. And,
the juvenile code involves the parents in such proceedings after
original jurisdiction has been established and after the child has been taken
into custody. However, the bottom line
for purposes of this jurisdictional discussion is that neither the juvenile
court's original exclusive CHIPS jurisdiction nor the court's authority to
issue a protective custody order requires prior original jurisdiction over a
parent.
This
same reasoning governs Angela's further argument that our holding runs afoul of
this court's decision in C.S. v. Racine County, 137 Wis.2d 217,
404 N.W.2d 79 (Ct. App. 1987). There we
held that a juvenile court could not order a parent of a born child into
involuntary inpatient substance abuse treatment pursuant to § 48.45, Stats.
C.S., 137 Wis.2d at 223-24, 404 N.W.2d at 82-83. Instead, we held that the state was
obligated to follow the commitment proceedings of ch. 51, Stats., governing alcohol and substance
abuse commitments. C.S.,
Wis.2d at 224, 404 N.W.2d at 82-83.
This
is not a C.S. case because just as the juvenile court has not
asserted any jurisdiction over Angela, neither has it ordered Angela into any
involuntary inpatient treatment program or facility. As we have noted, both the original and amended protective
custody orders directed that the viable fetus, not Angela, be taken into
nonsecure custody.
The fact that
Angela and her viable fetus are physically and biologically one triggers the
legal dilemma posed by this case, and it runs through all of the issues before
us. This fact requires this court to
squarely decide whose interests shall prevail.
However, we conclude that the answer to this delicate question does not
lie in any inquiry as to the juvenile court's purported personal jurisdiction
over Angela. Rather, we properly
address this question in the context of Angela's constitutional arguments—a
matter to which we now turn.[15]
DUE
PROCESS/EQUAL PROTECTION
Assuming
that the juvenile court had jurisdiction to act, Angela next contends that the
custodial effect worked by the protective custody order violates her due
process liberty rights under the United States and Wisconsin constitutions.[16] Specifically, Angela contends that the
County has failed to demonstrate a sufficient compelling interest on which to
restrain her liberty.
On
this issue, Roe v. Wade and its progeny again play an important
role. As we have previously observed, Roe
not only recognized a woman's right to choose an abortion, but also the state's
compelling interest in promoting and protecting the potential life of a viable
fetus. Roe, 410 U.S. at
154; see also Planned Parenthood v. Casey, 505 U.S. ___,
___, 112 S. Ct. 2791, 2816 (1992). As Casey
later stated, “it must be remembered that Roe v. Wade speaks with
clarity in establishing not only the woman's liberty but also the State's
‘important and legitimate interest in potential life.’ That portion of the decision in Roe
has been given too little acknowledgement and implementation by the Court in
its subsequent cases.” Casey,
505 U.S. at ___, 112 S. Ct. at 2817 (citation omitted). Thus, a woman's constitutional right to
choose an abortion is not absolute. See
Roe, 410 U.S. at 154.
We
also note that the state interest recognized by Roe and later
cases is not of constitutional proportion since the state possesses no such
interests or rights. Nor is the state's
interest recognized by Roe predicated on any constitutional right
of the fetus, since Roe held that the fetus was not a person
within the meaning of the Fourteenth Amendment. Roe, 410 U.S. at 158. Nonetheless, the Supreme Court concluded that these nonconstitutional
interests were sufficient, after viability, to override the constitutional
right to choice. See id.
at 158-59.
In
order to deprive a person of the fundamental right to physical liberty, the
state must show a compelling interest and that the means to carry it out is
narrowly drawn. See Zablocki
v. Redhail, 434 U.S. 374, 388 (1978).
Roe has already recognized this “compelling interest” in
situations involving the potential life of a viable fetus. The substantial number of children who are
born drug addicted or drug exposed is well documented. See, e.g., Lisa Janovy Keyes,
Comment, Rethinking the Aim of the “War on Drugs”: States' Roles in Preventing Substance Abuse by Pregnant Women,
1992 Wis. L. Rev. 197, 201. (“A recent nationwide study revealed that an
average of 11% of all babies born tested positive for illicit drugs ¼. Wisconsin's
perinatal substance abuse problem mirrors the national experience. In Milwaukee County, 10% to 15% of babies
are born to mothers who used cocaine during pregnancy.”) These statistics factually establish the
compelling need for state intervention, and Roe legally
establishes the state's right to do so.
Angela
further argues that the state's interest is not compelling because it might be
asserted in instances where the risk to the fetus is minimal or perhaps
nonexistent. As examples, she cites to
a pregnant woman who smokes tobacco or consumes nominal amounts of alcoholic
beverages while pregnant.
In
a different setting, this court once rejected an argument based upon our
speculation about the possible mischief which that argument, if adopted, would
work in future hypothetical cases. Manitowoc
County v. Local 986B, 163 Wis.2d 911, 918, 472 N.W.2d 600, 602 (Ct.
App. 1991) (Local 986B I), rev'd, 168 Wis.2d 819, 484
N.W.2d 534 (1992) (Local 986B II). In reversing our decision, the supreme court labelled our
concerns “hyperbolic.” Local 986B
II, 168 Wis.2d at 831, 484 N.W.2d at 538-39. Although Angela presents many compelling arguments in this case,
her argument on this issue borders on the hyperbolic.
An
objective and fair reading of the CHIPS statute reveals why this is so. The fourteen scenarios in which the CHIPS
statute authorizes the juvenile court to exercise its original jurisdiction
represent egregious situations in which a child is at substantial or
serious risk either because of its own actions or those of others. These include a child without a parent; an
abandoned child; a child who has been the victim of sexual abuse or who is at
such risk; a child who has needs for special treatment or care; a child who is
receiving inadequate care during a time when a parent is absent or unavailable;
a child whose parent is neglecting, or is at substantial risk of neglecting, to
provide necessary care; a child who is suffering from emotional damage, alcohol
or other drug abuse impairment for which the parent is unwilling to provide
treatment; and a delinquent child found not responsible because of mental
disease or defect. Section 48.13, Stats.
This
litany hardly suggests the lesser kinds of risk situations about which Angela
hypothesizes. Instead, these statutory
scenarios represent those extreme and critical situations in which the juvenile
court may intercede to protect a child and to provide services to the child and
the family. No parent is perfect. All parents, at one time or another, have
probably acted in a careless or negligent fashion as to their children. All parents could probably do better. But the CHIPS statute does not exist to
allow the state to meddle with the family unit in those instances in which the
parental conduct represents expected and routine human failings. Rather, the statute is reserved for extreme
situations in which the child faces serious or substantial risk.
Moreover,
the juvenile court may not invoke its jurisdiction on a mere hunch or
suspicion. Section 48.255(1)(e), Stats., provides that a CHIPS petition
must recite “reliable and credible information which forms the basis of the
allegations necessary to invoke the jurisdiction of the court.” The test for the sufficiency of a CHIPS
petition is the same as that governing the sufficiency of criminal
complaints—probable cause. State
v. Courtney E., 184 Wis.2d 592, 601, 516 N.W.2d 422, 425 (1994).
In
addition, § 48.13(10), Stats.,
the subsection upon which the County relies in this case, requires not only
that the parent neglect to provide the child with the requisite care, but
also that such neglect seriously endanger the physical health of the
child.
We
also note that in a case in which a protective custody order is sought, the law
accords additional protections besides the foregoing jurisdictional
requirements. Before the juvenile court
may issue a custodial order, it must be persuaded “upon a showing satisfactory
to the judge that the welfare of the child demands that the child be
immediately removed from his or her present custody.” Section 48.19(1)(c), Stats.
(emphasis added). Webster's Third New International Dictionary
598 (1976), defines the verb “demand[s],” in part, as “necessary, or requisite: make imperative.” This same authority likens the term to a “fact of necessity or
compulsiveness.” Id. Thus, a protective custody order is properly
reserved for situations of urgency or exigency.
Finally,
we observe that following the execution of a protective custody order,
§ 48.205, Stats., requires a
further probable cause determination as to whether the child may continue to be
held in custody, and the statute sets out various criteria for the juvenile
court or the intake worker to consider on this question.
From
this analysis of the applicable CHIPS and protective custody statutes, it is
apparent that the law provides numerous procedures, standards and protections
which guard against the hypothetical abuses which Angela envisions.[17]
Angela
further argues that the confinement of pregnant women is too extreme a means by
which the state may accomplish its compelling interest. As such, she contends that the statute is
not constitutionally tailored to serve the state's objective. See Zablocki, 434 U.S.
at 388. Angela argues that confinement
will be counterproductive, forcing some women to avoid prenatal medical care,
to opt for delivery outside of a medical setting, or to avoid substance abuse
treatment. She contends that other less
coercive alternatives, such as treatment and counseling, should be explored and
employed.
We
do not disagree with Angela that the pursuit of alternatives short of a
protective custody order would be prudent in many cases. However, in her zeal to invalidate the
statute, Angela has failed to recognize that the juvenile code already promotes
and allows the exploration of these lesser options. Section 48.01(1), Stats.,
which recites the legislative purposes of the juvenile code, provides, in part:
This
chapter shall be interpreted to effectuate the following express legislative
purposes:
¼.
(b) To provide for the care, protection and
wholesome mental and physical development of children, preserving the unity
of the family whenever possible.
¼.
(g) To provide children in the state with permanent
and stable family relationships.
The courts and agencies responsible for child welfare should assist
parents in changing any circumstances in the home which might harm the child or
which may require the child to be placed outside the home. [Emphasis added.]
The
goal of preserving the family unit clearly conveys that protective custody
orders should be used sparingly. That
goal also conveys that the option of voluntary drug treatment for pregnant
women should be explored. And, the
juvenile code has provisions incidental to the intake process where options
short of formal juvenile court intervention and a protective custody order can
be explored. See, e.g., §§
48.067, 48.069, 48.24, 48.243, 48.245, Stats. Thus, the position which Angela advocates is
already accommodated by the juvenile code.
While
the limited record before us in this original action does not reveal whether
lesser options were explored on the juvenile court level, the record does
establish that they were explored and recommended to Angela by her treating
obstetrician. It was Angela's failure
to heed this advice—not any surreptitious act of the juvenile court—which
triggered the need for judicial intervention by means of a CHIPS petition and a
protective custody order.
This
analysis establishes that the CHIPS statute is not an enactment which has “no
other purpose ¼ than to chill the assertion of constitutional rights by
penalizing those who choose to exercise them.”
See United States v. Jackson, 390 U.S. 570, 581
(1968). To the contrary, the CHIPS
statute represents the state's recognized interest in promoting and protecting
the safety and well-being of children.
We
recognize that the means by which the state interest is served cannot be
justified merely because there is a rational relationship between the means and
the interest; rather, the state interest must be compelling. See Reno v. Flores, 507
U.S. ___, ___, 113 S. Ct. 1439, 1447 (1993).
However, Roe has already decided that the state's interest
in promoting the life of a viable fetus is compelling, and we have already held
that our CHIPS statute represents the choice of the state to promote that interest
as to a viable fetus. We therefore
conclude that §§ 48.13 and 48.19, Stats.,
the means by which the state's interest is served, are properly tailored to
satisfy constitutional requirements.[18]
CONCLUSION
We
hold that Angela's viable fetus is a “person” as that term is used in the
statutory definition of a “child” set out in § 48.02(2), Stats.
We further hold that all components of the juvenile court's exclusive
original jurisdiction have been satisfied in this case. Therefore, the juvenile court was authorized
to adjudicate the CHIPS matter and to issue a protective order for the custody
of the viable fetus pursuant to § 48.19(1)(c), Stats. Finally, we
hold that the CHIPS statute and the protective custody provisions of § 48.19(1)
represent a proper and tailored means by which the State may exercise its
compelling interest in promoting the health, safety and welfare of Angela's
viable fetus.
By
the Court.—Writ of habeas
corpus denied. Supervisory writ denied.
No. 95-2480-W(D)
ANDERSON,
P.J. (dissenting). Although I
dissent, I do not approve the moral quality of Angela M.W.’s conduct. I do not, under any circumstances, sanction
the use of cocaine by a pregnant woman, who has been repeatedly warned of the
risks to her fetus, at any time during her pregnancy. Nor, on the other hand, am I here to criticize her for giving in
to what may well have been the unyielding demands of her addiction.
I
write separately only after having answered in the affirmative the “searching
question whether [this dissent] is likely to serve the law by extracting from
the shadows the problems left unstated and the theories that should eventually
control.” Roger Traynor, Some Open
Questions on the Work of State Appellate Courts, 24 U. Chi. L. Rev. 211, 218, (1957), reprinted in Ruggero J. Aldisert, Opinion Writing,
171 (1990).
The
majority narrows the principal issue to a question of statutory
construction: Whether a viable fetus is
included in the definition of “child” in § 48.02(2), Stats., and, hence, within the jurisdiction of the juvenile
court. Notwithstanding my disagreements
with the majority’s thorough and scholarly analysis in support of its
conclusions, I do agree with its dispassionate approach of avoiding a
religious, philosophical or biological discussion of when a “life” begins.
I.
The
basic principle espoused by Waukesha County is that Angela M.W.’s use of
cocaine during pregnancy is fetal abuse.
Since Wisconsin does not have a statute dealing with fetal abuse,
Waukesha County argues that fetal abuse is equivalent to child abuse under §
48.13, Stats.
The fetal abuse-child abuse polemic is the crucial
argument used to justify state intervention in maternal conduct. The argument is attractive. Since parents cannot violate their duty to
care for their children, even at the expense of personal religious value, then
mothers should not be able to refuse care necessary for the fetus. This is the prenatal equivalent of child
neglect or abuse. However, lurking
beneath the facade of this argument are insidious and alarming
implications. “Fetal neglect” implies
that there is some legally cognizable duty to the fetus. Although a child is a “person” physically
separate from its mother, the fetus is inseparably tied to its mother and is
not a “person” as used in the Fourteenth Amendment. Thus, what the state must do to end “fetal neglect”—physically
invade the maternal barrier—is entirely different than what it may do to end
child neglect. The analogy drawn
between the two issues is erroneous.
[Footnotes omitted.]
James J. Nocon, Physicians and Maternal-Fetal
Conflicts: Duties, Rights and
Responsibilities, 5 J. L. &
Health 1, 31-32 (1990-91).
II.
The
majority holds that § 48.02(2), Stats.,
is ambiguous because reasonable minds would differ as to whether the statutory
definition of a “child” applies to a viable fetus in a CHIPS proceeding. The majority concludes that a viable fetus
is a “person” within the definition of a “child” in § 48.02(2). It finds support for this conclusion in
three sources: (1) certain Wisconsin
cases that have considered “fetal rights”; (2) the legislature’s enactment of
the juvenile code; and, (3) Roe v. Wade, 410 U.S. 113 (1973), and
its progeny. Majority op. at 14.
A.
The
common law and common sense lead me to conclude that the statute is not ambiguous
on its face or as applied. Section
48.02(2), Stats., defines a
“child” to mean “a person who is less than 18 years of age.” This definition sets eighteen years of age
as the ceiling on the exclusive jurisdiction of the juvenile court, but it also
sets the day of birth as the floor on that jurisdiction. In deciding that the juvenile court lacked
subject-matter jurisdiction over a juvenile who committed an offense the day
immediately preceding his eighteenth birthday, one court has written: “[A]t common
law a person reaches his or her next year in age at the first moment of the day
prior to the anniversary date of his or her birth.” In re Edward, 441 A.2d 543, 543 (R.I. 1982). Therefore, under the common law the birth
event is significant because that is the time from which the common law
calculates age. Common sense requires
the same result. In everyday affairs,
age is measured from the time of birth, not conception, not quickening and not
viability, and one cannot be a “child” by definition until he or she has been
born and his or her age has begun to accrue.
See In re Valerie D., 613 A.2d 748, 760 (Conn. 1992).
The
statutory definition of a “child” is unambiguous on its face and as
applied. A “child,” subject to the
exclusive jurisdiction of the juvenile court, is any being from the moment of
the birth event until his or her eighteenth birthday. Ambiguity is created when it is held that there is no floor to
the definition of a “child” and the juvenile court can have jurisdiction over a
fetus in utero. The ambiguity is in the
uncertainty as to when the jurisdiction is triggered. If jurisdiction is triggered when the fetus becomes viable, there
is no fixed time when this event takes place.
Viability is generally defined as that state of fetal development when
the fetus is able to maintain life outside of the womb. See Lawrence J. Nelson, Brian P.
Buggy, and Carol J. Weil, Forced Medical Treatment of Pregnant Women: “Compelling Each to Live as Seems Good to
the Rest,” 37 Hastings L.J.
703, 715 (May 1986) [hereinafter Nelson I]; see § 940.15(1), Stats.
This is not a fixed event like a birth; for each fetus it will depend
upon its development and whether artificial support is required. This is not an observable event like a
birth; for each fetus it will depend upon the judgment of attending physicians
and expert witnesses.
Rather
than be certain about its jurisdiction, the juvenile court will have to conduct
a hearing to gather all of the relevant evidence, weigh the credibility of the
expert witnesses and make a medical judgment that the fetus has reached the
stage of development called “viability” before it can make the legal judgment
that it has jurisdiction. On the other
hand, the unambiguous application of § 48.02(2), Stats., to trigger jurisdiction upon the fixed and observable
event of birth removes all uncertainty.
B.
I
am not persuaded by the majority’s argument that under the rationale of Kwaterski
v. State Farm Mut. Auto. Ins. Co., 34 Wis.2d 14, 148 N.W.2d 107 (1967),
a viable fetus is accorded status as a person under the CHIPS statutes to
protect its physical safety or life.
Majority op. at 22. I am
persuaded by the discussion in Roe, 410 U.S. at 161, about the
law’s reluctance to bestow “legal rights to the unborn except in narrowly
defined situations and except when the rights are contingent upon live
birth.” In discussing states that
permit parents to recover for the wrongful death of a stillborn child, the
Supreme Court wrote, “Such an action, however, would appear to be one to
vindicate the parents’ interest and is thus consistent with the view that the
fetus, at most, represents only the potentiality of life.” Id. at 162.
One
commentator writes that the law of property,[19]
torts[20]
and wrongful death statutes suggest several conclusions that can be drawn about
the fetus. Nelson I, 37 Hastings L.J. at 738-39; see Lawrence
J. Nelson & Nancy Milliken, Compelled Medical Treatment of Pregnant
Women; Life, Liberty and Law in Conflict, 259 JAMA 1060, 1062-63 (1988)
[hereinafter Nelson II]. First,
although it is certain that the fetus is not a person under the law, the law
undeniably recognizes that the fetus has certain rights—inheritance—and is
entitled to certain tort protections if born alive—recovery for prenatal
injuries. Second, the legal rights
given to a fetus are largely determined by the purposes of the particular law
in question, rather than by a particular philosophical view of fetal
“personhood.” The commentator completes
his analysis by concluding that “the variable legal treatment of a fetus is
explained and justified by the particular social policies underlying different
areas of law.” Nelson I, 37 Hastings L.J. at 739. He points out that the law is not being
pernicious or arbitrary; rather, the law “simply reflects social values and
policies taken into account by lawmakers.”
Id.
I
conclude that those Wisconsin cases which impose limited legal duties upon
persons toward a fetus and grant limited legal rights to a fetus cannot be read
to confer full legal status upon a fetus.
Rather, each case must be carefully examined to identify the social
values and policies of the law that is being promoted.
C.
I
do not read Roe and its progeny to support the conclusion that
the State may act to promote its interests in the potential of human life by
intervening to protect the fetus in the event of harmful behavior by the
mother. Majority op. at 22-23. There is a Latin maxim that can be
applied: Nemo enim aliquam partem
recte intelligere possit antequam totum iterum atque iterum perlegerit.[21] Roe and its progeny are cases
that considered a woman’s right to an abortion and the authority of the states
to reasonably restrict that right. Roe’s
recognition of an important and legitimate state interest in the potential of
human life must be read against the backdrop of the issue before the Supreme
Court. I believe that the Supreme Court
carefully limited this important and legitimate state interest:
With respect to the State’s important and legitimate
interest in potential life, the “compelling” point is at viability. This is so because the fetus then presumably
has the capability of meaningful life outside the mother’s womb. State regulation protective of fetal life
after viability thus has both logical and biological justifications. If the State is interested in protecting
fetal life after viability, it may go so far as to proscribe abortion during
that period, except when it is necessary to preserve the life or health of the
mother. [Emphasis added.]
Roe, 410 U.S. at 163-64.[22]
Waukesha
County relies on Jefferson v. Griffin Spalding County Hosp. Auth.,
274 S.E.2d 457, 460 (Ga. 1981), and its interpretation of Roe
that “the state has an interest in protecting the lives of unborn, viable
children.” I believe that Waukesha
County is wrong when it argues that Roe supports the intervention
of the state and the compulsory detention of a mother for the sake of the
health and well-being of the fetus.
Equally wrong is a derivation of Waukesha County’s argument that because
a woman has waived her right to an abortion after carrying the pregnancy beyond
the point of viability, the state can force her to accept treatment for the
benefit of the fetus.
This misinterpretation of the law set forth in Roe
is probably the most common and serious oversight made in the debate about
maternal-fetal conflict. While it is
true that Roe acknowledged the state’s compelling interest in the fetus
at viability, it placed an essential limit on the exercise of this interest by
expressly permitting a woman to obtain an abortion even after fetal viability
if “it is necessary to preserve (her) life or health.” Thus, it is incorrect to assert that Roe
grants the state unrestricted authority to protect the viable fetus or to
prohibit abortions after viability.
Furthermore, Roe simply permits, but does not compel, states to
forbid abortions after viability when the mother’s life or health is not
thereby compromised. In addition, Roe
says nothing about whether the state may force treatment on a woman to promote
fetal health.
Nelson II, 259 JAMA at 1062.[23]
Nelson
goes on in this article to examine other cases in the same genre as Roe:
Doe v. Bolton, 410 U.S. 179 (1973); Colautti v. Franklin,
439 U.S. 379 (1979); and Thornburgh v. American College of Obstetricians
and Gynecologists, 476 U.S. 747 (1986), overruled by Planned
Parenthood v. Casey, 505 U.S. ___, 112 S. Ct 2791 (1992). He reaches a conclusion that is critical of
Waukesha County’s argument; Nelson asserts that “when the health interests of a
woman and her fetus conflict, the state appears to be constitutionally bound to
place the woman’s interests above the fetus'.”[24] Nelson II, 259 JAMA at 1062.
The
discussion of Roe and its progeny is not meant to be a
distraction from the narrow issue in this case. Rather, these cases are instructive on the resolution of the
maternal-fetal conflict created whenever the state seeks to intervene during a
pregnancy for the best interest of the fetus.
Because these cases focus on attempts of the state to restrict a woman’s
right to an abortion—in violation of her privacy rights, Roe, or
in violation of her liberty interest, Casey—the impact of the
County’s arguments premised on the State’s profound interest in the potential
of life justifying intervention into a woman’s pregnancy is substantially
lessened. These cases establish that
the state’s profound interest in the potential of life is not absolute and the
rights of the mother must be carefully considered and jealously guarded.
III.
I dissent because I believe that the issue
in this case presents so many unknown consequences that this court should have
declined to engage in the statutory interpretation that results in fetuses
being brought under the jurisdiction of the juvenile court. A court which seeks the truth through the
adversarial process is ill-equipped to make public policy in the sensitive
areas surrounding maternal-fetal conflicts.
I
dissent because I believe that the legislature is better equipped to explore
the burdens that the decision to extend the jurisdiction of the juvenile court
to a fetus in utero would have on women as a group without being unduly swayed
by the lamentable facts of a single case.
“A separate state statute directed toward improving the health of
newborns could address the complex legal and moral issues surrounding
inadequate prenatal care more effectively than could a court attempting to
apply a preexisting statute designed for a different purpose.” Note, Developments—Medical Technology
and the Law, 103 Harv. L. Rev.
1519, 1575 (1990).
In
a comprehensive and well-written opinion declining to approve the surgical
sterilization of a severely retarded adult female, Chief Justice Nathan J.
Heffernan set out in detail the reasons why courts are so ill-equipped to
address social issues of statewide concern.
This case demonstrates that a court is not an
appropriate forum for making policy in such a sensitive area. Moreover, irrespective of how well tried a
case may be—and we consider the instant one to have been well presented and
carefully considered—there are inherent limitations in the factual posture of
any case which make the extrapolation of judicially made policy to an entire
area of such a sensitive nature as this risky indeed. The legislature is far better able, by the hearing process, to
consider a broad range of possible factual situations. It can marshal informed persons to give an
in‑depth study to the entire problem and can secure the advice of experts
in the field of psychology, psychiatry, sociology, and medicine, as well as in
the field of law, to explore the ramifications of the adoption of a general
public policy which will give specific imprimatur to the courts to order
sterilization in well defined circumstances.
Eberhardy v. Circuit Court, 102 Wis.2d 539, 570-71, 307 N.W.2d 881, 895 (1981).
Chief
Justice Heffernan found support for the supreme court’s unwillingness to act in
such a sensitive area from Justice Frankfurter:
Courts are not equipped to pursue the paths for
discovering wise policy. A court is confined
within the bounds of a particular record, and it cannot even shape the
record. Only fragments of a social
problem are seen through the narrow windows of a litigation. Had we
innate or acquired understanding of a social problem in its entirety, we
would not have at our disposal adequate means for constructive solution. The answer to so tangled a problem ¼ is not to be
achieved by ¼ judicial resources ¼.
Id. at 571, 307 N.W.2d at 895-96 (quoted source omitted). The court also found reassurance in the
words of Benjamin Cardozo who was considered a judicial activist and who
believed that courts should blaze trails where necessary to protect human
rights:
The judge, even when he is free, is still not wholly
free. He is not to innovate at
pleasure. He is not a knight‑errant,
roaming at will in pursuit of his own ideal of beauty or of goodness. He is to draw his inspiration from
consecrated principles. He is not to
yield to spasmodic sentiment, to vague and unregulated benevolence. He is to exercise a discretion informed by
tradition, methodized by analogy, disciplined by system, and subordinated to
“the primordial necessity of order in the social life.” Wide enough in all conscience is the field of
discretion that remains. [Citations
omitted.]
Id. at 571, 307 N.W.2d at 896 (quoted source omitted).
In
a comparable situation, the Court of Appeals of Arizona affirmed the order of a
trial court dismissing criminal prosecution against a woman for child abuse
based on her use of heroin during pregnancy.
The Arizona court believed that it was better to defer to the
legislature:
[A]s
many of the policy arguments advanced by petitioner and respondent demonstrate,
the legislature is in a better position than this court to determine whether a
woman's prenatal conduct is more appropriately addressed through education,
medical and rehabilitative treatment, social welfare, criminal statutes, or
some combination of these approaches.
[T]he
legislature is composed of regularly elected members, subject to the electoral
will of the population of their respective districts, and thus the legislature
is more attuned to the will of the public on public policy than are the
courts.... [T]he legislature conducts
public hearings in a nonadversarial manner, and is more able to explore all
prospective aspects of a situation that may factually occur when it creates a
crime. This court, however, is limited
to ruling solely on the specific issue in the single case before it, and we
base our decision on the facts as developed by adversarial parties as applied
only to the limited issues preserved for review. [Alteration in original; citations omitted].
Reinesto v. Superior Court, 894 P.2d 733, 737-38 (Ariz. Ct. App. 1995).
From
the beginning this case was been well-prepared, skillfully presented and
carefully considered; however, much is missing from the record. We do not have the benefit of evidence or
arguments from numerous groups representing medicine, medical ethics,
psychology, psychiatry, sociology and medicolegal ethics. I would expect that these groups would
provide meaningful input on the questions of whether the State should intervene
in the area of the maternal-fetal relationship; the prevalence of maternal
deficiencies during pregnancy; the effects on the fetus of a mother
disregarding medical advice; the effects on the physician-patient relationship;
the potential for creating a maternal-fetal adversarial relationship; whether
intervention will improve or worsen prenatal care; and, a host of other
problems. Even if we were to take
judicial notice of the treatises in these areas, we still would know very
little of the short-term and long-term impact of our decision on society as a
whole and on child-bearing women specifically.
As this court and the juvenile court are dependent upon the opinions of
expert witnesses, it appears to me that our exercise of judicial discretion in
this case is “unguided by well thought-out policy determinations reflecting the
interest of society,” as well as of the mother and the fetus. Eberhardy, 102 Wis.2d at 569,
307 N.W.2d at 895.[25]
Exigent
circumstances do not justify disregarding the ramifications of extending the
jurisdiction of the juvenile court to a fetus in utero. Exigent circumstances do not justify
disregarding the role of the legislature and the careful study and deliberate
debate this issue requires. In this
case, Angela M.W. is reported to be more than thirty-six weeks pregnant; there
is evidence that the fetus is exposed to the greatest risk of harm in the first
trimester when the fetus is the most sensitive to “adverse maternal behavior
like cigarette smoking, occasional use of alcohol, and environmental pollution.” Nocon, 5 J.
L. & Health at 20.[26] It is conceivable that any damage to the
fetus has already occurred and Angela M.W.’s detention is of no medical
usefulness.
IV.
I
do not believe that I have used hyperbole in Part II of this dissent by partially
cataloging the ramifications of intervention in the maternal-fetal
conflict. Other courts and the American
Medical Association (AMA) have extensively discussed the negative consequences
of intervention in response to the harmful behavior by a pregnant woman.
The
Illinois Supreme Court explored the repercussions of recognizing a tort cause
of action, by a newborn, against a mother for injuries suffered in the womb.
It is clear that the
recognition of a legal right to begin life with a sound mind and body on the
part of a fetus which is assertable after birth against its mother would have
serious ramifications for all women and their families, and for the way in which
society views women and women's reproductive abilities. The recognition of such a right by a fetus
would necessitate the recognition of a legal duty on the part of the woman who
is the mother; a legal duty, as opposed
to a moral duty, to effectuate the best prenatal environment possible. The recognition of such a legal duty would
create a new tort: a cause of action
assertable by a fetus, subsequently born alive, against its mother for the
unintentional infliction of prenatal injuries.
It is the firmly held belief of some that a
woman should subordinate her right to control her life when she decides to
become pregnant or does become pregnant:
anything which might possibly harm the developing fetus should be
prohibited and all things which might positively affect the developing fetus
should be mandated under penalty of law, be it criminal or civil. Since anything which a pregnant woman does
or does not do may have an impact, either positive or negative, on her
developing fetus, any act or omission on her part could render her liable to
her subsequently born child. While such
a view is consistent with the recognition of a fetus’ having rights which are
superior to those of its mother, such is not and cannot be the law of this
State.
A legal right
of a fetus to begin life with a sound mind and body assertable against a mother
would make a pregnant woman the guarantor of the mind and body of her child at
birth. A legal duty to guarantee the
mental and physical health of another has never before been recognized in
law. Any action which negatively
impacted on fetal development would be a breach of the pregnant woman's duty to
her developing fetus. Mother and child
would be legal adversaries from the moment of conception until birth.
Stallman v. Youngquist, 531 N.E.2d 355, 359 (Ill. 1988).
Although
the Illinois Supreme Court is speaking in terms of duty and breach of duty, its
conclusions are equally applicable to a CHIPS proceeding under the juvenile
code. In this case, the fetus is
alleged to be abused or neglected because Angela M.W. “neglects, refuses or is
unable for reasons other than poverty to provide necessary care, food,
clothing, medical or dental care or shelter so as to seriously endanger the
physical health of the [fetus].” Section 48.13(10), Stats.
This statutory language is nothing more than a codification of the basic
duties a parent has to a child. It does
not matter whether there is a tort action for injuries suffered in the womb or
a juvenile court action alleging a fetus is the subject of abuse or neglect;
judicial intervention will create an adversarial relationship between the
mother and the fetus, and after birth, there will be an adversarial
relationship between the mother and the newborn.
This
adversarial relationship is of concern to the AMA Board of Trustees which
points out that state intervention will “emphasize conflict between the
pregnant woman and her fetus, which does not encourage a healthy relationship
between the pregnant woman and her future child.” Legal Interventions During Pregnancy: Court-Ordered Medical Treatments and Legal
Penalties for Potentially Harmful Behavior by Pregnant Women (AMA Board of
Trustees Report), 264 JAMA 2663, 2669 (1990) [hereinafter AMA Board of
Trustees]. The AMA believes that prenatal
education and treatment along with an emphasis on voluntary cooperation between
a woman and her physician will facilitate a more emotionally positive
relationship between the mother and the newborn. Id.
The
AMA Board of Trustees expresses concern that state intervention will create a
counterproductive adversarial relationship between the woman and her
physician. It is concerned that
intervention will precipitate a general distrust of physicians if it becomes
known that a particular physician or physicians are willing to override the
pregnant woman’s expectation of confidentiality. It theorizes that it is
reasonable to assume that intervention will deter pregnant women from seeking
contact with those persons who might initiate intervention.[27] Id. at 2667. The AMA Board of Trustees fears that the
potential consequences of intervention will discourage a woman from seeking
prenatal care or dissuade her from providing accurate information to her
physician for fear of self-incrimination.
“This failure to seek proper care or to withhold vital information
concerning her health could increase the risks to herself and her baby.” Id. at 2669 (quoted source
omitted).
In
its report the AMA relates that intervention will impact unfairly on pregnant
women from minorities and lower socioeconomic positions.[28] Id. at 2665. “A woman’s socioeconomic position may
further affect her ability to carry out her moral responsibility to provide
reasonable care in preserving fetal health.
The women most likely to be prosecuted for exposing their fetuses to
harmful substances are those from lower economic levels.” Id. at 2668.[29]
The
AMA Board of Trustees’ report discusses the distinction between moral and legal
responsibilities and the unknown problems and burdens that could be created by
legally enforcing a moral responsibility.[30] The report explains the implications for
intervention on the physician’s ethical obligations.[31] The AMA is worried because there is no
mechanism to prevent inconsistent applications for intervention. According to the report, intervention in
maternal-fetal conflict will create impermissible legal obligations for the
physicians.[32] The AMA also theorizes that intervention
will have a negative impact on “informed consent.” Id. at 2665.
Nelson,
an attorney and lecturer in medical ethics, has identified the potential impact
of intervention:
A policy that would permit the courts or
the police to intervene in the activities of pregnant women that arguably place
their fetuses at some risk of harm must be considered in light of its potential
effectiveness and what its enforcement would require. Every action a pregnant woman takes has a potential impact on her
fetus, including the simplest and most common activities of daily living: eating, drinking, sexual intercourse, and
physical activity ¼. In addition,
women may expose their fetuses to potential harm when they work, due to
occupational hazards. Consequently, an
effective public policy designed to prevent fetal harm would require extensive
monitoring of and possible interference with each of these activities. This would entail an unprecedented social
intrusion into the homes and private lives of pregnant women and their
families.
The only
plausible justification for a policy with such tremendous impact on the lives
and civil liberties of pregnant women would be overwhelming need. However, it is far from clear that such need
exists. Common clinical experience
shows that it is an unusual woman who does not do everything within reason for
the best interests of her fetus. In
fact, clinicians are often impressed with the medical risks and life-style
restrictions voluntarily assumed by pregnant women to ensure a good outcome of
their pregnancies. In short, situations
in which fetuses may die or be born damaged as a direct result of maternal
behavior are likely to be rare. This
being so, the price of intervention to women’s liberty and privacy seems too
high. [Emphasis added.]
Nelson II, 259 JAMA at 1065.
The
AMA discusses several legal considerations.
First, it rejects the adoption of any legal duty on the part of a
pregnant woman, who forgoes her right to terminate the pregnancy, to bring the
child into the world as healthy as is reasonably possible. It rejects this duty because it would
include restrictions that may significantly limit a woman’s freedom of
action. Second, it declines to accept
any policy that implies that once a pregnant woman who does not take
affirmative steps to end the pregnancy forfeits her constitutional rights to
bodily integrity and privacy.[33] The AMA argues that such a policy—pregnancy
is an automatic waiver of constitutional rights—is a state-created penalty for
choosing to bear a child. Finally, the
AMA points out that the right to procreate is constitutionally protected and
cannot be penalized by the state.[34] AMA Board of Trustees, 264 JAMA at 2669.
V.
The
purpose of the discussion of the potential problems with state intervention in
the harmful behavior of pregnant women was to focus on issues which cannot be
adequately raised, studied, debated and decided in the adversarial arena. The issue is too complex for the courts
because it extends beyond the parties in this action. The decision to extend juvenile court jurisdiction to the fetus
in utero must be made in the legislature because:
[t]he philosophical question confronting society is
whether it wishes to enforce a policy that would entail on an unprecedented
scale serious invasions of a woman’s privacy, restriction of her civil
liberties, and interference with her religious and personal beliefs. In a secular society such as ours that
embraces no particular moral point of view and that attempts to encompass
groups with widely divergent views on how persons should live their own lives,
individuals are required to forgo “the temptation to impose by state force
(their) own view of proper private morality.”
Nelson II, 259 JAMA at 1065.
For
these reasons, I respectfully dissent.
[1] On September 25,
1995, we issued an order denying Angela's requested relief from this
court. In that order, we indicated that
this written decision would follow. We
employed this procedure so that Angela would immediately know her status under
the juvenile court's custodial order and because the birth of her child was
imminent.
[2] Our order
deciding this case was issued while Angela was still pregnant. This decision is released after Angela's
projected delivery date and we are informed that Angela has now given birth to
a baby boy.
[3] Section
48.981(2), Stats., generally
requires a physician and certain other persons to report instances of suspected
child abuse or neglect when such suspicion is based on reasonable cause.
[6] Section
48.21(1)(a), Stats., provides, in
relevant part:
If a child who has been taken into custody is not
released under s. 48.20, a hearing to determine whether the child shall
continue to be held in custody under the criteria of ss. 48.205 to 48.209 shall
be conducted by the judge or juvenile court commissioner within 24 hours of the
time the decision to hold the child was made, excluding Saturdays, Sundays and
legal holidays.
[7] Angela also
asked that we temporarily stay the plea hearing scheduled for September 13,
1995. We denied this request. At the initial hearing, the juvenile court
entered a denial on Angela's behalf and scheduled the matter for a jury trial
on October 4, 1995.
[8] See, e.g.,
§ 20.927(4), Stats.,
pertaining to the prohibited subsidy of abortions; § 46.03(34), Stats., addressing the powers and
duties of the Department of Health and Social Services; §§ 48.257(1)(b) and 48.375(2)(a),
Stats., covering parental consent
to a minor's abortion; § 69.01(13m), Stats.,
defining “induced abortion”; § 146.817, Stats.,
defining “fetal monitor tracing”; § 253.09, Stats., addressing a hospital's refusal to honor a patient's
request for an abortion; § 253.10(1)(a)2 and (1)(c), Stats., dealing with informed consent
for abortions; and §§ 441.06(6) and 448.03(5), Stats., granting civil immunity to certain licensed medical
personnel who refuse to perform an abortion or sterilization procedure on
religious or moral grounds.
[9] However, we see
no reason why a CHIPS petition could not satisfy the birth date requirement by
alleging that the child does not yet have a birth date because it has not yet
been born.
[10] Roe v.
Wade, 410 U.S. 113 (1973), constructed a trimester framework within
which the competing interests of a woman's right to choose an abortion and the
state's interest in promoting the potential life of a fetus were balanced. Later, in Planned Parenthood v. Casey,
505 U.S. ___, 112 S. Ct. 2791 (1992), the Supreme Court altered Roe's
trimester framework and instead drew the line for permissible state regulation
at viability. Casey, 505
U.S. at ___, 112 S. Ct. at 2818, 2821.
[11] The position of
the commentators representing this narrow view of Roe is
represented by the following: “[Roe]
placed an essential limit on the exercise of [the state's] interest by
expressly permitting a woman to obtain an abortion even after fetal viability
if ‘it is necessary to preserve (her) life or health.’ Thus, it is incorrect to assert that Roe
grants the state unrestricted authority to protect the viable fetus or to
prohibit abortions after viability.”
Lawrence J. Nelson & Nancy Milliken, Compelled Treatment of
Pregnant Women; Life, Liberty, and Law in Conflict, 259 JAMA 1060, 1062
(1988).
The obvious result of this interpretation of
Roe is that the mother is free to do what she wants irrespective
of the health or safety of the fetus.
This position is refuted by the words of Justice Harry A. Blackmun in Roe
itself: “[I]t is not clear to us that
the claim asserted by some amici that one has an unlimited right to do with
one's body as one pleases bears a close relationship to the right of privacy
previously articulated in the Court's decisions. The Court has refused to recognize an unlimited right of this
kind in the past.” Roe,
410 U.S. at 154. In his separate
opinion in Webster v. Reproductive Health Servs., 492 U.S. 490
(1989), Justice Blackmun again spoke to this matter: “[T]he Roe framework, and the viability standard in
particular, fairly, sensibly, and effectively functions to safeguard the
constitutional liberties of pregnant women while recognizing and accommodating
the State's interest in potential human life.
¼ [T]he viability standard takes account of the undeniable
fact that as the fetus evolves into its postnatal form, and as it loses its
dependence on the uterine environment, the State's interest in the fetus'
potential human life, and in fostering a regard for human life in general,
becomes compelling.” Webster,
492 U.S. at 553 (Blackmun, J., concurring in part and dissenting in part).
We are thus satisfied that the state's
interest in the health and welfare of the fetus after it attains viability is
recognized under Roe and that state intervention on behalf of
such a fetus is allowed under Roe where such interest is shown to
be compelling. As we have indicated,
our legislature has exercised its privileges under Roe through
the CHIPS statute.
The commentators
who espouse this narrow reading of Roe fail to recognize the
incongruity of their position—a matter which we have already noted in the body
of this opinion. By recognizing that a
state may intervene in an abortion decision after viability, Roe
necessarily recognizes the right of the state to protect the potential life of
the fetus over the wishes of the mother to terminate the pregnancy. Why then cannot the state also protect the
viable fetus from maternal conduct which functionally presents the same risk
and portends the same result—the death of the viable fetus? Absent a logical answer to this question,
the logic of the commentators' premise is also suspect.
[12] The
wrongful-death statute under inquiry in Kwaterski v. State Farm Mut. Auto
Ins. Co., 34 Wis.2d 14, 148 N.W.2d 107 (1967), read, in part, as
follows:
Whenever the death of a person shall be caused by
a wrongful act, neglect or default and the act, neglect or default is such as
would, if death had not ensued, have entitled the party injured to maintain an
action and recover damages in respect thereof, then and in every such case the
person who ¼ would have been liable, if death had not ensued, shall
be liable to an action for damages notwithstanding the death of the person
injured.
Section
331.03, Stats., 1963 (emphasis
added).
With minor
variances, Wisconsin's current wrongful-death statute, § 895.031, Stats., mirrors the statute examined by
the Kwaterski court.
[13] On this point,
one commentator has offered the following thoughts:
In Roe v. Wade, the Supreme Court stated
“that the word ‘person,’ as used in the Fourteenth Amendment, does not include
the unborn. This statement must be
placed in context, however, because its seeming clarity has caused serious
confusion. The statement is
narrow. It pertains only to the word
“person” as it appears in the fourteenth amendment. It does not imply that the unborn are non-persons in other
legal contexts. For example, Roe
does nothing to weaken the large body of existing law protecting the unborn,
and denial of fourteenth amendment personhood does not deprive the states of
power to grant legal recognition to the unborn in non-fourteenth amendment
situations. Unfortunately, Roe
is sometimes misunderstood as an all-pervasive statement of “non-personhood” of
the unborn. This misunderstanding leads
some to conclude that states are powerless to protect the fetus. [Emphasis in original; footnote
omitted.]
John E.B. Myers, Abuse and Neglect of the Unborn: Can
the State Intervene? 23 Duq. L. Rev.
1, 15 (1984).
[14] In addressing
this issue, we are assuming that Angela has standing to object to the juvenile
court's personal jurisdiction over her viable fetus.
[15] Because we hold
that the juvenile court did not exercise any original jurisdiction over Angela,
we need not address with finality the County and guardian ad litem's further
argument that § 48.45, Stats.,
may serve as a basis for the juvenile court's jurisdiction over Angela.
Nonetheless, we
make some observations, admittedly dicta, about § 48.45, Stats.
The statute is entitled “Orders applicable to adults.” It authorizes the juvenile court “in the
hearing of a [CHIPS] case” to “make orders with respect to the conduct of such
person in his or her relationship to the child.” Subsection (1)(a).
However, this statute does not address the juvenile court's original
jurisdiction, which is the issue before us. If the viable fetus was a born child, and Angela was engaging in
conduct detrimental to the child's safety, we doubt that a juvenile court could
issue a detention order against Angela pursuant to this statute. Moreover, the statute appears to envision
the custody of an adult only after a contempt proceeding has occurred. Subsection (2).
[16] Despite her
invocation of the Wisconsin Constitution, all of Angela's arguments rest on
cases which have considered the federal Constitution. Angela makes no separate argument under the Wisconsin
Constitution. Therefore, we will not
separately address any possible different implications of the Wisconsin
Constitution on the issue.
[17] In addition, we
are entitled to presume that those lawyers and judges charged with
administering a law will do so with discretion, good judgment and
prudence. Even when that presumption is
not borne out in a given case, such does not render the law unwise or
unconstitutional.
[18] Angela also
argues that our holding violates her equal protection rights. However, she bases this on the same
arguments in support of her due process claim.
Since we have rejected those due process arguments, we do not further
address the equal protection issue.
[19] “[P]roperty law
does not confer the full rights of personhood upon the fetus. Instead, it creates a means of fulfilling
the intentions of testators by protecting the right of a fetus to inherit
property upon live birth.” Lawrence J.
Nelson, Brian P. Buggy, and Carol J. Weil, Forced Medical Treatment of
Pregnant Women: “Compelling Each to
Live as Seems Good to the Rest,” 37 Hastings
L.J. 703, 730 (May 1986) [hereinafter Nelson I].
[20] “Judicial
recognition of a live-born child’s right to recover damages for tortious prenatal
injury does not mean that courts recognize unborn fetuses as persons with full
legal rights. Instead, this practice
focuses on the need for compensation of a living person wrongfully injured
rather than on the legal status of the fetus.”
Nelson I, 37 Hastings L.J.
at 733.
[22] One commentator
writes that even though the United States Supreme Court has recognized that the
well-being of the fetus is a legitimate state interest, it “has not declared
that interest superior to the mother’s due process rights. Roe is still the rule on this point
and refuses to elevate the common law interests in the fetus to a
constitutional right.” James J. Nocon, Physicians
and Maternal-Fetal Conflicts: Duties,
Rights and Responsibilities, 5 J. L.
& Health 1, 16 (1990-91).
[23] I find support
for Nelson’s conclusions in Planned Parenthood v. Casey, 505 U.S.
___, ___, 112 S. Ct. 2791, 2817-18 (1992), where the lead opinion explains Roe’s
trimester framework:
Roe established a trimester framework to govern abortion
regulations. Under this elaborate but
rigid construct, almost no regulation at all is permitted during the first
trimester of pregnancy; regulations designed to protect the woman’s health, but
not to further the State’s interest in potential life, are permitted during the
second trimester; and during the third trimester, when the fetus is viable,
prohibitions are permitted provided the life or health of the mother is not
at stake. [Emphasis added.]
In Casey,
the Supreme Court abandons this trimester framework in favor of an undue burden
analysis that the plurality believes will protect the central right recognized
in Roe and accommodate the state’s profound interest in potential
life. Casey, 505 U.S. at
___, 112 S. Ct. at 2821. In doing so,
the plurality makes it clear that unnecessary health regulations on the
exercise of the right to an abortion would be an undue burden. Id. Casey reaffirms that the state’s profound interest
in potential life cannot override the preservation of the health of the
mother. Id.
[24] To understand
this conclusion, it is necessary to know the premises relied upon by the
author. The first premise is his
suggestion that “abortions after fetal viability cannot be totally forbidden by
the state because the woman’s interest in the preservation of her life and
health is superior to the state’s ‘compelling interest’ in the preservation of
viable fetal life.” His second premise
is that the central holding of Colautti v. Franklin, 439 U.S. 379
(1979), is that “statutes that require a trade-off between the woman’s health
and fetal survival are unconstitutional.”
Lawrence J. Nelson & Nancy Milliken, Compelled Medical Treatment
of Pregnant Women; Life, Liberty and Law in Conflict, 259 JAMA 1060, 1062 (1988) [hereinafter
Nelson II].
[25] The American
Medical Association Board of Trustees finds that courts are not the proper
forum to resolve maternal-fetal conflicts. “[C]ourts are ill-equipped to
resolve conflicts concerning obstetrical interventions. The judicial system ordinarily requires that
court decisions be based on careful, focused deliberation and the cautious
consideration of all facts and related legal concerns.” Legal Interventions During
Pregnancy: Court-Ordered Medical
Treatments and Legal Penalties for Potentially Harmful Behavior by Pregnant
Women (AMA Board of Trustees Report), 264 JAMA 2663, 2665 (1990)
[hereinafter AMA Board of Trustees].
The AMA Board of Trustees suggests that judges will not be familiar with
the policy concerns and the immediate deadlines and intense pressures of a
request for intervention will likely result in hasty decisions. Id.
The report of
the AMA Board of Trustees includes thoughtful discussions on intervention when
a pregnant woman refuses medical treatment and intervention in response to
harmful behavior by a pregnant woman. I
find the report to be comprehensive and well-reasoned. I am satisfied that the AMA Board of
Trustees' concerns and recommendations apply equally to both issues. The legal ramifications of the concerns of
the AMA Board of Trustees are discussed in Nelson II, 259 JAMA 1060.
[26] The AMA believes
that the detention of pregnant women will be of limited value “since a
considerable amount of damage could be done to the fetus before a woman even
realized she was pregnant.” AMA Board
of Trustees, 264 JAMA at 2667.
[27] In this case,
Angela M.W.'s physician diagnosed her use of cocaine as child abuse and he
reported his diagnosis to the State as required by § 48.981(2), Stats.
[28] The AMA
summarizes the initial findings of one study that in 81% of the instances in
which a court-ordered intervention was sought, the woman was from a
minority. AMA Board of Trustees, 264
JAMA at 2665.
[29] According to the
AMA, the intervention will overlook the other severe life stresses that may
contribute to a pregnant woman’s substance abuse. Compared to nonabusers, female substance abusers have more
dysfunction in their families, suffer from higher levels of depression,
anxiety, sense of powerlessness, and have low levels of self-esteem and
self-confidence. Seventy percent were
sexually abused as children; 83% had chemically dependent parents; 70% reported
being beaten and 10% were homeless. AMA
Board of Trustees, 264 JAMA at 2668.
Intervention will ignore these stresses in favor of the fetus;
intervention will treat the fetus and not the mother; intervention will not
improve the mother’s parenting skills.
[30] For example, in Lausier
v. Pescinski, 67 Wis.2d 4, 226 N.W.2d 180 (1975), the Wisconsin Supreme
Court held that there was no authority for a court to legally enforce the moral
duty of aiding a sibling by the donation of a kidney.
[31] Another
commentator has also discussed the ethical dilemma for physicians,
[T]he obstetrician is the mother’s advocate. Clearly, all legal and ethical duties flow
to the mother, and it is critical to focus upon the physician-patient
relationship when controversy occurs.
Decisions by physicians that force their patients into undesired
treatment breach their fiduciary duties, especially those to prevent injustice. In addition, compelled medical care also
violates traditional norms of ethics and law.
Nevertheless, the physician may be a fetal advocate, especially since
there is an ethical obligation to promote fetal health. However, fetal advocacy does not mean that
the state can coerce a doctor under penalty to follow this obligation as if it
were a legal duty. Although it is
correctly assumed that a well informed woman will desire to protect the fetus,
this does not mature into an inherent fetal “right” to such protection. This is because the pregnant woman, like any
other adult, has the essential right to accept or reject medical
recommendations based on their personal priorities and values.
Nocon, 5 J. L.
& Health at 19.
[32] “A physician’s
role is as a medical adviser and counselor.
Physicians should not be responsible for policing the decisions that a
pregnant woman makes that affect the health of herself and her fetus, nor
should they be liable for respecting an informed, competent refusal of medical
care.” AMA Board of Trustees, 264 JAMA
at 2666.
[33] One author
concludes that a pregnant woman who decides to carry her fetus to term has not
waived her right to conduct the labor and delivery in a manner she
desires. Nocon, 5 J. L. & Health at 20.
[34] The report of
the AMA Board of Trustees contains the following observation,
[L]egally enforcing a pregnant woman’s moral obligation
to the fetus creates a burden or penalty on pregnancy itself. The right to bear a child is constitutionally
protected. Forcing a pregnant woman to
undertake a health risk or to accept an invasive procedure against her will
burdens her decision to have a child.
AMA Board of Trustees, 264 JAMA at 2664.