PUBLISHED OPINION
Case No.: 94-2848-CR
†Petition for
review filed.
Complete
Title
of
Case:STATE OF
WISCONSIN,
Plaintiff-Respondent,
v.
DARRYL J. HALL,
Defendant-Appellant.†
Submitted
on Briefs: July 10, 1995
COURT COURT OF
APPEALS OF WISCONSIN
Opinion
Released: September 14, 1995
Opinion
Filed: September
14, 1995
Source
of APPEAL Appeal from a judgment
Full
Name JUDGE COURT: Circuit
Lower
Court. COUNTY: Dane
(If
"Special" JUDGE: Richard
J. Callaway
so
indicate)
JUDGES: Dykman,
Sundby, and Vergeront, JJ.
Concurred:
Dissented:
Appellant
ATTORNEYSFor the defendant-appellant the
cause was submitted on the briefs of Jerome F. Buting of Buting &
Williams, S.C. of Brookfield.
Respondent
ATTORNEYSFor the plaintiff-respondent the
cause was submitted on the brief of James E. Doyle, attorney general,
and G.M. Posner-Weber, assistant attorney general.
COURT OF APPEALS DECISION DATED AND RELEASED September
14, 1995 |
NOTICE |
A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See § 808.10 and Rule 809.62,
Stats. |
This opinion is subject to further editing. If published, the official version will appear in the bound
volume of the Official Reports. |
No. 94-2848-CR
STATE OF WISCONSIN IN
COURT OF APPEALS
STATE
OF WISCONSIN,
Plaintiff-Respondent,
v.
DARRYL
J. HALL,
Defendant-Appellant.
APPEAL
from a judgment of the circuit court for Dane County: RICHARD J. CALLAWAY, Judge.
Affirmed.
Before
Dykman, Sundby, and Vergeront, JJ.
VERGERONT,
J. Darryl Hall appeals from a judgment
convicting him of two counts of delivering cocaine base within 1,000 feet of
school premises, second or subsequent offense, contrary to §§ 161.41(1)(cm)4,[1]
161.48 and 161.49, Stats., and
two counts of failing to comply with Wisconsin's drug tax stamp law, contrary
to §§ 139.87—139.95, Stats.
Hall
raises the following issues on appeal:
(1) whether the "affix and display" provision of the drug tax
stamp law violated his right against compelled self-incrimination guaranteed by
the Wisconsin and United States Constitutions; (2) whether the
"payment" provision of the drug tax stamp law, as implemented by the
Wisconsin Department of Revenue, violated his right against compelled
self-incrimination guaranteed by the Wisconsin and United States Constitutions;
(3) whether his convictions for both the delivery of cocaine base counts and
the drug tax stamp counts violated his constitutional right to be free from
double jeopardy; (4) whether the term "premises" in the penalty-enhancing
provisions of § 161.49(1), Stats.,
is unconstitutionally vague; (5) whether the statutory disparity in potential
penalties for cocaine base and cocaine powder offenses that existed at the time
of Hall's sentencing violated his right to equal protection under the Wisconsin
and United States Constitutions; (6) whether his due process rights were
violated by the delay between his first offense and when he was charged; (7)
whether the pretrial photographic identification procedure was impermissibly
suggestive; and (8) whether the trial court erroneously exercised its
discretion in allowing testimony of Hall's threat to kill a police
officer. We reject each of Hall's
arguments and affirm the judgment of conviction.
BACKGROUND
The
charges against Hall arose out of two purchases of cocaine base from Hall by
Wayne Strong, a City of Madison police officer working undercover in the Town
of Madison. Strong was working under
the supervision of Detective Tim Ritter.
At some time prior to May 11, 1993, Strong met with Ritter to discuss an
individual, known on the street as "Charlie Brown," who was suspected
of dealing drugs. Charlie Brown was an
alias used by Hall. Ritter informed Strong
that Hall was a short, stocky, light-skinned black male approximately
twenty-five years of age.
At
some time after 7:00 p.m. on May 11, 1993, Strong and a confidential informant
went to a townhouse in the Town of Madison to set up an undercover purchase of
cocaine base from Hall. The townhouse
was within 1,000 feet of a school property line. After stationing himself in an upstairs bedroom of the townhouse,
Strong instructed the informant to look for Hall. Hall eventually arrived at the townhouse and, with the
informant's assistance, Strong purchased two ounces of cocaine base from Hall. Strong turned the cocaine base over to
Detective Ritter later that evening.
The
following day, Strong met with Ritter.
Ritter showed Strong a single mug shot of Hall and asked Strong if he
recognized the person in the photograph.
Strong stated that it was the person from whom he had purchased cocaine
base the previous evening.
On
the evening of June 3, 1993, Strong returned to the townhouse in the Town of
Madison and, with the informant's assistance, purchased another two ounces of
cocaine base from Hall. At some point
during the purchase, Hall asked Strong whether he was a "cop" and
insisted that Strong lift up his shirt so he could check for a wire. Strong refused to lift up his shirt. Strong testified, over defense counsel's
objection, that Hall stated that if he discovered Strong were a police officer,
Strong would be murdered or killed.
After the purchase, Strong returned the cocaine base to Ritter. Criminal charges were issued against Hall on
June 21, 1993.
Following
a jury trial, Hall was convicted on all counts. The trial court sentenced Hall to two consecutive thirty-year
prison terms for the two counts of delivering cocaine base within 1,000 feet of
school premises, second or subsequent offense, and to two consecutive
three-year prison terms for the two drug tax stamp counts, to run concurrent
with the two thirty-year terms. Further
facts will be stated below as necessary.
"AFFIX AND
DISPLAY" PROVISION OF THE TAX STAMP STATUTE
Hall contends that
Wisconsin's drug tax stamp statute violates his right against compelled
self-incrimination by requiring a dealer of controlled substances to affix and
display tax stamps on his or her controlled substances as evidence of payment
of the tax. He argues that the act of
affixing and displaying the tax stamps is an incriminating testimonial
communication that he or she is knowingly and intentionally dealing in a
particular quantity of unlawful drugs.
Under
the drug tax stamp statute, an occupational tax is imposed on drug dealers,[2]
to be paid immediately upon acquisition or possession of a controlled substance. Section 139.88, Stats. The tax is
paid by purchasing stamps from the Department of Revenue (the "payment
provision"). The tax stamps must
then be affixed to and displayed on the drugs (the "affix and display
provision") as evidence of payment of the tax. Section 139.89, Stats. Failure to pay the tax exposes the dealer to
a possible five-year prison term, a fine of not more than $10,000, or
both. Section 139.95(2), Stats.
Acquisition
of tax stamps does not create immunity for a dealer from criminal
prosecution. Section 139.90, Stats.
However, dealers are not required to provide any identifying information
in connection with the purchase of the stamps.
Section 139.91, Stats. Moreover, no information obtained by the
department may be used against a dealer in any criminal proceeding unless that
information has been independently obtained, except in connection with a
proceeding involving possession of a schedule I or schedule II controlled
substance on which the tax has not been paid or in connection with taxes
due. Id.
Both
the Fifth Amendment to the United States Constitution and article I, section 8
of the Wisconsin Constitution prohibit compelled self-incrimination. Whether or not a statute violates these
constitutional provisions presents a question of law that we review de novo.
See State v. McManus,
152 Wis.2d 113, 129, 447 N.W.2d 654, 660 (1989).
The
United States Supreme Court addressed the right against compelled
self-incrimination in the context of the government's ability to tax illegal
conduct in Marchetti v. United States, 390 U.S. 39 (1968). There, the defendant was convicted of
violating federal wagering statutes which required persons engaged in
professional gambling to pay an occupational tax and to register with the Internal
Revenue Service. The defendant sought
to arrest judgment on the ground that these statutory obligations violated his
Fifth Amendment right against self-incrimination because they significantly
enhanced the likelihood that those who complied with the provisions would be
successfully prosecuted for violating state and federal anti-gambling laws.
The
Court first stated that wagering is "an area permeated with criminal
statutes" and that those engaged in wagering "are a group inherently
suspect of criminal activities." Marchetti,
390 U.S. at 47. Then, relying on the
fact that information obtained as a consequence of compliance with the federal
wagering tax statutes was readily available to assist the efforts of state and
federal authorities in prosecuting gambling violations, the Court concluded:
In these
circumstances, it can scarcely be denied that the obligation to register and to
pay the occupational tax created for petitioner "real and
appreciable," and not merely "imaginary and unsubstantial," hazards
of self-incrimination. Petitioner was
confronted by a comprehensive system of federal and state prohibitions against
wagering activities; he was required, on pain of criminal prosecution, to
provide information which he might reasonably suppose would be available to
prosecuting authorities, and which would surely prove a significant "link
in a chain" of evidence tending to establish his guilt.
Marchetti, 390 U.S. at 48 (citations omitted; footnotes omitted). The Court held that the defendant's plea of
the Fifth Amendment privilege provided a complete defense to a prosecution for
failure to register and pay the occupational tax on wagers as required by the
statutes. Id. at 60-61.
In
State v. Heredia, 172 Wis.2d 479, 493 N.W.2d 404 (Ct. App. 1992),
cert. denied, 113 S. Ct. 2386 (1993), we distinguished Marchetti
in holding that the payment provision of Wisconsin's drug tax stamp statute, on
its face, does not violate a defendant's constitutional right against compelled
self-incrimination. Id.
at 485, 493 N.W.2d at 407. We concluded
that, unlike in Marchetti, the drug tax stamp statute "both
contemplates and permits the anonymous payment of the tax," id.
at 485, 493 N.W.2d at 407, and, therefore, "does not subject those who
comply with its provisions to compelled self-incrimination," id.
at 484, 493 N.W.2d at 407. In so
concluding, we relied on § 139.91, Stats.,
which provides that "[d]ealers may not be required to provide any
identifying information in connection with the purchase of stamps." Id. at 485, 493 N.W.2d at
407. In Heredia, we did
not address the statute's affix and display provision. We do so now.
As
an initial matter, we address the State's assertion that Hall does not have
standing to challenge the constitutionality of the affix and display provision
of the tax stamp statute. A party has
standing to challenge a statute if the statute causes that party injury in fact
and the party has a personal stake in the outcome of the action. Racine Steel Castings v. Hardy,
144 Wis.2d 553, 564, 426 N.W.2d 33, 36-37 (1988). The State takes the position that because there is no evidence
that Hall ever purchased any tax stamps, he cannot argue that he was
injuriously affected by the law. We
disagree.
The
crux of Hall's position is that compliance with the provisions of the tax stamp
statute will provide the State with evidence that will be used to facilitate a
tax stamp purchaser's conviction for a controlled substance-related
offense. Hall was left with two
alternatives: (1) comply with the statute's
provisions and incriminate himself, or (2) not comply with the statute's
provisions and be punished for exercising his right against
self-incrimination. Either alternative
would result in injury in fact.
In
Leary v. United States, 395 U.S. 6 (1969), the Court rejected a
similar standing argument made in the context of a Fifth Amendment challenge to
the Federal Marijuana Tax Act. The
Court stated:
The aspect of the self-incrimination privilege which was
involved in Marchetti, and which petitioner asserts here, is ...
the right not to be criminally liable for one's previous failure to obey a
statute which required an incriminatory act.... His admission at trial that he
had indeed failed to comply with the statute was perfectly consistent with the claim
that that omission was excused by the privilege. Hence, it could not amount to a waiver of that claim.
Leary, 395 U.S. at 28. See also
Marchetti, 390 U.S. at 51 ("Petitioner is under sentence for
violation of statutory requirements which he consistently asserted at and after
trial to be unconstitutional; no more can here be required.").
Following
the reasoning of Leary and Marchetti, we conclude
that because Hall was prosecuted for a tax stamp violation, and maintains that
his failure to comply with the tax stamp statute's provisions stemmed from his
fears of self-incrimination, Hall has standing to challenge the affix and
display provision of the statute.
We
conclude that the affix and display provision would violate a defendant's right
against compelled self-incrimination if the tax stamps affixed to a stamp
purchaser's drugs may be used as evidence against him or her in a criminal
prosecution. First, like the federal
wagering tax statutes in Marchetti, the drug tax stamp statute
affects "an area permeated with criminal statutes" and is aimed at
individuals "inherently suspect of criminal activities," as only
those dealing in controlled substances are exposed to the statute. See Marchetti, 390 U.S.
at 47. Second, dealers are required, on
pain of criminal prosecution, to affix and display tax stamps upon acquisition
of a controlled substance. See id.
at 48. Third, tax stamps would be
readily available to assist the State in establishing that the defendant knew
that the substance in his or her possession was a controlled substance. Under our controlled substances statutes,
the State must prove that the defendant knew or believed that the substance was
a controlled substance. See Wis J I—Criminal 6000 (Note on the Knowledge Requirement in Controlled
Substance Cases). While
§ 139.91, Stats., prohibits
the use of information obtained by the Department of Revenue in administering
the tax, the presence of affixed tax stamps is not "information obtained
by the department." The statute
does not contain any provision prohibiting the State from using the tax stamps
to prove a taxpayer's knowledge of the nature of the controlled substance. See Marchetti, 390 U.S.
at 47 ("Evidence of the possession of a federal wagering tax stamp ... has
often been admitted at trial in state and federal prosecutions for gambling
offenses.").
The State argues that
since § 139.91, Stats.,
prohibits the use of any identifying information obtained by the department in
a criminal prosecution, the fact that stamps are affixed to the drugs does
absolutely nothing to prove to whom the drugs belonged or who purchased and
affixed the stamps. However, while the
State may not be able to prove who purchased the stamps,[3]
the State does not explain why the presence of an affixed stamp cannot
nevertheless be used to establish the defendant's knowledge of the nature of
the controlled substance.
Although
the affix and display provision is unconstitutional if read to permit the State
to use a drug tax stamp as evidence in a criminal proceeding, it is well
established that we will construe a statute to preserve its constitutionality
if it is at all possible to do so within the intent of the legislature. See State v. Bertrand,
162 Wis.2d 411, 415, 469 N.W.2d 873, 875 (Ct. App. 1991). In Marchetti, the Court
refused to preserve the constitutionality of the wagering statutes by placing
restrictions on the use of information required by the statutes. The Court reasoned that doing so would
violate one of the central purposes of the statutes--providing information to
prosecutors. Here, however, the
legislature clearly did not enact the drug tax stamp statute to provide prosecutors
with assistance in prosecuting dealers.
In Heredia, we interpreted the statute as contemplating
anonymity. Therefore, placing
restrictions on information gained through compliance with the drug tax stamp
statute will not contradict the legislative intent. We will construe the drug tax stamp statute to preserve its
constitutionality by interpreting § 139.91, Stats., to preclude the State from using any
information gained as a result of a tax stamp purchaser's compliance with the
statute, including the presence of affixed tax stamps, as evidence in a
subsequent drug prosecution. With this
construction, the affix and display provision of the drug tax stamp statute
does not violate Hall's right against compelled self-incrimination.
This
approach has been adopted in other jurisdictions. In Zissi v. State Tax Comm'n, 842 P.2d 848 (Utah
1992), the petitioner argued that compliance with Utah's drug tax stamp statute
would require him to provide evidence against himself in violation of his
federal and state rights against compelled self-incrimination in two ways: (1) by requiring a dealer who complies with
the statute to provide incriminating information that may be turned over to the
state or local prosecutor; and (2) by providing vital evidence in a prosecutor's
case against a dealer who complies with the statute and affixes stamps to his
illicit drugs because such acts show knowledge that the items are controlled
substances. Zissi, 842
P.2d at 857.
The
Zissi court held that the statute was facially unconstitutional
under Marchetti because the stamp purchaser would reasonably
suppose that compliance would make information available to prosecuting
authorities and that the information would provide a link in a chain of
evidence to establish the individual's guilt of a drug-related offense. Zissi, 842 P.2d at 857. However, the court concluded:
[W]e are mindful of our power to save a statute from
unconstitutionality by imposing on it a limiting construction. This power permits us to uphold an otherwise
questionable statute by tailoring it to conform to the Constitution, which is
what we must presume the legislature intended.... [W]e hold that the statute
must be read to preclude prosecutors from using any information gained as a
result of a stamp purchaser's compliance with the tax statute to establish a
link in the chain of evidence in a subsequent drug prosecution. With such a reading, the scope of the
resulting immunity is broad enough to satisfy the requirements of the Fifth
Amendment.
Zissi, 842 P.2d at 857 (citations omitted).
See also State v. Durrant, 769 P.2d 1174, 1183
(Kan.), cert. denied, 492 U.S. 923 (1989); State v. Davis,
787 P.2d 517, 523 (Utah Ct. App. 1990); State v. Garza, 496
N.W.2d 448, 454 (Neb. 1993).[4]
We
agree with the rationale of these jurisdictions and hold that the affix and
display provision of the drug tax stamp statute, as construed, does not violate
a defendant's right against compelled self-incrimination.
PAYMENT
PROVISION OF THE TAX STAMP STATUTE AS
IMPLEMENTED
Hall
contends that the payment provision of the drug tax stamp statute, as
implemented by the Department of Revenue, violates his right against compelled
self-incrimination guaranteed by the Fifth Amendment to the United States Constitution
and article I, section 8 of the Wisconsin Constitution.
In
Heredia, we held that the payment provision of the drug tax stamp
statute, on its face, does not violate a defendant's constitutional right
against compelled self-incrimination because it contemplates and permits
anonymous payment. Heredia,
172 Wis.2d at 485-86, 493 N.W.2d at 407.
Hall has not presented any evidence to show that the statute is
implemented by the Department of Revenue in a manner that is inconsistent with
that contemplated by the statute on its face.
Although Hall attached a Department of Revenue form entitled "Drug
Tax Purchase Order" to his brief, he does not state that this was part of
the record and we have not found it in the record. Even if it were part of the record, the form, which apparently is
to be filled out by a purchaser of tax stamps, does not require the applicant
to provide any identifying information, such as the applicant's name, address
or social security number. We therefore
reject Hall's challenge to the payment provision of the drug tax stamp statute.
DOUBLE
JEOPARDY
Hall
claims that the crime of delivering cocaine is a lesser included offense of the
tax stamp violation and, therefore, he was exposed to multiple punishments for
the same offense in violation of his constitutional right to be free from
double jeopardy.
Whether
a defendant's convictions violate his or her double jeopardy rights under the
Fifth Amendment to the United States Constitution and article I, section 8 of
the Wisconsin Constitution is a question of law that we decide de novo. State v. Sauceda, 168 Wis.2d
486, 492, 485 N.W.2d 1, 3 (1992).
The
double jeopardy language in both constitutions is designed, in part, to protect
against multiple punishments for the same offense. Sauceda, 168 Wis.2d at 492, 485 N.W.2d at 3. In Wisconsin, we engage in a two-part
analysis to determine whether multiple punishments may be imposed upon the
defendant. Id. at 493,
485 N.W.2d at 4. First, we apply the
"elements only" test set forth in Blockburger v. United States,
284 U.S. 299 (1932). This test was
codified under § 939.66(1), Stats. It provides that if each charged offense is
not considered a lesser included offense of the other, then we should presume
that the legislature intended to permit cumulative punishments for both
offenses. The second part of the
analysis involves an inquiry into other factors which evidence a contrary
legislative intent. Sauceda,
168 Wis.2d at 495, 485 N.W.2d at 5.
An
offense is a lesser included offense if all of its statutory elements can be
demonstrated without proof of any fact or element in addition to those which
must be proved for the greater offense.
State v. Eastman, 185 Wis.2d 405, 413 n.2, 518 N.W.2d 257,
260 (Ct. App. 1994).
We
conclude that delivering cocaine base is not a lesser included offense of the
tax stamp violation. The crime of
delivering cocaine base requires the State to prove that the defendant actually
delivered what he or she knew or believed to be cocaine base. See Wis
J I—Criminal 6020. The tax stamp statute, by contrast, only
requires the State to prove that the individual is a "dealer" within
the meaning of § 139.87(2), Stats.,
and that the individual has not paid the appropriate tax on the controlled
substance. The term "dealer"
under § 139.87(2) includes an individual who possesses seven grams or more
of a schedule I or schedule II controlled substance. Because the delivery offense requires a showing of delivery and
the tax stamp offense does not, the delivery offense is not a lesser included
offense of the tax stamp offense, and we presume the legislature intended to
permit cumulative punishments for both offenses.
There
is no indication that the legislature did not intend to permit cumulative
punishments for both offenses and Hall does not point to any factor that would
suggest otherwise. Accordingly, Hall's
right to be free from double jeopardy was not violated.
PENALTY ENHANCER—VOID FOR VAGUENESS CHALLENGE
Hall contends that
§ 161.49, Stats.,[5]
which sets out enhanced penalties for distribution of a controlled substance if
the crime occurs within 1,000 feet of any private or public school premises, is
void for vagueness. Specifically, Hall
argues that a person of ordinary intelligence seeking to avoid the statute's
penalties would not know whether the term "premises" means the school
building itself or includes the land on which the school building is located. At trial, Detective Ritter testified that
the Lincoln School property line is 970 feet from the front door of the
townhouse in which the delivery of cocaine base took place.
The
void for vagueness concept rests upon the constitutional principle that
procedural due process requires fair notice and proper standards for
adjudication. State ex rel.
Hennekens v. City of River Falls Police & Fire Comm'n, 124 Wis.2d
413, 420, 369 N.W.2d 670, 674 (1985).
Before a criminal statute may be invalidated for vagueness, we must be
convinced beyond a reasonable doubt that there is some uncertainty or ambiguity
in the description of the conduct prohibited that prevents a person of ordinary
intelligence who wants to obey the statute from determining what is prohibited
conduct. State v. Corcoran,
186 Wis.2d 616, 632, 522 N.W.2d 226, 232 (Ct. App. 1994).
The
term "premises" is not defined in the statute. However, a person of ordinary intelligence
is well apprised of its meaning. The American Heritage College Dictionary
1080 (3d ed. 1993) defines "premises" to include "land and the
buildings on it." Black's Law Dictionary 1180 (6th ed.
1990) defines "premises" to include "land with its appurtenances
and structures thereon." We
conclude that the statute provides fair warning that the region contemplated by
the statute begins at the school property line.[6]
EQUAL
PROTECTION
Hall
argues that the disparity in potential sentences for defendants convicted of
dealing cocaine base and defendants convicted of dealing cocaine powder that
existed at the time of his sentencing violates his right to equal protection
under the Wisconsin and United States Constitutions.[7] Hall, who is an African-American, alleges
that the disparity in sentences has a disparate impact on
African-Americans. The trial court
denied Hall's motion to dismiss on this ground.
The
constitutionality of a statute is a question of law that we review de novo. See State v. McManus,
152 Wis.2d 113, 129, 447 N.W.2d 654, 660 (1989). Statutes are presumed to be constitutional. State v. Bertrand, 162 Wis.2d
411, 415, 469 N.W.2d 873, 875 (Ct. App. 1991).
Hall must prove the statute's unconstitutionality beyond a reasonable
doubt. State ex rel. Hammermill
Paper Co. v. La Plante, 58 Wis.2d 32, 46, 205 N.W.2d 784, 792 (1973).
At
the time of Hall's sentencing, the potential penalty for delivery of more than
40 grams of cocaine base was a fine of between $25,000 and $1,000,000 and a
period of incarceration of between 10 and 30 years. Section 161.41(1)(cm)4, Stats.,
1991-92. At the same time, the
potential penalty for delivery of more than 40 grams of cocaine powder was a
fine of between $1,000 and $500,000 and a period of incarceration of between 1
and 15 years. Section 161.41(1)(c), Stats., 1991-92. This disparity was eliminated by 1993 Wis.
Act 98, effective December 25, 1993.
Section 161.41(1)(cm)4 currently provides that the potential penalty for
delivery of more than 40 grams of either cocaine base or cocaine powder is a
fine of not more than $500,000 and a term of imprisonment not to exceed 30
years.
Hall
argues that the sentencing dichotomy should be subject to a strict scrutiny
analysis because the classifications are based on race. However, to invoke strict scrutiny, Hall
must prove the existence of purposeful racial discrimination. Personnel Adm'r of Massachusetts v.
Feeney, 442 U.S. 256, 272 (1979).
Absent such a purpose, the existence of a differential impact of a law
upon one race is subject to the rational basis analysis. Rogers v. Lodge, 458 U.S. 613,
617 n.5 (1982).
Hall
has not presented any evidence to show that the legislature was motivated by a
discriminatory purpose in creating the sentencing distinction between cocaine
powder and cocaine base. While Hall
cites a comparison by the Wisconsin Sentencing Commission of conviction rates
for cocaine base-related offenses which demonstrates that African-Americans are
disproportionately exposed to the harsher penalties for cocaine base-related
offenses, numerical impact alone will not establish discriminatory intent in a
facially neutral law. See, e.g.,
United States v. Angulo-Lopez, 7 F.3d 1506, 1509 (10th Cir.
1993), cert. denied, 114 S. Ct. 1563 (1994); United States v.
Reece, 994 F.2d 277, 278 (6th Cir. 1993).
In
the absence of evidence indicating a discriminatory intent, we subject the
legislative sentencing scheme to a rational basis analysis. Under that analysis, the classification will
be upheld if there is any rational basis to support it. State v. Roling, 191 Wis.2d
755, 765, 530 N.W.2d 434, 438 (Ct. App. 1995).
The
circuits of the federal court of appeals have consistently upheld a distinction
in penalties for cocaine base and cocaine powder offenses at the federal level.[8] The distinction is justified on the grounds
that cocaine base is more addictive, more dangerous, highly potent, and can be
sold in smaller quantities with lower unit prices than cocaine powder. We join these jurisdictions and conclude
that a rational basis existed for imposing harsher penalties for engaging in
the delivery of cocaine base than for delivery of cocaine powder.
Hall's
reliance on State v. Russell, 477 N.W.2d 886 (Minn. 1991) is
incorrect. In Russell,
the Supreme Court of Minnesota held that a statutory distinction drawn between
a quantity of crack cocaine possessed and a quantity of cocaine powder
possessed violated the equal protection guarantee of the Minnesota
Constitution. However, the rational
basis test under the Minnesota Constitution differs from the rational basis
test under the United States Constitution and the Wisconsin Constitution. The Minnesota Constitution requires a
reasonable connection between the actual, and not just the theoretical, effect
of the challenged classification and the statutory goals. Russell, 477 N.W.2d at 889
("we have been unwilling to hypothesize a rational basis to justify a
classification, as the more deferential federal standard requires"). The Russell court held that
the testimony before the legislature did not establish a substantial and
genuine distinction between those inside and outside the class. In contrast, under the United States
Constitution and the Wisconsin Constitution, it is the court's obligation to
locate or construct a rationale that might have influenced the legislature and
we need not find that evidence supporting the rationale was presented to the
legislature. Bertrand,
162 Wis.2d at 418, 469 N.W.2d at 876.
Hall
contends that the fact that the legislature has since eliminated the disparity
in potential sentences for cocaine base and cocaine powder is an indication
that the disparity that existed at the time Hall was sentenced lacked a
rational basis. We disagree. The fact that 1993 Wis. Act 98 made the
penalties for offenses relating to cocaine base and cocaine powder the same
does not mean that a distinction between cocaine base and cocaine powder was
patently arbitrary and bore no rational relationship to a legitimate government
interest. The State has wide discretion
to create classifications and all doubts must be resolved in favor of the
reasonableness of the classification. State
v. Hermann, 164 Wis.2d 269, 283, 474 N.W.2d 906, 911 (Ct. App. 1991).
DELAY IN CHARGING
According to Hall, the
delay between the commission of his first criminal offense on May 11, 1993, and
the filing of criminal charges on June 21, 1993, violated his constitutional
right to due process. We disagree.
When
a defendant seeks to avoid prosecution based on prosecutorial delay, the
defendant must show actual prejudice arising from the delay and that the delay
arose from an improper motive or purpose such as to gain a tactical advantage
over the accused. State v. Wilson,
149 Wis.2d 878, 904-05, 440 N.W.2d 534, 544 (1989) (no due process violation in
sixteen-year delay between date of offense and filing of complaint).[9]
Assuming
for purposes of argument that Hall was prejudiced by the delay,[10]
Hall's due process argument fails because he has not made any showing that the
delay arose from an improper motive or purpose. Hall speculates that "there is no other reason for the State
to have instituted a second undercover sting absent a desire to increase the
potential penalties against Hall."
However, he does not offer proof of this, nor does he explain why a
delay due to an ongoing narcotics investigation is impermissible in the first place.
PHOTOGRAPHIC
IDENTIFICATION PROCEDURE
Hall
argues that the pretrial photographic identification procedure under which
Officer Strong identified him was impermissibly suggestive. The test for determining whether an
out-of-court photographic identification is admissible or, on review, whether
the out-of-court identification was properly admitted involves a two-part
test. Powell v. State, 86
Wis.2d 51, 65, 271 N.W.2d 610, 617 (1978).
First, the court must determine whether the identification procedure was
impermissibly suggestive. Id. Second, it must decide whether, under the
totality of the circumstances, the out-of-court identification was reliable
despite the suggestiveness of the procedures.
Id. Once the
defendant meets his or her burden of showing that the identification was the
product of an impermissibly suggestive procedure, the burden shifts to the
State to show the identification was nonetheless reliable under the totality of
the circumstances. Id. at
65-66, 271 N.W.2d at 617.
A
single photo array is not per se impermissibly suggestive. Kain v. State, 48 Wis.2d 212,
219, 179 N.W.2d 777, 782 (1970). Each
case must be examined in light of its facts.
Id. The Kain
court stated that "convictions based on eyewitness identification at trial
following a pretrial identification by photograph will be set aside only if the
photographic identification procedure was so impermissibly suggestive as to
give rise to a very substantial likelihood of irreparable
misidentification." Id.
Even
if the single photograph procedure were impermissibly suggestive, the totality
of the circumstances indicates that Strong's identification of Hall was
reliable. Officer Strong testified that
he viewed Hall during both drug transactions.
With respect to the first drug transaction, Strong viewed Hall when Hall
entered the townhouse and proceeded up the stairs to confirm that the informant
knew Strong. After leaving briefly,
Hall came back upstairs and stopped at the top of the stairway and made some
remark about the substance being crack cocaine. At this point, the cocaine base was delivered directly from Hall
to Strong in exchange for $2,000.
Strong and Hall conversed for approximately three to four minutes.
Strong
testified that he is nearsighted and usually wears glasses. Strong also testified that he did not
identify a particular feature of Hall.
However, he also testified that the transaction took place shortly after
8:00 p.m. on May 11, that there was sunlight coming from the bedroom window,
that the light was on in the bedroom and, at least for two or three minutes,
Hall was only 15-20 feet away. Strong
also testified that although he could not identify one particular feature of
Hall, there was no one feature that told him this was Hall because "it was
evident to me that it was ... the same person."
Strong
was shown a single photograph of Hall the following day and, according to his
testimony, immediately recognized the person in the photograph as the person
from whom he had purchased the cocaine base.
We conclude that the trial court did not err in admitting the
out-of-court identification.
EVIDENCE OF HALL'S THREAT TO
KILL A POLICE OFFICER
During direct
examination of Officer Strong regarding the June 3, 1993 drug transaction,
Strong testified that after he went downstairs to retrieve $100 he had overpaid
Hall, Hall asked him if he was a police officer. Defense counsel anticipated that Officer Strong was going to
repeat his assertion, made at the hearing on the motion to suppress the
out-of-court identification, that Hall had threatened to kill Strong if he was
a "cop." Defense counsel
requested a sidebar and argued that this testimony was inadmissible on the
ground that its probative value was substantially outweighed by its unfair
prejudicial effect. The trial court
denied defense counsel's request, reasoning that the testimony could establish
Strong's heightened apprehension which, in turn, could bolster his
identification testimony.
The
admission of evidence is a matter within the trial court's discretion. State v. Roberson, 157 Wis.2d
447, 452, 459 N.W.2d 611, 612 (Ct. App. 1990).
Under § 904.03, Stats.,
relevant evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice.
Evidence is unduly prejudicial when it threatens the fundamental goals
of accuracy and fairness of the trial by misleading the jury or by influencing
the jury to decide the case upon an improper basis. State v. DeSantis, 155 Wis.2d 774, 791-92, 456
N.W.2d 600, 608 (1990).
We
conclude that the trial court did not erroneously exercise its discretion in
admitting this testimony. A central
issue in the case was whether Officer Strong correctly identified Hall as the
seller in the drug transaction. The
trial court could reasonably decide that the testimony of Hall's threat was
highly probative of Strong's level of attention during the drug transaction. See Neil v. Biggers,
409 U.S. 188, 199-200 (1972) (one factor to consider in assessing reliability
of identification is the witness's degree of attention). Strong's testimony was presumably
damaging. But we cannot conclude that
the trial court erroneously exercised its discretion in determining that the
testimony's probative value was not substantially outweighed by its prejudicial
effect.
By
the Court.--Judgment affirmed.
[1] All references to § 161.41(1)(cm)4, Stats., are to the 1991-92 statutes
unless otherwise indicated.
[2] The term "dealer" is defined under
§ 139.87(2), Stats., as
follows:
"Dealer"
means a person who in violation of ch. 161 possesses, manufactures, produces,
ships, transports, delivers, imports, sells or transfers to another person more
than 42.5 grams of marijuana, more than 5 marijuana plants, more than 14 grams
of mushrooms containing psilocin or psilocybin, more than 100 milligrams of any
material containing lysergic acid diethylamide or more than 7 grams of any
other schedule I controlled substance or schedule II controlled substance. "Dealer" does not include a person
who lawfully possesses marijuana or another controlled substance.
[3] While under § 139.91, Stats., the State may not be able to
prove who purchased the tax stamps using information obtained by the Department
of Revenue, we note that under § 139.88, Stats.,
the tax is due upon acquisition or possession of the controlled substance and
that, under § 139.89, Stats.,
"[n]o person may transfer to another person a stamp or other evidence of
payment." Thus, it appears that
nothing would prevent the State from asking the jury to infer from the presence
of affixed stamps on discovered drugs that it was the defendant who purchased
the stamps in compliance with the law.
[4] We note that Congress cured the
constitutional deficiencies of the federal wagering tax statutes by enacting 26
U.S.C. § 4424 subsequent to the United States Supreme Court's decision in Marchetti
v. United States, 390 U.S. 39 (1968).
See Sisson v. Triplett, 428 N.W.2d 565, 572 n.7
(Minn. 1988); United States v. Jeffers, 621 F.2d 221 (5th Cir.
1980). In Marchetti, the
Court noted that evidence of the possession of a federal wagering tax stamp has
often been admitted at trial in state and federal prosecutions for gambling
offenses. Marchetti, 390
U.S. at 47. 26 U.S.C. § 4424(c)(1)
now provides in part that "any stamp denoting payment of the special tax
under this chapter ... shall not be used against such taxpayer in any criminal
proceeding."
[5] Section 161.49(1),
Stats., provides in part:
If any person
violates s. 161.41(1)(cm) ... by distributing ... a controlled substance ...
while on or otherwise within 1,000 feet of any private or public school
premises ... the maximum term of imprisonment prescribed by law for that crime
may be increased by 5 years.
[6] Hall also argues that § 161.49, Stats., does not adequately guard
against arbitrary and discriminatory enforcement of the statute by police
officers because no standards exist to tell police officers what is included in
the definition of "premises."
However, because we have concluded that a person of ordinary
intelligence knows what is meant by the term "premises," we reject
this argument.
[7] The Wisconsin Constitution's equal protection
clause is the substantial equivalent of its federal counterpart. State v. McManus, 152 Wis.2d
113, 130, 447 N.W.2d 654, 660 (1989).
[8] See, e.g., United States v.
Lewis, 40 F.3d 1325, 1344-45 (1st Cir. 1994); United States v.
Thomas, 900 F.2d 37, 39-40 (4th Cir. 1990); United States v.
Avant, 907 F.2d 623, 627 (6th Cir. 1990); United States v.
Lawrence, 951 F.2d 751, 755 (7th Cir. 1991); United States v.
Buckner, 894 F.2d 975, 978 (8th Cir. 1990) (due process challenge); United
States v. Malone, 886 F.2d 1162, 1166 (9th Cir. 1989); United
States v. Angulo-Lopez, 7 F.3d 1506, 1509 (10th Cir. 1993), cert.
denied, 114 S. Ct. 1563 (1994); United States v. King, 972
F.2d 1259, 1260 (11th Cir. 1992); United States v. Cyrus, 890
F.2d 1245, 1248 (D.C. Cir. 1989).
[9] Hall concedes that under United States
v. Marion, 404 U.S. 307, 324 (1971), a defendant must establish both
actual prejudice and intentional delay to gain a tactical advantage in order to
establish a due process violation.
However, Hall argues that states are free to grant greater due process
protection than the minimum established by the United States Supreme Court and
asserts that we have done so in State v. Strassburg, 120 Wis.2d
30, 36, 352 N.W.2d 215, 218 (Ct. App. 1984).
It is true that in Strassburg, we stated the two-part test
in the disjunctive--prejudice or intentional delay to gain a tactical
advantage. However, in State v.
Wilson, 149 Wis.2d 878, 904-05, 440 N.W.2d 534, 544 (1989), the
Wisconsin Supreme Court, consistent with Marion, stated that a
defendant must establish both parts of the two-part test in order to establish
a due process violation. We are bound
by decisions of the Wisconsin Supreme Court.
State v. Kircher, 189 Wis.2d 392, 398, 525 N.W.2d 788, 790
(Ct. App. 1994).