2011 WI APP 92
court of appeals of wisconsin
published opinion
Case No.: |
2010AP1712-CR |
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Complete Title of Case: |
†Petition for Review |
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State of Wisconsin, Plaintiff-Appellant, v. Deshon C. Matthews, Defendant-Respondent.† |
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Opinion Filed: |
May 17, 2011 |
Submitted on Briefs: |
April 7, 2011 |
Oral Argument: |
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JUDGES: |
Fine, Kessler and Brennan, JJ. |
Concurred: |
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Dissented: |
Kessler, J. |
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Appellant |
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ATTORNEYS: |
On behalf of the plaintiff-appellant, the cause was submitted on the briefs of J.B. Van Hollen, attorney general, and Christine A. Remington, assistant attorney general. |
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Respondent |
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ATTORNEYS: |
On behalf of the defendant-respondent, the cause was submitted on the brief of Paul G. Bonneson, Wauwatosa. |
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2011 WI App 92
COURT OF APPEALS DECISION DATED AND FILED May 17, 2011 A. Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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State of Plaintiff-Appellant, v. Defendant-Respondent. |
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APPEAL
from an order of the circuit court for
Before Fine, Kessler and
¶1 FINE, J. The determinative issue on this appeal is whether police officers may, in order to find out what’s “afoot,” see Terry v. Ohio, 392 U.S. 1, 30 (1968), stop and question a person wearing a ski mask and hoodie they see late at night in a high-crime area near a woman who was walking away from the hooded and masked person and who appeared to be frightened. The circuit court held that they may not. On our de novo review of the circuit court’s legal conclusions, we disagree. Accordingly, we reverse.
¶2 This is the State’s appeal from the circuit court’s order
suppressing cocaine, marijuana, and pills the police found on
I.
¶3 On the night of
¶4
¶5 The patrol car’s driver stopped next to
¶6
¶7 As we have seen, the circuit court granted
• That the area of Meinicke and
• “[A] marked squad with three officers pull[s] beside him.”;
• “One officer exits the squad and asks, quote, ‘Are you going to rob someone,’ end quote.”;
• “Two other officers exit the squad.”
¶8 The circuit court opined that “[c]ommon sense tells us then
and there the defendant was not free to leave or ignore officers’ commands[,]”
and that thus
There
are many aspects of this case that trouble this Court.
II.
¶9 For some reason not evident in the Record, the State’s
appeal, as phrased by its main brief, “only challenges” the circuit court’s
conclusion that the officers stopped Matthews, and “does not argue reasonable
suspicion existed to justify a stop.” We
are not, of course bound by the State’s concession. See State
v. Gomaz, 141 Wis. 2d
302, 307, 414 N.W.2d 626, 629 (1987) (court need not accept State’s retraction
of legal argument); Bergmann v.
McCaughtry, 211
Wis. 2d 1, 7, 564 N.W.2d 712, 714 (1997) (we are not bound by a party’s
concessions of law); Fletcher v. Eagle River
Mem’l Hosp., Inc., 156 Wis. 2d
165, 168, 456 N.W.2d 788, 790 (1990) (A party’s “concession” “in respect to a
matter of law,” however, “is binding upon neither the parties nor upon any
court.”); cf. State v. Conger, 2010 WI 56, ¶24, 325 Wis. 2d 664,
684–685, 797 N.W.2d 341, 351 (Courts are not bound by the State’s
plea-bargained concessions.). A person is “stopped” under Fourth Amendment
jurisprudence when the circumstances are such that, viewed objectively, a
reasonable innocent person in the person’s shoes would not feel free to walk
away from the police. State
v.
¶10 The circuit court’s oral opinion recognized that the fount of
Fourth Amendment jurisprudence as to whether police may lawfully stop a person
to find out what is going on even though they do not have probable cause for an
arrest is Terry, which, of course, concerned two aspects of police
intrusion that was not supported by probable cause: (1) a stop; and (2) a frisk. See id., 392
¶11 Under
• there must be “articulable facts” evident in the Record
• that “taken together with rational inferences from those facts,”
• when viewed objectively, permit a law-enforcement officer to “reasonably” “conclude in light of his experience that criminal activity may be afoot.”
By the Court.—Order reversed.
No. |
2010AP1712-CR(D) |
¶12 KESSLER, J. (dissenting). The trial court, in a well-reasoned analysis of the facts and law, found that the State did not meet its burden of proving that the officers had a reasonable suspicion based on specific articulable facts and reasonable inferences therefrom that Matthews had committed, or was about to commit, a crime. After hearing all of the testimony and determining its weight, the trial court also found, based on the totality of the circumstances, that an investigative stop did occur and the stop was not “consistent with the Fourth Amendment.” I accept all of the trial court’s findings of fact because they are supported by the record; thus, I cannot join the Majority’s disregard of the facts the trial court found or join the Majority’s conclusions which are contrary to the trial court’s analysis. See Majority, ¶9 (stop was consistent with Fourth Amendment); see also Majority, ¶11 (Matthews not seized until he was arrested after the search.).
¶13 In reviewing an order suppressing evidence, this court will
uphold a trial court’s findings of fact unless they are against the great
weight and clear preponderance of the evidence.
State v.
¶14 The Majority mentions only a few of the facts found by the trial court. See Majority, ¶7. A more detailed listing of facts found by the trial court is necessary to consider, as we must, the entirety of the articulable facts, and the inferences therefrom, known to the officers before they stopped Matthews:
On the night of November 30, 2009 at 11:13 p.m., three officers, having respectively eleven, ten, and seven years of experience, were patrolling in a marked squad car in the 1600 block of W. Meinecke Avenue in Milwaukee, an area “known for violent crimes, gun activity, robberies and drugs.”
The officers saw a black male (later identified in court
as Matthews) standing in front of
One officer testified that “people loiter on street corners because that’s where criminal activity occurs.”
The temperature on that date and at that time was twenty degrees.
Matthews was wearing a ski mask that covered his face below his eyes, a hoodie on his head and had his hands in his pockets.
The officers also saw a black female walking a dog.
No officer observed any interaction between Matthews and the female. They heard no conversation, did not see Matthews grab or touch the female, and did not suggest by their testimony that the female was running from or fleeing Matthews.
The female walked by Matthews and looked twice over her shoulder at him.
The female was “50 feet or so” from Matthews when she looked back at him.
One officer testified that the female, when she was looking back at Matthews “had a nervous look on her face” while another officer believed the female “appeared as though she feared the [male].”
The officers made their observations during the twenty to thirty seconds that they continued to travel towards Matthews.
Matthews removed his hands from his pockets and walked in the direction of the female.[[6]]
The officer driving the squad stopped at a point in the intersection near Matthews.
Matthews stopped when the squad stopped.
One officer got out of the squad and asked Matthews “Hey, are you going to rob somebody?”
Matthews replied “No” and pulled down his ski mask.
The officer who asked Matthews whether he was going to rob someone then asked if he could search Matthews, to which Matthews responded “Yeah” and raised his arms.
Matthews was not asked for identification.
¶15 The Majority cites portions of the officers’ testimony not specifically discussed by the trial court. See Majority, ¶¶3-6. Additional undisputed evidence which the court heard, but did not specifically discuss, is material to the totality of the facts known to the officers before the stop:
The squad car was traveling eastbound from the 1700
block of
The woman was walking west on
Matthews walked west on
One officer testified that the woman never stopped to talk to Matthews and never made eye contact with Matthews.
The squad car stopped in front of Matthews by “only a few feet.”
The other two officers were “right behind” the first officer when he got out of the squad car.
By [the time Matthews responded “no”], the other two officers were also out of the squad car.
One officer testified that her partner was “right next to” Matthews on his right, while she was next to Matthews on his left, and the officer driving had come around the squad car and was behind Matthews.
No officer asked Matthews to explain his reason for being on the sidewalk.
¶16 The case that established the constitutional limits of an investigative stop is Terry v. Ohio, 392 U.S. 1 (1968). It is important to renew our understanding of the facts in Terry which persuaded the Supreme Court to expand the constitutional case law relating to seizure of a person beyond the traditional limits of probable cause to arrest. The facts involved considerable investigation by the officer before he made the investigative stop.
¶17 The officer in Terry began with what was clearly no
more than a hunch—two men he had never seen before, who “didn’t look right” to
the officer, were standing on a corner in the afternoon.
¶18 The Supreme Court concluded that even though the officer did
not have probable cause to arrest the men until after the search, the officer’s
conduct, including his use of his training and experience, was constitutionally
permissible under the Fourth Amendment.
[I]n justifying the particular intrusion, the police officer must be able to point to specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant the intrusion.
[I]n making that assessment it is imperative that the facts be judged against an objective standard: would the facts available to the officer at the moment of the seizure or the search ‘warrant a man of reasonable caution in the belief’ that the action taken was appropriate? Anything less would invite intrusions upon constitutionally guaranteed rights based on nothing more substantial than inarticulate hunches, a result this Court has consistently refused to sanction.
¶19 Whether a police contact is a “seizure” under the Fourth Amendment
is also determined by an objective test.
¶20 The Wisconsin Supreme Court has consistently interpreted the
search and seizure provision of the Wisconsin Constitution identically to the
protections of the Fourth Amendment of the United States Constitution. See State v. Dearborn, 2010 WI 84, ¶14,
327
To execute a valid investigatory stop, Terry and its progeny require that a law enforcement officer reasonably suspect, in light of his or her experience, that some kind of criminal activity has taken or is taking place. Such reasonable suspicion must be based on specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion. These facts must be judged against an objective standard: would the facts available to the officer at the moment of the seizure … warrant a man of reasonable caution in the belief that the action taken was appropriate?
(Internal citations omitted; quotation marks omitted.)
¶21 Our supreme court approved an investigative stop in Richardson
based on a very detailed anonymous tip about illegal drug trafficking.
¶22 As our supreme court explained in State v. Guzy, 139
Law enforcement officers may only infringe on [an] individual’s interest to be free of a stop and detention if they have a suspicion grounded in specific, articulable facts and reasonable inferences from those facts, that the individual has committed a crime. An inchoate and unparticularized suspicion or “hunch” … will not suffice.
(Internal citations omitted; one set of quotation marks omitted; ellipses in original.) Guzy provided guidance for both trial and reviewing courts that are required to determine whether there were specific articulable facts justifying an investigative stop by instructing courts to consider the following six factors:
(1) the particularity of the description of the offender or the vehicle in which he fled;
(2) the size of the area in which the offender might be found, as indicated by such facts as the elapsed time since the crime occurred;
(3) the number of persons about in that area;
(4) the known or probable direction of the offender’s flight;
(5) observed activity by the particular person stopped; and
(6) knowledge or suspicion that the person or vehicle stopped has been involved in other criminality of the type presently under investigation.
¶23 Our supreme court approved the investigative stop.
¶24 By contrast, our supreme court did not approve of the stop in Harris,
where no pre-stop investigation occurred and where there were no exigent
circumstances making further investigation impossible, as was the case in Guzy. In Harris, three men were parked in a
car on a residential street at 11:30 p.m.
The only specific and articulable facts of the record before us, namely that a vehicle pulled away from the curb close to the robbery suspect’s address, and that the vehicle contained several black males, do not amount to reasonable, articulable suspicion.
….
Pulling away from a parked position at a curb on a residential street, even if close to the suspect’s address, is not reasonably suspicious behavior. Three men in a car on a residential street at 11:30 at night is not reasonably suspicious behavior.
¶25 Similarly, in State v. Washington, 2005 WI App 123, 284 Wis. 2d 456, 700
N.W.2d 305, we held that an officer did not have reasonable suspicion that the
defendant was involved in criminal activity and was therefore not justified in
making a stop. In
Investigating a vague complaint of loitering and observing Washington in the area near a house that the officer believed to be vacant, even taken in combination with the officer’s past experiences with Washington and his knowledge of the area, does not supply the requisite reasonable suspicion for a valid investigatory stop. People, even convicted felons, have a right to walk down the street without being subjected to unjustified police stops.
¶26 In the case at bar, the trial court heard all of the facts and found that Matthews was stopped by police. See Majority, ¶8. However, the Majority considered only some of the facts in the record when it reversed the trial court’s conclusion. A barrage of facts support the trial court’s finding that Matthews was stopped by a show of police authority before he was searched:
· Matthews was confronted with a squad car “a few feet” in front of him in the intersection.
· Almost immediately after the squad car stopped, there was an officer on either side of Matthews and another officer coming around from behind the squad car.
· The street was apparently deserted except for the three officers, Matthews and the unknown woman who continued walking away.
· The officers were armed but did not draw their guns.
· As the first officer was getting out of the squad car, he confronted Matthews, not asking his name, not asking why he was there, but demanding to know whether he “was going to rob someone.”[9]
¶27 In such circumstances, a reasonable person in Matthews’s position (alone, surrounded by officers with guns and a squad car) would not feel free to simply ignore the show of police authority and walk away. Indeed, the negative consequences of walking away, or refusing to submit to the show of authority, could be significant. See e.g. Brown v. Texas, 443 U.S. 47, 48-49, 53 (1979) (When two officers approached Brown in an alley and asked him to identify himself and explain his presence in the alley, Brown refused, was angry and said the officers had no right to question him. Brown continued to protest and was then frisked and arrested. Although ultimately a court determined Brown’s arrest was a violation of his Fourth Amendment rights, the police reaction to his assertion of those rights resulted in his arrest and at least some detention.).
¶28 Matthews was not sought by police for prior criminal
activity. The officers were not
investigating a recent or specific crime in the area or otherwise as to which
Matthews might have been involved.
Matthews was not seen violating any law or handling any weapons. The officers saw nothing but Matthews
standing on a sidewalk in a “high crime neighborhood.” It was late at night. He was dressed in clothing appropriate for
the weather. The officers did not know
Matthews. None of the officers
recognized Matthews before the stop.
After the stop, and once Matthews removed his ski mask, one of the
officers recognized him from a prior “encounter.” The nature of that “encounter” is entirely
unexplained. The officers also only
observed him for twenty to thirty seconds as they drove on the 1700 block of
¶29 In those same twenty to thirty seconds, the officers also saw an unidentified woman walking her dog. The officers did not see any conversation, physical contact, or eye contact between Matthews and the woman. She passed Matthews on the sidewalk and continued walking west, towards the police. The officers observed that after passing Matthews, the woman looked over her shoulder twice at him. One officer described her as having what he thought was a “nervous look on her face.”
¶30 When Matthews noticed the marked squad car traveling east towards him, he took his hands out of his pockets and began to walk west on Meinecke Avenue, towards the squad car. Based on nothing more, the squad car pulled up next to Matthews at an intersection and all three armed officers got out of the squad car. One demanded to know whether Matthews was “going to rob someone.” Matthews pulled down his ski mask and answered “No.” By the time he answered, he was surrounded by officers and blocked by the squad car. It is impossible to infer from those facts that Matthews was free to leave.
¶31 It is undisputed that after all of the officers were around
him, Matthews agreed to let the officer search him. Neither meaningful time nor attenuating
circumstances intervened between when Matthews was stopped and when he
consented to the search. The consent was
directly occasioned by the investigative stop.
As the trial court correctly held, evidence seized as a result of an
unreasonable stop should be suppressed. See Harris, 206
¶32 The Majority holds as a matter of law that the circuit court
erred in suppressing the evidence seized. See
Majority, ¶9. That holding requires
the Majority to conclude that the investigative stop here was permissible under
Terry
and its progeny. Such a conclusion, in
my view, is inconsistent with, and ignores facts which support, the holdings of
our supreme court in Richardson, Guzy, and Harris,
and of this court in
¶33 For all of the foregoing reasons, I conclude that the facts found by the trial court and the undisputed facts in this record support the trial court’s finding that the State failed to establish specific articulable facts that support a reasonable suspicion that Matthews had committed or was about to commit a crime. That standard is required by Terry and its progeny, and by both the Fourth Amendment of the United States Constitution and article I, section 11 of the Wisconsin Constitution. Consequently, I would affirm the trial court’s findings.
[1] This is not entirely true because, as the circuit court found, Lopez asked Matthews whether he was preparing or intending “to rob someone.”
[2] Of course, what the officers found after the stop would not support reasonable suspicion to make the stop.
[3] Although wrongly contending that we are bound by the State’s abandonment of the argument that the officers lawfully stopped him, see State v. Gomaz, 141 Wis. 2d 302, 307, 414 N.W.2d 626, 629 (1987) (court need not accept State’s retraction of legal argument), Matthews adopts the circuit court’s analysis of that issue, which we have set out in Part I of this opinion.
[4] As
Terry
v. Ohio, 392 U.S. 1 (1968) recognized, there was when
[5] All references to the Wisconsin Statutes are to the 2009-10 version unless otherwise noted.
[6] Matthews thus was walking west because the trial court described Matthews as walking in the direction of the female.
[7] Thus, the record establishes without contradiction that both the unknown woman and Matthews were walking westbound on Meinecke Avenue, which was towards the eastbound squad car, also on Meinecke Avenue.
[8] In
United
States v. Mendenhall, 446 U.S. 544 (1980), a “permissible investigative
stop” was based on a Drug Enforcement Administration agent’s testimony that the
respondent’s behavior fit a “so-called ‘drug courier profile.’”
(1) the respondent was
arriving on a flight from … a city believed by the agents to be the place of
origin for much of the heroin brought to Detroit; (2) the respondent was the
last person to leave the plane, “appeared to be very nervous,” and “completely
scanned the whole area where [the agents] were standing”; (3) after leaving the
plane the respondent proceeded past the baggage area without claiming any
luggage; and (4) the respondent changed airlines for her flight out of Detroit.
[9] One officer suggested that this demand was made “jokingly.” At the very least, joking is inconsistent with three police officers and a squad car essentially surrounding a person who is alone on the street late at night in what the officers consider a high crime neighborhood. The Majority rephrases this not-so-subtle accusation as “in essence, [asking] why [Matthews] was wearing a ski mask and hoodie.” See Majority, ¶9. No matter how the Majority rephrases the accusation, there is no doubt that asking Matthews whether he was going to rob someone was the exact, and the only, information that was demanded. How someone in Matthews’s position at that moment could reasonably believe that he was free to leave while he was being accused by police of planning specific criminal activity defies both imagination and common sense.