COURT OF APPEALS DECISION DATED AND FILED October 5, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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DISTRICT III |
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State of
Plaintiff-Respondent, v. Gregg B. Kandutsch,
Defendant-Appellant. |
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APPEAL
from a judgment of the circuit court for
Before
¶1 PER CURIAM. Gregg Kandutsch appeals a judgment of conviction for operating while under the influence of an intoxicant, fifth and subsequent offense. He claims the circuit court erroneously admitted daily summary reports from his electronic monitoring device at trial. He contends the reports are inadmissible because the State failed to present expert testimony establishing the reliability of the electronic monitoring system, and because the reports are hearsay. We conclude the reports were properly admitted because the State supplied sufficient evidence of the reports’ authenticity under Wis. Stat. §§ 909.01 and 909.015.[1] We also conclude the reports are not statements made by a human declarant and are therefore not hearsay.
BACKGROUND
¶2 At 10:23 p.m. on June 19, 2006, police received a call that Kandutsch was trying to enter the home of his estranged wife, Jennifer Heilman. Kandutsch severely injured himself while breaking into the home and was transported to the hospital, where a blood draw revealed a blood alcohol content of .23%. When asked how Kandutsch would have arrived at her house, Heilman pointed out his mother’s green van in a nearby parking lot. Kandutsch was charged with operating while intoxicated, fifth and subsequent offense, and requested a jury trial.[2]
¶3 At the time of the incident, Kandutsch was supervised under the state’s electronic monitoring program. Kandutsch’s probation agent, Amy Klarkowski, described the program as “a system which consists of an HMU, a home monitoring unit, and an RF, a radio frequency device ….” According to Klarkowski, the HMU is placed in an individual’s home and receives a signal from the RF device, which is attached to the individual’s ankle. Klarkowski further testified the HMU has a range of approximately 150 feet, and is connected by telephone to an electronic monitoring center staffed by the Department of Corrections. Any movement by the RF transmitter in and out of the HMU’s range is noted on reports generated by computer at the center. Through Klarkowski, the State introduced daily summary reports indicating Kandutsch’s transmitter went out of range at 10:03 p.m. on June 19, 2006. The State argued that, based on the timing of events, Kandutsch must have been intoxicated by the time he started driving.
¶4 Kandutsch objected to the June 19, 2006 daily summary reports, arguing that the State supplied an insufficient foundation for them, and that they were inadmissible hearsay. The circuit court admitted the exhibits after concluding they were properly authenticated and were generated in the ordinary course of business.
DISCUSSION
¶5 On appeal, Kandutsch renews his objections to the daily
summary reports. “A trial court’s
decision to admit or exclude evidence is a discretionary determination that
will not be upset on appeal if it has a reasonable basis and was made in
accordance with the facts of record.” Nischke
v. Farmers & Merchants Bank & Trust, 187
¶6 Kandutsch first contends the circuit court erred by admitting
the daily summary reports without any corresponding expert testimony
establishing the accuracy and reliability of the electronic monitoring
system. Kandutsch argues this case is
directly analogous to State v. Doerr, 229
¶7 The issue in Doerr was whether a proper
foundation for the PBT results included expert testimony. Our analysis in Doerr was guided by the
long-established principle that “expert testimony should be adduced when
interpreting the evidence involves special knowledge, skill or experience that
is not within an ordinary person’s realm of experience or knowledge.”
¶8 Kandutsch submits that the electronic monitoring system in
the present case is at least as complex, if not more, than the PBT device in Doerr. But Doerr did not focus on the complexity
of the PBT device’s operation. Instead, we
noted the legislature has directed that the Department of Transportation
approve techniques or methods of performing chemical analysis of an individual’s
breath. Doerr, 229
¶9 Doerr aside, we must consider whether the State was required to
introduce expert testimony explaining the electronic monitoring system’s
operation. Kandutsch concedes, as he
must, that radio signals and telephone connections are well-known technologies
easily understood by jurors without the aid of experts. He contends, however, that these
technologies, when combined with a connection to a computer system, create a
new application of old technology that is beyond the general understanding of
persons in the community. Kandutsch
asserts this “interconnected” technology is still in its infancy and its
operation cannot be understood by a lay person.
¶10 The electronic monitoring system’s operation is not so “unusually complex or esoteric” as to demand the assistance of expert testimony. Electronic monitoring technology essentially involves two processes: transmission of a radio signal from an RF device to a receiver, and transmission of information from the receiver to the monitoring center via a telephone line. As Kandutsch concedes, these matters are well within the knowledge and experience of the average juror. The relevant technologies have been around for decades and are in common use by the general population. That these technologies “interconnect” to form a functioning system does not elevate them above the average juror’s comprehension.[3] We see no reason to take the extraordinary step of requiring expert testimony as a condition precedent to the admissibility of evidence derived from an electronic monitoring unit.
¶11 Although expert testimony is not required, the question
remains: what sort of foundation must the proponent of daily logs
from an electronic monitoring system lay?
We conclude the logs must be authenticated in accordance with Wis. Stat. § 909.01. Section 909.01’s authentication requirement
is a condition precedent to admissibility and is satisfied by the proponent presenting
proof sufficient to support a finding by the court that “the matter in question
is what its proponent claims.”
¶12 Here, the State presented sufficient evidence describing the electronic monitoring system and its reliability. Klarkowski stated the DOC has used the program since 1987 and relies on it to supervise approximately 2,000 individuals on any given day. She further stated she has used the program to supervise approximately thirty to thirty-five individuals, and has never experienced any malfunction or false reporting, nor has she ever heard of the system producing a false report. Michael Williams, Klarkowski’s supervisor and a thirty-four-year DOC employee, testified that he has been familiar with electronic monitoring for twenty years, has used it since 1994, and has never heard of or experienced a monitoring unit falsely reporting an event. Both Klarkowski and Williams testified the monitoring system is a routine supervision tool, and the daily summary reports are used regularly by the DOC.
¶13 Klarkowski also testified about the measures used to verify the monitoring device’s successful setup. Klarkowski explained that initially, the HMU is placed in an individual’s residence and connected to a phone line and a power source, while the RF device is placed on the individual. Klarkowski then discussed the procedures used to ensure the device is operating properly:
When an individual initially is hooked up on the
Electronic Monitoring Program, when I’ve completed the hookup I’m going to call
the monitoring center and personally speak with an agent there and verify that
the RF has been properly placed on the individual’s ankle, so there’s a closed
strap, and I’m also going to verify that this home monitoring unit was properly
installed and that there are no issues, which is called a good hookup.
I’m also going to receive a fax from the home
monitoring unit directly to my office indicating both of those things, that
there was a closed strap on the RF, and that the home monitoring unit was
properly installed and there are no issues.
¶14 After setup, Klarkowski stated the electronic monitoring device continuously functions despite attempts to circumvent it. For example, an individual cannot simply disconnect the phone or power line; the electronic monitoring center places a call, known as a “hello,” to the HMU every few hours to verify the HMU is still connected. If the phone or power cord becomes unplugged, the center receives an alert and tracking information is stored in the HMU’s battery-powered internal memory until the phone or power connection is restored, at which time the saved information is relayed to the center. Further, the RF device requires a closed circuit to function. According to Klarkowski, if the RF device is cut or opened, both she and the monitoring center would be alerted.
¶15 Klarkowski also testified about the reliability of Kandutsch’s specific monitor. She stated Kandutsch’s monitor was properly installed by a trained DOC transport sergeant and that she had received written verification of the proper installation. An exhibit introduced at trial, and not challenged here, indicates Kandutsch’s unit was turned on, the HMU was working properly, the RF device on Kandutsch’s ankle was closed, and there was a “good hookup.” Kandutsch offered no evidence that his unit malfunctioned on June 19, 2006.[4]
¶16 The evidence presented by the State sufficiently described the electronic monitoring system and established its reliability as required by Wis. Stat. § 909.01. Consequently, the daily summary logs produced by the system were properly admitted. Their weight was a matter for the jury.
¶17 Kandutsch claims the evidence describing the electronic
monitoring system and its accuracy is unreliable because neither Klarkowski nor
Williams is a witness qualified to testify about the system’s operation. See State v. Hanson, 85
¶18 Finally, Kandutsch asserts the daily summary reports were inadmissible hearsay. “‘Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Wis. Stat. § 908.01(3). A statement includes oral or written assertions, or nonverbal conduct of a person if intended as an assertion. Wis. Stat. § 908.01(1). “A ‘declarant’ is a person who makes a statement.” Wis. Stat. § 908.01(2).
¶19 It is clear from these definitions that hearsay can only come
from a person. Thus, “readings generated
by machines are excluded from hearsay’s realm.”
Daniel D. Blinka,
¶20 In this case, the daily summary reports were the result of an automated process free of human intervention. Once the electronic monitoring system has been installed and activated for a particular individual, no further human input is necessary for the system to function. Klarkowski’s testimony establishes that the system producing the reports does not rely on the assistance or observations of a human declarant. Accordingly, the circuit court properly admitted the report over Kandutsch’s hearsay objection.
By the Court.—Judgment affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)5.
[1] All references to the Wisconsin Statutes
are to the 2007-08 version unless otherwise noted.
[2] Kandutsch pled no contest to charges of criminal trespass and criminal damage to property. He does not appeal those convictions.
[3] The cordless telephone, in existence for over three decades, uses the same technologies as the electronic monitoring system. The base station of the telephone converts information it receives over a standard phone connection to an FM radio signal which is then broadcasted to a wireless handset, and vice versa. Craig Freudenrich, Ph.D., How Cordless Telephones Work, HowStuffWorks.com (Dec. 11, 2000), http://electronics.howstuffworks.com/cordless-telephone.htm. Ultimately, the telephone company documents calls placed and received on a bill that, like the daily summary reports at issue in this case, is generated by computer.
[4] The sole contradictory evidence Kandutsch supplied was his own testimony that he left his home shortly after 9 p.m. and drank at a tavern near Heilman’s residence.