COURT OF APPEALS DECISION DATED AND FILED August 24, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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APPEAL
from an order of the circuit court for
¶1 FINE, J. Jesenia R. appeals the termination
of her parental rights to Elizabeth B., born
I.
¶2 Termination of parental rights is a two-step process. First, a fact-finder decides whether there are facts that justify governmental interference in whatever relationship there is between the birth-parent and his or her child. Wis. Stat. §§ 48.415, 48.424. If there are grounds to terminate a person’s parental rights to a child, the trial judge then determines whether those rights should be terminated. Wis. Stat. §§ 48.424(3), (4); 48.426; 48.427. In this case, the circuit court granted the State’s motion for summary judgment on the grounds phase, and determined that it was in Elizabeth’s best interests that Jesenia R.’s parental rights to her be terminated.
¶3 The petition seeking to terminate Jesenia R.’s parental
rights to
•
• Jesenia R. had no contact with
• Jesenia R. abandoned
• Jesenia R. did not assume her
parental responsibilities to
• Jesenia R.’s parental rights to
another child, Paul B., who was born in November of 2005, were terminated on
November 8, 2007, and, accordingly, the December 4, 2007, finding that
The circuit court granted
partial summary judgment to the State on the § 48.415(10) ground, because
there was no dispute about the timing of the earlier termination order and the
order finding Elizabeth to be a child in need of protection or services.
¶4 As we have seen,
¶5 When the social worker spoke by telephone with Jesenia R. in
early May of 2008, the Bureau of Milwaukee Child Welfare was aware that the
couple with whom
¶6 The court date to which the social worker referred was for the initial plea hearing on May 28, 2008. Jesenia R. was at the hearing but without a lawyer. The circuit court arranged to have Jesenia R. referred to the office of the State Public Defender for the appointment of a lawyer. Before the hearing, the social worker with whom Jesenia R. spoke in early May told Jesenia R. that the foster parents were planning to move to Idaho because of what the social worker testified was a “job situation.” The social worker indicated that she explained to Jesenia R. “that it was in the child’s best interests to generally stay with one family … throughout the course of these [termination-of-parental-rights] proceedings.”
¶7 The parties agree that although the foster family moved with Elizabeth to Idaho, neither the State nor the Bureau of Milwaukee Child Welfare timely notified Jesenia R. or the circuit court. Unless a change in placement is covered by § 48.357(1)(c)1, that is, one that “would change the placement of a child placed in the [parental] home to a placement outside the home,” Wis. Stat. § 48.357(1)(am)1 provides, as material, that “the person or agency primarily responsible for implementing the [circuit court’s] dispositional order, the district attorney, or the corporation counsel shall cause written notice of the proposed change in placement to be sent to the child, the parent, guardian, and legal custodian of the child, [or] any foster parent.”
The notice shall contain the name and address of the new placement, the reasons for the change in placement, a statement describing why the new placement is preferable to the present placement, and a statement of how the new placement satisfies objectives of the treatment plan ordered by the court.
Ibid. Under § 48.357(1)(am)2, a person receiving the
notice “may obtain a hearing on the matter by filing an objection with the
court within 10 days after receipt of the notice.” Section 48.357(1)(am)3 authorizes the circuit
court to “change[] the child’s placement from a placement outside the home to
another placement outside the home.” The
social worker testified that based on her discussions with the assistant
district attorney handling
¶8 In a closely reasoned letter-decision, apparently sent out in
late May of 2009, the circuit court recognized that moving Elizabeth out of
Wisconsin “1617 miles away” not only prevented Jesenia R. “from exercising her
right to seek review of the propriety of change of placement before the court,”
but also “effected a unilateral suspension of visitation rights granted under
the original [child-in-need-of-protection-or-services] order and, quite
arguably, leveraged the State’s position in the pending termination
litigation.”[3] As a remedy, the circuit court at first
rejected directing that
¶9 Ultimately, however, the circuit court ordered “that Elizabeth and presumably one of her foster parents travel here for any three[-]day period prior to the continued [termination-of-parental-rights] hearing” so that Jesenia R. could “visit with Elizabeth under the direct supervision of [the Bureau of Milwaukee Child Welfare] each of those days for a period of not less than two hours and not more than four (depending on [Jesenia R.’s] work schedule and Elizabeth’s bed time)---the maximum being the presumption.”
¶10 In mid-July of 2009, the circuit court heard testimony to
determine whether termination of Jesenia R.’s parental rights to
• “
• The foster parents were the only
persons “with whom [
• The foster “family has provided all
the safety, nurturance, stability and commitment to
• Although
• Jesenia R. had not made significant attempts to bring her life and, therefore, her ability to properly care for her daughter, into order. Thus, the circuit court noted that “in late March or early April, 2009,” Jesenia R. was discharged from substance-abuse treatment “for noncompliance,” and that this was “the fourth time in her history with [the Bureau of Milwaukee Child Welfare] that, while on the verge of successful discharge, she falls out of compliance.” The circuit court wrote that its “trial notes indicate that her obviously frustrated therapist at that time reaches the conclusion that: ‘She does not get it’; and ‘she can’t make the right decisions.’” The circuit court also noted that in December of 2008, Jesenia R. had “a significant dispute with her present significant other, with police intervention” and was “hospitalized at the Milwaukee Mental Health Center based upon suicide threats.”
• The circuit court concluded that in
light of the Record, “[t]here simply is not one statutory criteri[on] that does
not compelling[ly] support the conclusion that termination and adoption serves
¶11 The circuit court then turned to the truncation of Jesenia R.’s
chance to have meaningful visitation with
I determined the most appropriate, fair and reasonable sanction to remedy this issue is to assume that, but for this unilateral deprivation of visitation rights, [Jesenia R.] would have been accorded significant, supervised visitation for a period beginning in May, 2008, and running through the current time; that she would have faithfully attended and acted responsibly and appropriately during those visitations; and that some positive relationship would have developed between her and Elizabeth during that period. Adding those presumed facts to other credible evidence establishing that she has maintained employment and residential stability for the same period and the absence of any substantial indication that she has not maintained sobriety, one might conclude that all the other factors compellingly supporting adoption were overcome and that dismissal [of the termination-of-parental-rights petition] and reinstitution of the [child-in-need-of-protection-or-services] order was appropriate.
Even with these assumptions, however, the circuit court opined that termination was still in Elizabeth’s best interests, pointing to Jesenia R.’s dismissal from the substance-abuse treatment program in “March or early April, 2009” “for noncompliance” and the December of 2008 mental-health hospitalization noted earlier. It opined:
I have literally no doubt that [the December of 2008]
incident, if occurring in the context of ongoing visitation with
II.
A. Alleged ineffective assistance of counsel.
¶12 As we have seen, Jesenia R. asserts that her lawyer gave her
ineffective representation. Although,
not a criminal case, parents in
¶13 Jesenia R. complains that her lawyer was ineffective because: (1) he did not timely challenge the foster parents’ move to Idaho with Elizabeth; (2) he did not object to the partial grant of summary judgment invoking Wis. Stat. § 48.415(10) because the termination of Jesenia R.’s parental rights to Paul B. was on a default, and, Jesenia R. asserts, her lawyer in that proceeding was ineffective; (3) he did not object to the State’s motion for partial summary judgment under § 48.415(10) because, as phrased by Jesenia R. in her main brief before us, the motion “relied on grounds for termination that were not contained in the warnings required by Wis. Stat. § 48.356.”
¶14 The circuit court held a post-termination hearing on Jesenia
R.’s contentions that her lawyer was ineffective. See State v. Machner, 92
1. Move to
¶15 In its written decision, the circuit court found that the
representation by Jesenia R.’s lawyer in the termination-of-parental-rights
case involving
¶16 As seen from the excerpt from the circuit court’s written
decision, it determined that the lawyer’s failure to challenge the unlawful
move to
2. Termination of Jesenia R.’s parental rights to Paul B.
¶17 Jesenia R.’s parental rights with respect to Paul were
terminated on her default because she did not appear at the adjourned initial
appearance on
¶18 The circuit court determined that Jesenia R.’s lawyer in the Paul matter was not deficient. It explained:
The Paul B. underlying termination order devolved from proceedings in which [Jesenia R.] was afforded full and fair opportunity to appear and contest the proceedings and in which, compliant with all requirements of the applicable statutes, warned that if she did not appear and contest in a timely fashion, her parental rights could be terminated by virtue of her failure to appear and timely contest.
Moreover, Jesenia R. never sought to re-open or appeal the default even though her lawyer immediately wrote to her: “Due to your failure to appear at your court hearings of yesterday and today, [the circuit court] terminated your parental rights … to Paul,” and told her to “[p]lease contact me if you would like to discuss any possible postconviction [sic] relief concerning your termination of parental rights with respect to Paul.”
¶19 Jesenia R.’s lawyer in the Paul matter testified at the Machner
hearing that he was wholly unprepared for the circuit court’s finding
Jesenia R. in default on November 7, and for the prove-up hearing on the next
day: “I wasn’t ready for the Prove-up. I wasn’t ready for anything.” Indeed, he had not even met with Jesenia R.
before the default and prove-up, although he did speak with her by telephone
when she was in the hospital in connection with
¶20 The Machner-hearing testimony by Jesenia R.’s lawyer in the Paul
matter reveals, on our de novo
review, that the circuit court’s jumping to find Jesenia R. in default and
holding the prove-up hearing even though the lawyer was not prepared resulted
in Jesenia R. receiving deficient performance.[6]
But that does not end the inquiry
because, as we have seen, Jesenia R. must also show that she was prejudiced as
a result. She has not met that burden. First, she has not shown, by her testimony or
otherwise, that she did not acquiesce in the default, as the Record reveals she
apparently did. Second, and equally
significant, she has not shown that there was a viable defense to either the
grounds phase or the disposition phase of the Paul matter. Thus, the lawyer’s deficient representation
was not ineffective representation. See State v. Flynn, 190
3. Warnings required by Wis. Stat. § 48.356.
¶21 Wisconsin Stat. § 48.356 requires the circuit court to warn parents whose children are determined to be in need of protection or services that termination of parental rights is possible if the parent does not comply with the conditions specified in the order. The statute provides, as material:
(1) Whenever the court orders a child to be placed outside his or her home, … or denies a parent visitation because the child … has been adjudged to be in need of protection or services … the court shall orally inform the parent or parents who appear in court … of any grounds for termination of parental rights under s. 48.415 which may be applicable and of the conditions necessary for the child … to be returned to the home or for the parent to be granted visitation.
(2) In addition to the notice required under sub. (1), any written order which places a child … outside the home or denies visitation under sub. (1) shall notify the parent or parents … of the information specified under sub. (1).
Jesenia R. claims that her
lawyer in
B. Alleged erroneous exercise of discretion in
determining that termination of Jesenia R.’s parental rights to
¶22 The crux of Jesenia R.’s contention is that the circuit court did not touch all the bases (factors set out in Wis. Stat. § 48.426) in arriving at the termination home plate. Jesenia R. focuses on the circuit court’s presumption that had the visitation window not been closed by the unlawful taking of Elizabeth to Idaho that Jesenia R. would have successfully complied with obligations needed to avoid termination but for the two incidents related by the circuit court in its decision, namely Jesenia R.’s failure to complete her alcohol and drug treatment program and the incident that resulted in her hospitalization at the Milwaukee Mental Health Center. An analysis of the circuit court’s rationale, however, reveals that it fully considered all the appropriate factors.
• Wis. Stat. § 48.426(3)(a): “The likelihood of the child’s adoption after termination.” The circuit court fully considered that factor, as we have already seen.
• § 48.426(3)(b): “The age and health of the child, both at the
time of the disposition and, if applicable, at the time the child was removed
from the home.” The circuit court
considered both the condition that prompted
• § 48.426(3)(c): “Whether the child has substantial
relationships with the parent or other family members, and whether it would be
harmful to the child to sever these relationships.” The circuit court also noted that
• § 48.426(3)(d): “The wishes of the child.” This factor is, of course, not applicable,
given
• § 48.426(3)(e): “The duration of the separation of the parent from the child.” The circuit court considered this factor.
• § 48.426(3)(f): “Whether
the child will be able to enter into a more stable and permanent family
relationship as a result of the termination, taking into account the conditions
of the child’s current placement, the likelihood of future placements and the
results of prior placements.” The
circuit court considered this factor as well.
Jesenia R.’s complaint that the
circuit court erroneously exercised its discretion in concluding that
termination would be in the best interests of
By the Court.—Order
affirmed.
This opinion will not be published. See Wis. Stat. Rule 809.23(1)(b)4
[1]
[2] Under WIS. STAT. § 48.415(10), the State must prove all of the following to establish a ground to terminate a person’s parental rights to a child based on the termination of that person’s parental rights to another child:
(a) That the child who is the subject of the petition has been adjudged to be in need of protection or services under s. 48.13(2), (3) or (10); or that the child who is the subject of the petition was born after the filing of a petition under this subsection whose subject is a sibling of the child.
(b) That, within 3 years prior to the date the court adjudged the child to be in need of protection or services as specified in par. (a) or, in the case of a child born after the filing of a petition as specified in par. (a), within 3 years prior to the date of birth of the child, a court has ordered the termination of parental rights with respect to another child of the person whose parental rights are sought to be terminated on one or more of the grounds specified in this section.
[3] The
letter erroneously gives its date as “
[4] Wisconsin Stat. 48.426 provides:
(1) Court considerations. In making a decision about the appropriate disposition under s. 48.427, the court shall consider the standard and factors enumerated in this section and any report submitted by an agency under s. 48.425.
(2) Standard. The best interests of the child shall be the prevailing factor considered by the court in determining the disposition of all proceedings under this subchapter.
(3) Factors. In considering the best interests of the child under this section the court shall consider but not be limited to the following:
(a) The likelihood of the child’s adoption after termination.
(b) The age and health of the child, both at the time of the disposition and, if applicable, at the time the child was removed from the home.
(c) Whether the child has substantial relationships with the parent or other family members, and whether it would be harmful to the child to sever these relationships.
(d) The wishes of the child.
(e) The duration of the separation of the parent from the child.
(f) Whether the child will be able to enter into a more stable and permanent family relationship as a result of the termination, taking into account the conditions of the child’s current placement, the likelihood of future placements and the results of prior placements.
[5] The
initial appearance was adjourned to
[6] The circuit court that terminated Jesenia R.’s parental rights to Paul B. was not the circuit court in this case.
[7] We
recognize, as argued by the State, that an order terminating a person’s
parental rights to a child may not, absent extraordinary circumstances, be
later challenged once it is final.
[8]
Homicide or solicitation to commit homicide of a parent, which shall be established by proving that a parent of the child has been a victim of first–degree intentional homicide in violation of s. 940.01, first-degree reckless homicide in violation of s. 940.02 or 2nd–degree intentional homicide in violation of s. 940.05 or a crime under federal law or the law of any other state that is comparable to any of those crimes, or has been the intended victim of a solicitation to commit first-degree intentional homicide in violation of s. 939.30 or a crime under federal law or the law of any other state that is comparable to that crime, and that the person whose parental rights are sought to be terminated has been convicted of that intentional or reckless homicide, solicitation or crime under federal law or the law of any other state as evidenced by a final judgment of conviction.