COURT OF APPEALS DECISION DATED AND FILED July 28, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF WISCONSIN |
IN COURT OF APPEALS |
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DISTRICT II |
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State of
Plaintiff-Appellant, v.
Defendant-Respondent. |
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APPEAL
from an order of the circuit court for
Before
Neubauer, P.J.,
¶1 NEUBAUER, P.J. The State appeals from a pretrial order denying its request to introduce other acts evidence at the criminal trial of Chad W. Voeller. Voeller is charged with numerous offenses, including attempted burglary, burglary, and stalking. The State contends that the trial court applied an improper standard of law and failed to demonstrate the exercise of discretion on the record in analyzing the proffered other acts evidence. We agree. We conclude that the trial court’s decision reflects a misapplication of the law as to certain aspects of the other acts evidence and, for this reason, the trial court’s determination requires further analysis. We therefore reverse and remand the matter with directions.
BACKGROUND
¶2 The State filed charges against Voeller on February 25, 2009. The information alleges a total of ten counts, including one count of stalking, one count of criminal trespass, three counts of disorderly conduct, two counts of obstructing an officer, one count of criminal damage to property, one count of burglary and one count of attempted burglary, all as repeat offenses. The stalking charge was based on contact with Tammy Warriner and conduct occurring between August 2008 and February 2009. All of the remaining charges, except the criminal damage to property charge, pertained to two incidents occurring on September 16, 2008, and February 19, 2009.
¶3 The probable cause set forth in the criminal complaint outlines the events underlying the charges. In September 2007, Warriner’s four minor daughters were interviewed by an officer and an agent of the department of social services. One of Warriner’s daughters, R.L.J., reported that Voeller touched her inappropriately and that Voeller would come into the house while her mother was asleep. She reported that this would occur every couple of weeks for several hours at a time. However, Warriner’s eldest daughter, B.L.J., reported that her sister was lying and that she never witnessed Voeller engaging in the alleged acts. The allegations made by R.L.J. were pursued by the Fond du Lac County District Attorney’s Office and the matter proceeded to a jury trial at which Voeller was found not guilty of second-degree sexual assault of a child.[1]
¶4 Following the April 22, 2008 acquittal, Voeller contacted Warriner by telephone, sometimes claiming to be a bill collector. Warriner told Voeller that she had contacted the district attorney’s office and told Voeller to stop calling her. When Voeller continued to escalate the harassment, making more telephone calls, Warriner engaged the help of a police officer who contacted Voeller and told him not to contact, call or text Warriner and warned Voeller that continued conduct could result in arrest.
¶5 On September 16, 2008, police officers were dispatched to a
residence on East Second Street following a report of a noise heard by the
downstairs resident, Peggie Stafford, who believed there had been an attempted
break-in. Warriner resides in the upper
unit of the
¶6 On February 19, 2009, just after 4:00 a.m., an officer was
again dispatched to the
¶7 Voeller’s footprints also led to the First Street home of Scott Borndahl, where the officers discovered that one of the windows leading to the basement of the home had been disturbed—the dryer vent was knocked off and the window was open. Borndahl indicated that he had received a text message from Voeller at 3:46 a.m. asking if anyone was still awake. Borndahl’s twelve-year-old son reported hearing noise at 4:00 a.m. Voeller’s wife reported that she and Voeller had been to the Borndahl residence two to three weeks prior and Voeller knew that the Borndahls have young children.
¶8 Prior to the preliminary hearing, the State filed an offer of proof for the use of audiovisual recordings of the September 2007 interview of Warriner’s daughter in relation to the alleged sexual assault. The State then filed a motion to allow the use of “other acts” evidence to prove motive, intent, plan, and absence of mistake or accident under Wis. Stat. § 904.04(2) (2007-08).[2] The other acts evidence was identified as follows:
(a) the testimony of three minor girls who will state that in 2007 defendant sexually assaulted them, late at night while their mother was asleep;
(b) the testimony of the mother, Tammy Warriner, who will describe having caught the defendant in her laundry room approximately 1:00 a.m., which entry was unauthorized and made through her laundry room window without any legitimate explanation for his presence; and
(c) the testimony of Jordan Kloetzke and Joanne Gurno who in December 2008 observed Chad Voeller viewing child pornography at the Fond du Lac Public Library on-line computers, along with the testimony and report of Library Staff Member Debbie Rosenberg who took the complaint, prepared the report, and who revoked his on-line privileges due to prior reports of the same conduct.
The State’s motion provided its statement of the case, noting that Voeller committed the alleged offenses within months of the sexual assault trial. The State offered the “other acts” evidence in support of the three felony charges—stalking (based on the phone calls and September 2008 attempted break-in), attempted burglary (based on the September 2008 break-in), and burglary (based on the February 2009 break-in).
¶9 The State set forth the following as grounds for admissibility under Wis. Stat. § 904.04(2).
I. Burglary/attempted Burglary—motive, intent, plan and absence of mistake or accident: Intent to commit a felony is an essential element of the crime of burglary. The State contends that it was [Voeller]’s intent to commit further sexual assaults of children when attempting to break into homes where children were either visible or known to reside. He did so in the middle of the night while adults were sleeping. His prior acts are similar and establish his motive for entry, the element of intent for the burglary charges, his plan to enter in the middle of the night while adults were sleeping, and that his attempted break-ins and presence at the homes of others in the middle of the night was by design (to go after the minor girls), not accident or mistake. His habit of viewing child pornography on the internet at the Public Library also evidences such intent by his apparent sexual attraction to underage girls.
II. Stalking—motive, intent, mental distress: The context of the prior sexual assault provides the context as to why any continued contact from [Voeller] would cause distress to Tammy Warriner. Obviously, the mother of the prior victims would be seriously distressed by contact from the prior assailant. The fact and existence of the prior sexual assaults provides the evidence to the jury to understand why defendant was motivated to contact Ms. Warriner, why it was distressing, and what he planned to do when attempting to enter her home.
Voeller opposed the State’s motion, arguing that the evidence was inadmissible as irrelevant and probative of nothing more than the defendant’s propensity to act a certain way. Following a hearing on May 5, 2009, the trial court denied the State’s motion and, in a written order entered June 11, 2009, the court advised that “the State shall not be allowed to use any of the evidence requested in the motion at the time of trial nor mention or reference any such evidence nor use the term sex or sexual assault.” The State appeals.[3]
DISCUSSION
Applicable Law
¶10
[E]vidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith. This subsection does not exclude the evidence when offered for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
Our supreme court’s decision in
State
v. Sullivan, 216
Standard of Review
¶11 Whether to admit other acts evidence is within the trial
court’s discretion. See Sullivan, 216
The Necessity of the Other Acts Evidence to
Provide Context and Prove an Essential Element of Stalking—The Victim’s State
of
¶12 The State argues that the trial court erroneously applied the law to evaluate other acts evidence offered to prove context and an essential element of stalking—the victim’s state of mind. The State contends that the supreme court’s analysis in Payano provides guidance. We agree.
¶13 In Payano, the defendant shot and wounded a police officer during
the execution of a no-knock search warrant.
Payano, 320
¶14 The trial court admitted “other acts” testimony of a
confidential informant about his observations of the defendant’s possession of
drugs and a handgun in the defendant’s apartment on the day before the police
executed the no-knock search warrant at the apartment.
¶15 The defendant argued to the supreme court that the other acts
evidence did not relate to any fact consequential to the charges, but rather
unfairly prejudiced him by painting him as a drug dealer even though he was not
charged with or tried on a drug-related crime.
The informant’s testimony provided context for an incident in which a police officer was shot by the defendant. It explained why the police were at the defendant’s apartment, and it provided a plausible explanation of why the defendant fired his gun at a police officer trying to enter the apartment. The informant’s testimony served to rebut the defendant’s claim that he was acting reasonably in defense of himself and his family. It provided a motive for the shooting.
¶16 To prove stalking here, the State must prove beyond a
reasonable doubt that Voeller’s course of conduct would have caused a
reasonable person in Warriner’s position to suffer serious emotional distress
or fear of bodily injury. See
¶17 In rejecting the proffered evidence, the trial court observed:
We like to put all the eggs in the intent basket, but I think there has to be some concurrence of common features and so many points of similarity with the crime charged that it can be reasonably be [sic] said that the other acts and the present act constitute once again an imprint of that defendant’s behavior. So the Court in looking at this takes this very seriously.
The court’s conclusion that the other acts must be similar to the crime charged demonstrates a misunderstanding of the law as it applies to other acts evidence offered to demonstrate context and an essential element of the crime.
¶18 As discussed below, the court also rejected admission of the
evidence based on its determination that the sexual assault allegations were
not credible. However, as it relates to
stalking, the State sought to introduce the other acts evidence to provide the
history, or context, of Voeller’s relationship with Warriner and her children. The State sought to introduce the fact that
Warriner’s three daughters had accused Voeller of sexually assaulting them in
2007 and, whether true or false, this
could cause Warriner to reasonably fear bodily harm to herself or her daughters
when Voeller began harassing her in August 2008.
¶19 As in Payano, the evidence was offered to
provide a complete explanation of the circumstances surrounding Voeller’s
otherwise inexplicable behavior. Unlike
other acts evidence offered to prove intent, the evidence need not be similar
to the crime charged because it provided the context for the charged crime. See
State
v. Hereford, 195
¶20 In rejecting the State’s other acts evidence, the trial court also reasoned:
This is a pure stalking case. I don’t know how the State intends to prove this, but they certainly can do whatever they want. But the stalking law is pretty clear. We got a situation here that this defendant was a friend of … Ms. Warriner in times past. That’s how that relationship established. There’s no question that he had permission to be in some of her residences from time to time. Goes back maybe a couple of years, I understand all that. All this might be history now. But there was a legitimate relationship that existed there. So it isn’t like he’s just taking some actress off Broadway here and he’s just stalking on her and walking down the street and trying to make her life miserable. No, no, it has nothing to do with that. Does it have to do with other reasons? Well, maybe it does. But you know something, that’s not the other acts that’s warranted, given the Sullivan analysis, that this Court has to consider in this particular case.
Insofar as the trial court suggests that Voeller could not be found guilty of stalking based on his telephone calls and September 2008 entry into Warriner’s home without permission because of a past “legitimate relationship” with Warriner, it is mistaken.
Burglary: Essential Element of the Crime—Intent
¶21 The State further asserts that the other acts evidence is also
being offered to prove the essential state of mind elements for the burglary. With respect to the burglary charges, the
State argues that the evidence sheds light on Voeller’s state of mind “when he
attempted and later successfully completed entry into the [
¶22 The crime of burglary consists of three essential elements: (1) an intentional entry of a dwelling, (2)
without the consent of the person in lawful possession, and (3) with intent to
steal or commit a felony. Wis. Stat. § 943.10(1);
¶23 There is no question that evidence which serves to prove an
element of a crime is relevant. State
v. Alexander, 214
¶24 Addressing the State’s proposed admission of the prior allegations of sexual assault, the court stated:
[W]e aren’t going to use an alleged, unfounded, acquitted case of some bogus sexual assault allegation two years ago as the basis then to say that this is what this guy’s behavior was. Absolutely not. Talk about prejudice, unfair prejudice to a defendant. There’s not a clearer case of that than this.
The court stated that the molestation allegation had “never been established” and had “never been faintly supported by any credible evidence, at any time.” Finally, the court stated:
This guy had a two-day jury trial, got acquitted, and now we want to suggest we’re going to bring some of that behavior back into the courtroom and use that as some justification to show that he’s got some predisposed disposition here that would certainly support the intent element of the acceptable purpose in the Sullivan analysis. I disagree…. I don’t think that’s what Sullivan intended ….
¶25 The State contends, and we agree, that the trial court’s
statements reflect an erroneous application of other acts law as it pertains to
the admission of conduct which was the subject of an acquittal. In State v. Landrum, 191
¶26 While the trial court’s statements may reflect its
determination that the girls’ testimony is not at all credible, it failed to
address the proffered evidence with any specificity. We recognize that the same judge ruling here
presided over the prior trial; however, there is no analysis of the credibility
beyond the fact of the acquittal as it related to one of the girls, R.L.J. Whether the other girls testified is unclear
and the trial court provided no analysis beyond a broad conclusion that the
entire family, including the mother, was not credible. If a court fails to delineate the factors
that influenced its decision, then it erroneously exercises its
discretion. Payano, 320
¶27 Because the court’s blanket exclusion of the girls’ and mother’s testimony was based on an erroneous understanding of the law as it pertains to the effect of an acquittal on the admission of evidence, and because the court failed to address the evidence with any further specificity, the trial court erred in excluding the proffered testimony on this ground. Moreover, the court provided no analysis of the proffered evidence for purposes of establishing context and as essential to proving an element of the crime charged under Sullivan. Thus, we must remand for further consideration.
Testimony Regarding Library Incidents
¶28 The State also challenges the trial court’s reasoning for the
exclusion of witness testimony as to Voeller’s viewing of child pornography at
the public library. The State’s intent
was to couple this testimony with the prior allegations of sexual assault in
order to demonstrate Voeller’s continued interest in minor girls and to prove
motive for breaking into the
[T]he mere fact that this individual now apparently has accessed some child porn over at the library, you know, that—it’s deplorable, quite frankly, that in our society you can go into a public facility and access that, that they don’t have some firewalls or something in there. So do I fault the defendant for doing that? Yeah, it’s not right. Am I critical of the library for even facilitating that possibility? Yeah. Yeah, I’m real concerned about that. I’m real concerned about the perpetrators of child pornography because source is the problem, not the recipient, and that’s the problem we’re dealing with in this demented society that we’re in. But having said that, do we then use that vehicle of child porn that took place in the library as some type of a carrot out there that we’re going to hang in front of a jury and say well, this guy’s got some warped behavior. Well, no, you don’t. Because, quite frankly, that particular situation doesn’t in any manner or form justify a Sullivan analysis as being included and admissible as an other acts. Absolutely none.
The State cites to this court’s
decision in State v. Normington, 2008 WI App 8, ¶¶20-39, 306 Wis. 2d 727,
744 N.W.2d 867, in support of its contention that the repeated viewing of child
pornography on library computers within the same time frame as the alleged
burglary and attempted burglary is admissible to prove motive and intent. Indeed, Normington recognizes the probative
value of such evidence. There, the court
observed that the viewing of an unusual type of pornography provides a
reasonable inference that the individual has a sexual interest in the type of images
viewed, and such evidence would make it more probable that an individual would
engage in the type of conduct viewed than if there were no such evidence.
¶29 We agree with the State that the trial court’s statements and ultimate exclusion of the testimony regarding Voeller’s viewing of child pornography fails to address the Sullivan analysis in any substantive manner.
Failure to Consider Alternatives to Exclusion
¶30 The State notes that the trial court did not consider any viable
alternatives to reduce the potential of unfair prejudice. As explained by the Payano court, “If
evidence does carry the danger of unfair prejudice, the circuit court can
mitigate that danger and lessen the unfair prejudicial effect by utilizing any
of the following: (1) ‘stipulations’;
(2) ‘editing the evidence’; (3) ‘limiting instructions’; and (4) ‘restricting
argument.’” Payano, 320
Independent Review
¶31 As a final matter, we acknowledge the supreme court’s directive in Hunt, 263 Wis. 2d 1, ¶¶44-45, that when a trial court fails to articulate its reasoning for admitting or excluding other acts evidence, applying the facts of the case to the analytical framework of Sullivan, appellate courts independently review the record to determine whether it provides a basis for the trial court’s exercise of discretion. However, this case does not lend itself to our independent review at this juncture. The trial court’s decisions as to each proffered piece of evidence stemmed from its wholesale exclusion of any evidence relating to the prior allegations of sexual assault. As discussed earlier, the trial court erred in doing so. In order for this court to conduct a meaningful independent review of the record, we must first know the trial court’s ruling as to the testimony of the other acts witnesses while applying the proper standard of law under Landrum. We therefore remand for further proceedings.
CONCLUSION
¶32 In affirming the trial court decision in Payano, the supreme court
noted that it had “offered a cogent explanation for admitting the evidence in
the circumstances presented” and had not erroneously exercised its discretion
because it “reviewed the relevant facts, applied a proper standard of law, and
using a rational process, reached a reasonable conclusion.” Payano, 320
By the Court.—Order reversed and cause remanded with directions.
Not recommended for publication in the official reports.
[1] The district attorney then initiated charges related to allegations made by B.L.J. and Warriner’s youngest daughter, S.A.W. These charges were later dismissed without prejudice at the State’s request after receiving a clinical opinion regarding the allegations and concluding that it could not prevail “beyond a reasonable doubt at trial.” The report detailing the clinical opinion will be discussed in greater detail later in this opinion.
[2] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[3] The State filed a notice of appeal and, in the alternative, a petition for leave to appeal a nonfinal order. In support, the State averred that the trial court’s ruling would result in its dismissal of the charges against Voeller.
Contrary to the State’s certification, the appendix
does not include the trial court’s findings or opinion. The transcript of the oral findings and
opinion should have been included in the appendix.
[4] We note that Warriner has four minor daughters: B.L.J., R.L.J., J.S.J., and S.A.W. Voeller’s acquittal relates to the allegations made by R.L.J. The subsequent charges brought by the State presumably related to the allegations of B.L.J. and S.A.W., the two daughters interviewed by the psychologist. Here, the State’s motion to admit other acts evidence references testimony from Warriner’s “three minor daughters,” but does not specify which of the four daughters. The psychologist’s report references allegations of sexual contact made by J.S.J., which appear to have not been the subject of any charges to date.
[5] The
State requests, in its reply brief, that the case be remanded for further
proceedings before an unbiased circuit court judge. We decline to address this argument, raised
for the first time in the State’s reply brief.
See A.O. Smith Corp. v. Allstate Ins.
Cos., 222