2010 WI App 114
court of appeals of
published opinion
Case No.: |
2009AP1850 |
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Complete Title of Case: |
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State of Petitioner-Appellant, v. Rick
Raemisch and Peter Huibregtse, Respondents-Respondents. |
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Opinion Filed: |
July 22, 2010 |
Submitted on Briefs: |
March 8, 2010 |
Oral Argument: |
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JUDGES: |
Dykman, P.J., Vergeront and Higginbotham, JJ. |
Concurred: |
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Dissented: |
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Appellant |
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ATTORNEYS: |
On behalf of the petitioner-appellant, the cause was submitted on the briefs of Titus Henderson, pro se. |
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Respondent |
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ATTORNEYS: |
On behalf of the respondents-respondents, the cause was submitted on the brief of Melissa R. Rhone, assistant attorney general, and J.B. Van Hollen, attorney general. |
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2010 WI App 114
COURT OF APPEALS DECISION DATED AND FILED July 22, 2010 A.
John Voelker Acting Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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State of Petitioner-Appellant, v. Rick
Raemisch and Peter Huibregtse, Respondents-Respondents. |
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APPEAL
from a judgment of the circuit court for
Before Dykman, P.J., Vergeront and Higginbotham, JJ.
¶1 HIGGINBOTHAM, J. The issue presented in this
case is whether the partial dismissal of a prisoner lawsuit counts as a
“strike” for purposes of the “three-strike” provision contained in Wis. Stat. § 801.02(7)(d)
(2007-08)[1]
of the
¶2
BACKGROUND
¶3 On March 21, 2008,
¶4 After the court denied a motion to reconsider,
¶5 On remand, the respondents, Department of Corrections
Secretary Rick Raemisch and WSPF Warden Peter Huibregtse (collectively,
“Raemisch”), filed a motion for reconsideration with the circuit court,
alleging that
¶6 The circuit court granted Raemisch’s motion to reconsider,
and dismissed
DISCUSSION
¶7 The primary issue we must decide in this case is whether a
partial dismissal of a lawsuit counts as a strike for purposes of the
three-strikes provision contained in Wis. Stat. § 801.02(7)(d),
¶8 “[T]he purpose of statutory interpretation is to determine
what the statute means so that it may be given its full, proper, and intended
effect.” State ex rel. Kalal v. Circuit
Court for Dane County, 2004 WI 58, ¶44, 271 Wis. 2d 633, 681
N.W.2d. 110. If a statute’s meaning is
plain from the language of the statute, we ordinarily stop the inquiry. See id., ¶45. “[S]tatutory language is interpreted in the
context in which it is used; not in isolation but as part of a whole; in
relation to the language of surrounding or closely-related statutes; and
reasonably, to avoid absurd or unreasonable results.”
¶9 In the discussion that follows, we set forth the pertinent language of the three-strike provision of the Wisconsin PLRA, which we determine to be identical to the pertinent language of the federal PLRA’s three-strike provision. We then examine the Seventh Circuit’s interpretation of the federal PLRA in George and Boriboune, and we compare the Seventh Circuit’s approach to that of other federal circuit courts. In light of these various interpretations of the federal statute, we return to the pertinent language of the Wisconsin PLRA to ascertain its meaning.
¶10 The PLRA, a set of provisions found in multiple sections of the
¶11 The circuit court relied on the Seventh Circuit’s
interpretation of the federal PLRA in George and Boriboune in determining
that partial dismissals in prior cases were properly counted as strikes against
¶12 We note that the Wisconsin PLRA is not identical to the federal
PLRA in all respects. For example, the
scope of prisoner litigation targeted by
¶13 Having determined that the pertinent language of the federal
statute mirrors that of the Wisconsin PLRA, we consider the Seventh Circuit
Court of Appeals’ interpretation of the federal PLRA upon which the state
circuit court relied. In Boriboune,
the federal circuit court discussed the counting of strikes within the context
of addressing the issue of whether prisoners could litigate jointly in forma pauperis (IFP) under 28 U.S.C.
§ 1915(g). Boriboune, 391 F.3d at
853-55. In concluding that nothing in
§ 1915 precluded the prisoners from litigating jointly, the court
cautioned that joint litigation comes with a risk for prisoners, who may
accumulate strikes under § 1915(g) for the dismissal of claims brought in
joint litigation that do not concern them personally.
¶14 In George, the Seventh Circuit more squarely addressed the issue
of whether a partial dismissal counts as a strike. There, a prisoner joined twenty-four
defendants and approximately fifty claims in a single suit. George, 507 F.3d at 607. The court found that the prisoner’s claims
should have been brought in multiple suits under the federal rules of civil
procedure, and alleged that, by bringing so many claims in a single suit, the
prisoner was “trying … to dodge” the three-strikes rule of 28 U.S.C.
§ 1915(g).
¶15 One other federal circuit court has concluded that partial dismissals count as strikes under the three-strikes provision of 28 U.S.C. § 1915(g). See Comeaux v. Cockrell, 72 Fed. Appx. 54, 55 (5th Cir. 2003) (counting as a strike the dismissal of claims as malicious where remaining claims were later dismissed for prisoner’s failure to comply with court orders); Patton v. Jefferson Corr. Ctr., 136 F.3d 458, 463-64 (5th Cir. 1998) (counting as a strike the dismissal of a claim where the suit included an unexhausted habeas claim that was dismissed without prejudice).
¶16 However, at least one federal circuit court takes a different
view of 28 U.S.C. § 1915(g) and does not count partial dismissals as
strikes. See Powells v.
¶17 Moreover, other circuits have interpreted related provisions of
the federal PLRA in a manner that suggests they would not count partial
dismissals as strikes. The Ninth Circuit
in Lira
v. Herrera, 427 F.3d 1164 (9th Cir. 2005), addressed whether 42 U.S.C.
§ 1997e(a)[7]
of the PLRA required district courts to dismiss an entire action because the
action included one or more unexhausted claims.[8] As pertinent, § 1997e(a) provides that
“[n]o action shall be brought … by a prisoner … until such administrative
remedies as are available are exhausted.”
The Lira court’s analysis focused on the use of the word “action”
within § 1997e(a), and concluded that the use of this word did not
indicate that inclusion of an exhausted claim would result in dismissal of the
entire complaint.
¶18 The Second Circuit in Snider v. Melindez, 199 F.3d 108,
111-12 (2nd Cir. 1999), addressed the purposes of 42 U.S.C. § 1997e(a) and
the three-strikes provision of 28 U.S.C. § 1915(g) in deciding the issue
of whether “failure to state a claim” in §§ 1915(g) and 1997e(a) included
failure to exhaust administrative remedies.
The Snider court concluded that, absent a finding that the failure
to exhaust permanently bars the suit, the failure to state a claim did not
include failure to exhaust administrative remedies.
[W]e believe Section 1915(g)’s mandate that prisoners may not qualify for IFP status if their suits have thrice been dismissed on the ground that they were “frivolous, malicious, or fail[ed] to state a claim” was intended to apply to nonmeritorious suits dismissed with prejudice, not suits dismissed without prejudice for failure to comply with a procedural prerequisite.
¶19 In sum, our survey of the federal case law reveals that the Seventh Circuit’s view that the dismissal of a claim for a reason specified in 28 U.S.C. § 1915(g) counts as a strike does not represent a consensus interpretation of § 1915(g). Rather, there is no clear agreement among the federal circuits on the answer to the question of whether a partial dismissal counts as a strike for purposes of the three-strikes provision of § 1915(g).
¶20 With these competing interpretations of the federal analogue to
the state statute in mind, we return to the Wisconsin PLRA to determine whether
partial dismissals are counted as strikes under Wis. Stat. § 801.02(7)(d). In seeking to ascertain the meaning of
§ 801.02(7)(d), we start, as always, with the language of the
statute. See Seider v. O’Connell, 2000
WI 76, ¶31, 236
¶21 In pertinent part, Wis. Stat. § 801.02(7)(d)
provides that, when a prisoner seeks waiver of prepayment fees and costs, a
court must dismiss any action commenced by a prisoner who has “on 3 or more
prior occasions … brought an appeal, writ of error, action or special proceeding,
including … a common law writ of certiorari, that was dismissed by state or
federal court for any of the reasons listed in s. 802.05(4)(b) 1. to 4.” In counting strikes against
¶22 First, such an interpretation is contrary to the usual meaning of the legal term “action.” “Action” is not defined within Wis. Stat. § 801.02(7) or other portions of the PLRA. However, “action” is used in other sections of the civil procedure statutes to refer to an entire proceeding, not to one or more parts within a proceeding. For example, Wis. Stat. § 801.01(1) states that an “action” is a “[p]roceeding in the courts.” Under Wis. Stat. § 893.415(1), relating to actions to collect support payments, an “action means any proceeding brought before a court, whether commenced by a petition, motion, order to show cause, or other pleading.” Similarly, “action” as it is used in the various subsections of Wis. Stat. § 801.02 relating to the commencement of a civil action plainly refers to an entire proceeding. See §§ 801.02(1) (“a civil action … is commenced as to any defendant when a summons and a complaint are filed”); 801.02(3)(a) (authenticated copies of complaint and summons shall be served together except “[i]n actions in which a personal judgment is sought” where the summons is served by publication); 801.02(4) (“[n]o service shall be made under sub. (3) until the action has been commenced in accordance with sub. (1) or (2)”).
¶23
¶24 Similarly, Black’s Law
Dictionary 28 (6th ed. 1990) states that the “[t]erm
[action] in its usual legal sense means a lawsuit brought in a court.” Black’s
further states that the word action “includes all of the formal proceedings in
a court of justice attendant upon the demand of a right made by one person of
another in such court, including an adjudication upon the right and its
enforcement or denial by the court.”
¶25 By contrast, the term “claim” in the pleading context refers to a part of a proceeding and not to a proceeding, lawsuit or controversy in its entirety. The joinder statute, for example, provides that “two claims may be joined in a single action” under certain circumstances. See Wis. Stat. § 803.02(2). Wisconsin Stat. § 802.04, relating to the form of pleadings, states that, “if the action includes a claim for a money judgment,” a statement that the amount sought exceeds $5,000 is required. Likewise, Black’s defines “claim” in the pleading context as “[a] cause of action.” Black’s Law Dictionary 247 (6th ed. 1990).
¶26 Thus, relying on the authorities discussed above, we conclude
that “action,” as it is used in Wis. Stat. § 801.02(7)(d),
denotes an entire legal proceeding, lawsuit or controversy. By definition, a partial dismissal or the
dismissal of a claim or claims when the suit proceeds on other valid claims is
not the dismissal of an “action” within the meaning of
§ 801.02(7)(d). Accordingly, a
partial dismissal does not count as a strike under the three-strikes provision
of
¶27 The State urges us to adopt the Seventh Circuit’s approach to
the counting of strikes discussed in detail above. Just as we are not bound by a federal court’s
interpretation of state law, Johnson v. County of Crawford, 195
¶28 The State also suggests we should interpret the three-strikes
provision of Wisconsin’s PLRA expansively to curb prisoner litigation in light
of Cramer
and State
ex rel. Harr v. Berge, 2004 WI App 105, ¶10, 273 Wis. 2d 481, 681
N.W.2d 282. Both Cramer and Berge
observe that, while the federal PLRA was the impetus for
¶29 Applying this interpretation of Wis. Stat. § 801.02(7)(d)
to
·
Henderson v. Belfuel, 03-C-729-C, 2004
WL 602642 (W.D.
·
Henderson v. Kool, 05-C-157-C, 2005
WL 955349 (W.D.
·
Henderson v. Brush, 06-C-12-C, 2006
WL 561236 (W.D.
·
Accordingly, we conclude that
none of these cases were properly counted as strikes under
§ 801.02(7)(d).
conclusion
¶30 In sum, we conclude that the circuit court improperly counted
partial dismissals of cases in determining that
By the Court.—Judgment reversed.
[1] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[2]
[3]
If the prisoner seeks leave to proceed without giving security for costs or without the payment of any service or fee under s. 814.29, the court shall dismiss any action or special proceeding, including a petition for a common law writ of certiorari, commenced by any prisoner if that prisoner has, on 3 or more prior occasions, while he or she was incarcerated, imprisoned, confined or detained in a jail or prison, brought an appeal, writ of error, action or special proceeding, including a petition for a common law writ of certiorari, that was dismissed by a state or federal court for any of the reasons listed in s. 802.05(4)(b)1. to 4. The court may permit a prisoner to commence the action or special proceeding, notwithstanding this paragraph, if the court determines that the prisoner is in imminent danger of serious physical injury.
[4] Wisconsin Stat. § 802.05(4)(b) provides as follows:
The court may dismiss the [prisoner’s] action or special proceeding under par. (a) without requiring the defendant to answer the pleading if the court determines that the action or special proceeding meets any of the following conditions:
1. The action or proceeding is frivolous, as determined by a violation of sub. (2).
2. The action or proceeding is used for any improper purpose, such as to harass, to cause unnecessary delay or to needlessly increase the cost of litigation.
3. The action [or] proceeding seeks monetary damages from a defendant who is immune from such relief.
4. The action or proceeding fails to state a claim upon which relief may be granted.
[5] Section 1915(g) of 28 U.S.C. provides as follows:
In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.
[6] On remand, the district court in the Boriboune v. Berge case examined the above-cited language in the Seventh Circuit court’s decision and concluded the appellate court did not interpret 28 U.S.C. § 1915(g) to require the counting of a strike for the dismissal of any claim within an action. Boriboune v. Berge, 04-C-15-C, 2005 WL 1320345 (June 1, 2005) (“I conclude that the court of appeals did not intend to suggest that courts are to issue strikes for legally meritless ‘claims’ as that term is traditionally understood in the pleading context…. The most reasonable interpretation of the court’s holding is that an ‘action’ within a group complaint is ‘the total accumulation of a particular litigant’s claims within the lawsuit.’”) However, George v. Smith, 507 F.3d 605, 607-608 (7th Cir. 2007), resolved any doubt that the Seventh Circuit interprets § 1915(g) to require the counting of a strike for the dismissal of any claim within an action.
[7] Section 1997e(a) provides: “No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.”
[8] The Supreme Court later addressed this same issue in Jones v. Bock, 549 U.S. 199, 219-24 (2007), concluding that the PLRA does not require dismissal of the entire complaint when a prisoner has failed to exhaust some, but not all, of the claims in the complaint.