COURT OF APPEALS DECISION DATED AND FILED June 15, 2010 David
R Schanker Clerk of Court of Appeals |
|
NOTICE |
|
|
This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
|
Appeal No. |
|
|||
STATE OF |
IN COURT OF APPEALS |
|||
|
DISTRICT I |
|||
|
|
|||
|
|
|||
State of Plaintiff-Respondent, v. Armando J. Castaneda, Defendant-Appellant. |
||||
|
|
|||
APPEAL
from judgments and an order of the circuit court for
Before Curley, P.J., Fine and Kessler, JJ.
¶1 CURLEY, P.J. Armando J. Castaneda appeals from judgments of conviction for one count of first-degree intentional homicide while armed, two counts of first-degree reckless homicide while armed, and three counts of attempted first-degree intentional homicide while armed, and the order denying his postconviction motion to withdraw his pleas.[1] Castaneda argues that he should be allowed to withdraw his pleas because trial counsel who represented him at the hearing on his motion to suppress his confession was ineffective and because trial counsel who represented him when he sought to withdraw his guilty pleas prior to sentencing was ineffective for failing to raise as a reason for withdrawing his pleas the ineffectiveness of his attorney at the suppression hearing.[2] We conclude that the denial of Castaneda’s postconviction motion was proper and therefore affirm.
I. Background.
¶2 On March 14, 2004, two separate shooting incidents occurred
in
¶3 The following day, Castaneda was taken into custody by police on an outstanding warrant. He was detained for approximately three days and was interrogated four times about the shootings by detectives with the Milwaukee Police Department. None of those interrogations appears to have been recorded.
¶4 On March 17, 2004, Castaneda confessed to the March 14 shootings. He informed detectives that he was a member of a gang and that on March 14, 2004, his nineteenth birthday, he attended a house party with other members of his gang. He stated that as he was leaving the party, someone in a truck outside the house indicated his affiliation with a rival gang. He stated that he retrieved from the trunk of his vehicle an AK-47 assault rifle with a thirty-round clip and, when the truck drove past him, he fired a number of shots at that truck and at the vehicle following behind the truck. He stated that later that evening he and a group of friends were driving around with his AK-47. They observed a van belonging to a member of another rival gang, and when Castaneda’s friend told him to shoot the van, he did. Following his confession, Castaneda was charged with three counts of first-degree intentional homicide while armed, in violation of Wis. Stat. §§ 940.01(1)(a) and 939.63 (2003-04),[3] and three counts of first-degree attempted intentional homicide while armed, in violation of Wis. Stat. §§ 940.01(1)(a) and 939.63.
¶5 Castaneda moved the circuit court to suppress his statements to detectives on the basis that they were not made voluntarily because he spent the majority of his detainment in interrogation rooms and “was not able to sleep and[,] if he was able to sleep[,] it was not for any lengthy period of time. As a result, he became very sleep deprived ... [which] resul[ted] in his not being able to give a voluntary statement.”
¶6 At the Miranda-Goodchild hearing,[4]
the State presented the testimony of detectives Tom Casper, Katherine Hein,
Timothy Heier, and Michael Caballero.
Detective
¶7 Detective Hein testified that she read Castaneda his Miranda rights and interviewed him on March 16, 2004, from 6:40 p.m. until 11:15 p.m. She described Castaneda as polite and stated that he became increasingly upset as the interview progressed. She stated that Castaneda “would have a crying jag,” but would then settle down and resume talking with her and her partner. Detective Hein stated that Castaneda did not request a lawyer or assert his right to remain silent. She also stated that at the end of the interview, Castaneda appeared tired, and that he complained about an injury to his thumb or finger, for which he was taken to the hospital to receive medical care.
¶8 Detective Hein testified that Castaneda was again interviewed on March 17, 2004, from 2:50 p.m. until 5:00 p.m. She stated that during this interrogation, Castaneda was informed that he was under arrest for homicide and he was advised of his rights. She stated that Castaneda appeared alert and was responsive to questioning. She stated that at the end of the interview, Castaneda indicated that he was tired and the interview was terminated. She further stated, however, that Castaneda did not appear sleepy or tired at the time. Detective Hein also testified that during this interrogation, Castaneda did not request an attorney or assert his right to remain silent.
¶9 Detective Heier testified that he interviewed Castaneda on March 17, 2004, from 7:31 p.m. until at least 6:00 a.m. the following morning. Prior to the interview taking place, Castaneda was read his Miranda rights. He stated that during this interview, Castaneda gave an eleven-page statement regarding the two shootings that occurred on March 14, 2004. He described Castaneda’s demeanor as cooperative. He stated that Castaneda did not appear hostile and that Castaneda did not indicate that he wanted to stop the interview. He stated that Castaneda “was rather very meek,” and that he was very emotional. Detective Heier stated that during the interview, Castaneda would cry so hard that he would be given a break to compose himself. Detective Heier explained, “it was a roller coaster as far as [Castaneda] would provide a lot of information and then just break down crying ... and then he would recompose himself and talk for a while and then go back to crying.” He described Castaneda as “probably a little more emotional than most people.” Detective Heier also testified that the only request made by Castaneda was a request to see his girlfriend.
¶10 Detective Caballero interviewed Castaneda with Detective Heier. Detective Caballero testified that he retrieved Castaneda from his cell for the interview at 7:31 p.m. on March 17, 2004, and that Castaneda stated “sure” when asked if he was ready to continue the interview from earlier that day. Detective Caballero also testified that Castaneda was emotional during the interview.
¶11 The circuit court denied Castaneda’s motion to suppress. The court set forth in detail its reasoning for doing so.
[Castaneda] had just turned 19 years old. It was not known to at least the first two detectives, whether he’d ever been interrogated before as a juvenile or as an adult and whether he had ever been in custody before.
I cannot find on this record, although I’ve searched for it, coercion by the police officers…. The argument is really that … because [Castaneda] was in the custody of police for this length of time and interrogated four times, the last one at some length, eleven hours, that that set of facts, that length of detention … deprived him of the opportunity to sleep, to rest, to eat and, therefore, contributed in totality as to the nonvoluntariness of his statements. And indeed the standard for looking at voluntariness of statements is the totality of the circumstances.
As I’ve reviewed the progression of detention and interviews and which detectives were doing the interviews, it seemed to me that this was generally a reasonably paced detention as well as interrogations. That is, the first interrogation was six hours, two of which were with a break, although he was not brought back to his cell during that lengthy break, but it provided an absence of interrogating.
The detectives then took him back to his cell which was at 10:30 in the morning. He was fed, he was in a private cell. Had a mattress where he could rest and he wasn’t interrogated again for seven hours.
So there was ample opportunity for him to regain his composure, so to speak, to regain himself. It wasn’t so much composure at that point but to just regain himself and get from whatever stress the first interview may have caused.
The second interview was ended as soon as he said that he was tired and complained of his thumb hurting and he was taken to the hospital. Had that taken care of and then booked back into the cell and it was 12 hours later before he was brought out again.
I find that was again a reasonable time for a young man of this age to have an opportunity to rest, to recover if you will, from the stress of any interrogation, from having been confronted with the new developments and so on and to think about his situation and make decisions about it.
The third interview was short and the last interview was quite long.
He was quite emotional during it. I don’t find that so much to be reflective of sleep deprivation in view of my finding based on the testimony that he also cried at the preliminary hearing and he was teary today and acknowledged that he was scared and so on, although he’s been able to compose himself in court and has been for most of my period of my findings.
So that it’s my view of the record that his emotionality was related less to the alleged sleep deprivation than it was to the gravity of the situation and his admissions to these crimes. I don’t find under the totality of circumstances that the 50 hour length of his detention and part of which he was under arrest, accounts for that – for his admissions or for an involuntary admission that he made.
....
His crying episodes were related to his confessions of the homicides either just after he confessed or just before. It makes sense that someone would cry at those times as opposed to crying unassociated with a confession or being over the table as people often are when sleep deprived. His demeanor never evidenced or was consistent with, we commonly know our own selves as well as others, to be when they’re sleep deprived.
So I can’t find on the bases or basis put forward that that was a nonvoluntary confession.
¶12 On the day of trial, Castaneda entered pleas of guilty to one count of first-degree intentional homicide while armed, two counts of first-degree reckless homicide while armed, and three counts of attempted first-degree intentional homicide while armed. Prior to sentencing, however, Castaneda moved to withdraw his pleas. He argued that plea withdrawal was appropriate because he entered his pleas under the pressure of Attorney Boyle and, therefore, his plea was not voluntarily entered, and because he did not understand the ramifications of his pleas.
¶13 The circuit court denied Castaneda’s motion. After observing that Castaneda’s request “should be examined in a liberal manner,” the circuit court stated:
the testimony [] of [Attorney] Boyle reveals that there were ample visits to [Castaneda], that [Castaneda] had ample opportunity to discuss his circumstances with [Attorney] Boyle, that the facts of the case were discussed with him, that the law was discussed and explained to him in a manner consistent with the requirements of the 6th Amendment before the day of trial.
The court further stated that “[t]he record here is clear that the defendant was thoroughly informed well before trial of the law pertaining to the various degrees of homicide. The defendant was well-educated by the day of trial regarding the choices that he faced if indeed a choice was offered to him.”
¶14 Castaneda was sentenced to life in prison without the possibility of release on count one, first-degree intentional homicide while armed. On the remaining charges, he was sentenced to forty years of initial confinement, followed by twenty-six years of extended supervision. All sentences were ordered to run concurrently.
¶15 Castaneda filed a Wis. Stat. § 809.30 postconviction motion seeking to withdraw his pleas on the basis that his pleas were the product of ineffective assistance of counsel from both Attorney Boyle and Attorney Birdsall. He claimed that Attorney Boyle was ineffective in seeking to suppress his statements to detectives because she failed to assert, as a basis for suppression, the detectives’ denial of his right to an attorney and police coercion and because she failed to present his testimony and the testimony of easily discoverable witnesses, which he claimed would have corroborated his assertion that he was denied counsel by detectives and subjected to police coercion. Castaneda claimed that Attorney Birdsall was ineffective in seeking the presentence withdrawal of his guilty pleas because Attorney Birdsall “failed to present all the relevant evidence, basis, and argument when litigating the motion.”
¶16 Following multiple Machner[5] hearings, at which testimony was given by numerous witnesses, both on behalf of Castaneda and on behalf of the State, the circuit court denied Castaneda’s motion after concluding Castaneda had not received ineffective assistance of counsel. The court ruled that there were “reasonable and rational, strategic reason[s]” for the manner in which Attorney Boyle pursued the suppression motion. The court further stated that although the result of the hearing “may have been different” had Castaneda testified at the suppression hearing, that possibility did not, in the court’s mind, give “rise to the level that would somehow indicate [Castaneda] was [] not given effective representation.” Castaneda appeals. Additional facts will be discussed as necessary.
II. Analysis.
¶17 Castaneda argues that plea withdrawal is warranted on the grounds of ineffective assistance of counsel occasioned by Attorney Boyle’s failure to “[p]roperly [i]nvestigate, [p]repare, and [l]itigate the [s]uppression [m]otion,” and Attorney Birdsall’s failure to assert the ineffectiveness of Attorney Boyle as a reason why his presentence plea withdrawal motion should have been granted.
¶18 A defendant seeking to withdraw a guilty plea after sentencing
must prove “by clear and convincing evidence that withdrawal is necessary to
correct a manifest injustice.” State
v. Milanes, 2006 WI App 259, ¶12, 297
¶19 The State does not dispute Castaneda’s contention that Attorney Boyle’s performance relating to the motion to suppress was deficient.[6] The State does, however, dispute Castaneda’s contention that he suffered actual prejudice as a result of Attorney Boyle’s performance. Accordingly, we limit our review to the question of prejudice.
¶20 To
prove prejudice, the defendant must demonstrate that the lawyer’s errors were
so serious that the defendant was deprived of a fair trial and a reliable outcome. Strickland, 466
¶21 Whether
the defendant was prejudiced presents a mixed question of fact and law. State
v. Pitsch, 124
A. Attorney
Boyle
1. Denial of right to counsel.
¶22 Castaneda contends that he was prejudiced by Attorney Boyle’s failure to assert, as a basis for suppression of his statements to detectives, the denial by detectives of his right to an attorney. Castaneda asserts that he informed Attorney Boyle that during interrogation, detectives denied requests by him for an attorney and that Attorney Boyle was aware that there were witnesses who would corroborate that he had in fact asked for an attorney. He argues that had Attorney Boyle allowed him to testify at the suppression hearing, and had she presented the testimony of corroborating witnesses, it would have been established at the hearing that his right to counsel had been violated, and therefore, his statements would have been suppressed.
¶23 Over the course of the several Machner hearings held on Castaneda’s postconviction motion, Castaneda testified and presented the testimony of a number of other witnesses to support his contention that his suppression motion would have been granted had Attorney Boyle pursued suppression on the basis of denial of counsel and had she offered Castaneda’s testimony and the testimony of witnesses who would corroborate his claim.
¶24 Castaneda testified that he told Attorney Boyle “a lot of times” that detectives refused to let him speak with an attorney. He testified that he told Attorney Boyle that as soon as he was read his rights he asked for an attorney, but was told that he “needed to give a statement [and] that [he] couldn’t see [his] lawyer.” He testified that he told Attorney Boyle that during his third interrogation, when he started asking for his lawyer, he was told “no flat out. [He] wasn’t getting a lawyer” and that he then “started to tell them over and over again, and again, that [he] want[ed] to see [his] lawyer.”
¶25 Sherry Greene, Castaneda’s mother, testified that she informed Attorney Boyle “at one of the hearings” prior to Castaneda entering his pleas that while Kathy Figueroa was sitting in a room with her daughter being questioned, Figueroa heard Castaneda screaming for an attorney through the venting system. Daisy Ruiz, Castaneda’s girlfriend, testified that she was present when Greene told Attorney Boyle about Figueroa.
¶26 Figueroa testified that she was at the police station on March 17, 2004, from approximately 2:00 p.m. until 5:30 p.m., roughly the same time as Castaneda’s third interrogation. She testified that while she was in a waiting room waiting for Cassie Dimick to be questioned in connection with Castaneda’s case, she heard Castaneda yell, “I want my lawyer. I want my fucking lawyer now.” She testified that she had known Castaneda since he was about twelve years old and knew at that time what Castaneda’s voice sounded like. She further testified that at that time, she did not like Castaneda.
¶27 Cristal Castaneda, Castaneda’s cousin, testified that while at the police station, she heard “someone screaming down the hall that they wanted their lawyer, they wanted their mom,” though at the time she did not recognize the voice. Dimick, an acquaintance of Castaneda, testified that while she was being questioned at the police station, she heard Castaneda screaming for his mother. Angel Castaneda, Castaneda’s brother, testified that he was arrested and questioned in connection with the May 14, 2004 homicides. Angel testified that Castaneda, who was placed in a cell across from him, told him that “they would not allow him an attorney.”
¶28 Testimony was also given by Attorney Boyle and the detectives who interrogated Castaneda. Attorney Boyle testified at the hearing, however, that she had no “specific recollection of [] Castaneda specifically informing [her] that he specifically asked for a lawyer.” She also had no recollection of Greene informing her that Figueroa overheard Castaneda asking for an attorney.
¶29 Detective David Chavez testified that he interrogated Castaneda on the morning of March 16, 2004, and that at no time during that interview did Castaneda request an attorney. Detective Chavez also testified that he interviewed Cristal Castaneda at the time she claimed to have heard someone screaming for an attorney, and that he never heard anyone screaming for an attorney. He testified that although he heard “loud talking ... the door was closed and [he] couldn’t understand what was being said.” Detective Hein testified that she interviewed Castaneda on the evening of March 16 and that Castaneda did not ask for an attorney during the course of that interview. She testified that she again interviewed Castaneda during the afternoon of March 17, 2004, and that at no time during that interview did Castaneda ask for a lawyer. Detective Hernandez testified that he interviewed Castaneda during the afternoon of March 17, and that Castaneda did not “ask for a lawyer during the course of that interview.” Detective Hernandez also testified that he “conduct[ed] sort of a[n] unscientific experiment with Detective Hein where [he was] in the waiting room and she was in the interrogation room,” and that when Detective Hein tried screaming so that he could hear her in the waiting room, he was only able to hear “muffled” sounds. Detective Heier testified that he interviewed Castaneda on the evening of March 17, and that Castaneda never asked for a lawyer.
¶30 The postconviction circuit court did not make any express
findings as to the credibility of any of the witnesses’ testimony. However, as the State observes, when the
circuit court does not make express findings, we assume that the circuit court
made implicit findings in a manner supporting its decision. State v. Martwick, 2000 WI 5,
¶31, 231
¶31 In the present case, had the postconviction court believed the testimony of Castaneda and his corroborating witnesses, Castaneda’s statements would have been obtained in violation of his right to an attorney warranting suppression, and Attorney Boyle’s failure to assert that violation as a basis for suppression, despite her knowledge of the violation, would have been prejudicial to Castaneda. However, the postconviction court’s denial of Castaneda’s motion and its finding that the result of the suppression hearing would not have been different had Castaneda testified at the suppression hearing, indicates that the postconviction court did not find Castaneda or his witnesses to be credible.
¶32 “‘[T]he weight of the testimony and the credibility of the
witnesses are matters peculiarly within the province of the [circuit] court
acting as the trier of fact.’” State
v. Young, 2009 WI App 22, ¶17, 316
¶33 We conclude that the circuit court’s findings, both explicit and implicit, are not clearly erroneous with respect to Castaneda’s contention that he was prejudiced by Attorney Boyle’s failure to present testimonial evidence regarding the denial of his right to an attorney.
2. Coercion.
¶34 Castaneda contends that he was prejudiced by Attorney Boyle’s failure to present evidence at the suppression hearing showing his statements to detectives were the product of coercive tactics, and thus involuntarily made. He alleges that those tactics included: (1) showing him a non-gruesome picture of one of the victims with tubes in his mouth, which caused Castaneda to have “‘flashbacks’ of his dead brother, who while alive, had tubes inserted in his mouth to allow him to breathe”; (2) subjecting him to physical abuse when the chair he was sitting on “was snatched out from underneath him and he landed on the floor” after he refused to stop yelling; (3) being threatened by detectives with harsher punishment if he did not confess, being told that other gangs would retaliate against his family, and being promised “that he could talk with a lawyer and his mom, he would be granted a $100,000 bail, and that his penalties would be less severe”; and (4) being repeatedly denied his request to speak with his family.
¶35 Castaneda claims that had Attorney Boyle presented evidence of these tactics, that evidence, in conjunction with the other evidence presented at the suppression hearing, would have led the circuit court to find under the totality of the circumstances, that his statements were involuntary, and the court would have suppressed the statements on the basis of coercion. We agree with the State that the results of the hearing would not have been different if Attorney Boyle had presented evidence of those alleged tactics, and that Castaneda has therefore failed to prove that he suffered any actual prejudice.
¶36 Statements that are the product of coerciveness or improper
police tactics deliberately used to procure a confession are involuntary and,
therefore, inadmissible. See State
v. Hoppe, 2003 WI 43, ¶¶33-37, 261
“If a confession is to be the product of the free and unconstrained will of the defendant it is important that under the totality of the circumstances in which the confession is obtained, the defendant is not the victim of a conspicuously unequal confrontation in which the pressures brought to bear on him by representatives of the [S]tate exceed the defendant’s ability to resist.”
State v. Wallace, 59
¶37 Castaneda claims his confession was involuntary because he was
shown a photograph depicting the face of a victim, free of any injury caused by
a gunshot wound, with a small portion of a tube coming out of the victim’s
mouth. Castaneda claims that showing him
the photograph of someone he knew was “inherently coercive” and that he was
“particularly susceptible” to being shown the photograph because he had a
brother who had tubes inserted in his stomach for feeding. Castaneda fails to provide any legal
authority supporting his assertion that being shown the photograph was
“inherently coercive.” He refers this
court to State v. Woods, 117
¶38 Castaneda claims that his statements were involuntarily made
because detectives subjected him to physical abuse, threatened him, and
promised him numerous things if he confessed.
At the hearings on Castaneda’s postconviction motion, the detectives
denied physically abusing Castaneda, threatening him, or making any promises to
him. We conclude that by denying
Castaneda’s postconviction motion, the circuit court found the testimony of the
detectives to be more credible than Castaneda’s testimony. See Martwick, 231
¶39 Finally, Castaneda claims that his statements were
involuntarily made because he was denied the right to speak with his family, in
particular his mother. Castaneda has
failed to cite to any legal authority supporting his contention that an adult
has a constitutional right to speak with his mother. In State v. Ward, 2009 WI 60,
318 Wis. 2d 301, 767 N.W.2d 236, the supreme court upheld the confession of a
defendant who alleged her confession was involuntary because she was denied the
opportunity to speak with her husband.
The court in Ward stated that “[a] request to speak with
family members triggers no constitutional rights in the manner that a request
to speak with counsel does.”
¶40 Castaneda has failed to establish that any of the allegedly coercive tactics he now claims detectives employed during his interrogations affected the voluntariness of his statement and has thus failed to prove that the admission of evidence relating to those alleged tactics by detectives at the suppression hearing would have affected the outcome of the hearing. Castaneda has therefore failed to establish he suffered any actual prejudice by Attorney Boyle’s failure to present evidence of these tactics at the suppression hearing. Accordingly, Castaneda has failed to prove that Attorney Boyle’s representation of him was ineffective in this regard.
B. Attorney
Birdsall
¶41 Castaneda has failed to prove that the representation he
received from Attorney Boyle with respect to his motion to suppress was
ineffective. Because the only basis
Castaneda alleges for Attorney Birdsall’s ineffectiveness is Attorney
Birdsall’s failure to allege Attorney Boyle’s ineffectiveness as a basis for
withdrawing Castaneda’s pleas prior to sentencing, we conclude that Castaneda
has likewise failed to prove that Attorney Birdsall was ineffective.
By the Court.—Judgments and order affirmed.
Not recommended for publication in the official reports.
[1] The Honorable
Elsa Lamelas presided over Castaneda’s motion to suppress and presentence
motion to withdraw pleas, and entered the judgments of conviction. The Honorable Martin J. Donald decided
Castaneda’s postconviction motion.
[2] Castaneda was represented by Attorney Bridget Boyle at his suppression hearing. He was represented by Attorney John Birdsall at the hearing to withdraw his guilty pleas prior to sentencing.
[3] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[4] See
Miranda v.
[5] See State v.
Machner,
92
[6] To prove
deficient performance, a defendant must point to specific acts or omissions by
the attorney that are “outside the wide range of professionally competent
assistance.” Strickland v.