2009 WI App 61
court of appeals
of
published opinion
Case No.: |
2008AP482-CR |
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Complete Title
of Case: |
†Petition For Review Filed |
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State of Plaintiff-Respondent, v. Juan M. Sandoval, Defendant-Appellant.† |
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Opinion Filed: |
April 8, 2009 |
Submitted on
Briefs: |
November 6, 2008 |
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JUDGES: |
Brown, C.J., |
Concurred: |
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Dissented: |
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Appellant |
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ATTORNEYS: |
On behalf of the
defendant-appellant, the cause was submitted on the briefs of Jefren E.
Olsen, assistant state public
defender of |
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Respondent |
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ATTORNEYS: |
On behalf of the
plaintiff-respondent, the cause was submitted on the brief of Christine A.
Remington, assistant attorney
general, and J.B. Van Hollen, attorney general. |
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2009 WI App 61
COURT OF
APPEALS DECISION DATED AND
FILED April 8,
2009 David
R. Schanker Clerk of
Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will
appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an
adverse decision by the Court of Appeals.
See Wis. Stat. §
808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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State of Plaintiff-Respondent, v. Juan M. Sandoval, Defendant-Appellant. |
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APPEAL
from a judgment and an order of the circuit court for
Before Brown, C.J.,
¶1
¶2 Sandoval
was charged with attempted first-degree intentional homicide while armed,
substantial battery while armed, and intentionally pointing a firearm at
another person. The charges arose from
an incident on March 27, 2004. Sandoval
pleaded not guilty to the charges and the case proceeded to trial. The case was tried twice. The first trial was held in March 2006. Sandoval was acquitted of the substantial
battery charge and convicted of the pointing a firearm at another charge. The jury was unable to reach a verdict on the
attempted homicide charge.
¶3 The
case went to trial again on the attempted homicide charge in July 2006. At this trial, the jury convicted Sandoval of
the charge.
¶4 The
following evidence was presented at trial.
Shortly before 2:00 a.m. on March 27, 2004, Officers Hans Freidel and
John Pomeroy of the City of Racine Police Department were dispatched to
¶5 Freidel
testified that he saw Sandoval extend his right arm towards the individual on
the ground and fire one shot at the individual.
Freidel said it was difficult to see a gun in the shooter’s hand. However, when the shot went off, Freidel said
it was “very loud” and he “saw the muzzle flash extend from the end of the
barrel of the gun.” He testified that it
was “unmistakable,” that he had seen muzzle flashes “hundreds of times” and
“absolutely” recognized what he saw as a muzzle flash.
¶6 Freidel
testified that Sandoval was about one or two feet away from the victim on the
ground and the distance from the gun in Sandoval’s hand to the ground was approximately
four feet. Freidel said the man on the
ground was not moving at all. He said
there were no obstructions in his line of sight other than “people walking
around down there a little bit but nothing that obstructed [his] view of [the
shooter] extending the gun and firing it.”
Freidel further testified that he had no trouble seeing where Sandoval
was, that there were streetlights, the squad’s lights and also his own
flashlight pointing in the direction of Sandoval and the man on the ground.
¶7 Freidel
said that after witnessing the shot, he and Pomeroy released the man they had
been holding at gunpoint because there was a more important threat down the
street. They then began moving in the
direction of the shooter and the man on the ground. Pomeroy acted as Freidel’s
cover and as Freidel progressed, he never lost sight of the shooter. The man on the ground, later identified as
Jerrad Williams, did not move at all while the shooter continued to kick him.
¶8 Freidel
testified that when he made his way to the front of 2432 Thor Avenue, the
shooter, Sandoval, was still on the sidewalk in front of the house standing
over the man on the ground, Williams.
Freidel stated that he could see that Sandoval was wearing tan pants, a
black jacket and a light shirt. A
picture of Sandoval with other identified partygoers was shown to Freidel; he
identified Sandoval and indicated that it fairly and accurately depicted how
Sandoval was dressed the night of the incident; the picture was entered into
evidence without objection.
¶9 Freidel
testified that while in front of
¶10 At
some point, the door to the house opened and everyone on the front porch ran
inside. A S.W.A.T. team and other backup
came; hours passed and eventually the people in the house were ordered out and
removed one by one. When Sandoval exited
the house, Freidel said he “immediately recognized who he was.” Freidel observed that Sandoval had a wound on
his hand and dried blood on his clothing.
Sandoval was wearing the same clothing except he no longer had on the
black jacket. Freidel escorted Sandoval
back to the transport wagon and notified a detective that he recognized
Sandoval.
¶11 Freidel
was able to view everyone that was at the
¶12 The
police recovered a nine-millimeter shell casing in a bush on the east side of
the property. They recovered a
nine-millimeter semiautomatic handgun that was next to the steps of the porch,
along with another casing. They found a
black jacket in the house. They found
blood stains on the sidewalk, porch and door of the house. The recovered handgun had blood and a partial
fingerprint on it but the print did not have enough points of identification to
match to anyone’s fingerprints. However,
a DNA analysis of the blood on the gun showed that it matched Sandoval’s
DNA. A DNA analysis of biological
material taken from the black jacket found in the house also matched Sandoval’s
DNA. The blood stains found on the porch
and door of the house matched Sandoval’s DNA; the blood stain on the sidewalk
matched the victim’s, Williams’, DNA.
¶13 Sandoval
testified that he went to the party on Thor Avenue with Juan Guzman, Rudy
Avila, Tiffany Gryczawski and Ricky Vela.
He drove. Vela was the person who
knew about the party and gave directions to the house. Sandoval said that, at some point in the
evening, he went to his car to get gum, and while doing so he cut his
finger. After he returned to the party,
he said another partygoer showed him a gun and he “grab[bed]” it from the
partygoer who then “snatched it back.”
When asked why he would hold a gun in his hand, Sandoval testified, “I
don’t know, just never seen one. First
time holding it.” He said that sometime
after he handled the gun, he realized he was bleeding from a cut on his finger.
¶14 Sandoval
stated that Vela got into an argument with another partygoer. At some point, the two men and their friends
headed outside. Sandoval said he went to
the porch and saw Vela and the other person on the front lawn getting ready to
fight. Sandoval said he then heard
gunshots as he was going down the steps of the porch. He said that Vela and the other man took off
running and that he and
¶15 Williams
testified that he had been drinking on the night in question and did not
remember being shot at or lying on the sidewalk or how he cut his head.
¶16 Tiffany
Gryczawski, one of the persons who accompanied Sandoval to the party, testified
on his behalf. She testified that
Sandoval drove her,
¶17 Sandoval
takes issue with his trial counsel’s handling of the State’s rebuttal witness,
Ricardo (Ricky) Vela.
¶18 Vela
testified that he had known Sandoval as a friend since high school. He said he went to the party with Sandoval,
who drove to Vela’s house in his car and picked him up. When asked if he saw anything in Sandoval’s
waistband, Vela responded “Umm—I can’t really recall. I just—I don’t really want to say anything if
I don’t really know the truth about, so.”
The State continued questioning:
[Counsel] At
some point, Mr. Vela, did you see Mr. Sandoval with a weapon in his car on his
way to the party?
[Vela] Umm—I don’t know. I can’t really just say that if he had
something or not—you know—I can’t say yes.
I’m not sure.
[Counsel] Is this a difficult decision for you because
of your friendship with Mr. Sandoval?
[Vela] Somewhat, yeah.
[Counsel] Do you recall speaking with me about five
minutes ago and telling me you saw a 9mm handgun?
[Vela] Yeah.
[Counsel] And you believed it was square in shape and
it looked like a semiautomatic versus a revolver?
[Vela] Yeah.
[Counsel] And you saw that in his waistband, sticking
out so you could actually see the gun while he was driving?
[Vela] Yeah.
[Counsel] And you’re now telling us, however, you’re
not sure whether you saw that?
[Vela] No, I’m actually saying I did see that, so.
[Counsel] But it is difficult for you?
[Vela] Yeah, because—you know—we were friends—you
know.
¶19 After the State completed its direct
examination of Vela, Sandoval’s counsel asked for a sidebar conference. With the jury excused, Sandoval’s counsel
explained that the information that Vela saw Sandoval with a gun that night was
completely new and had not been disclosed by the State. The court questioned the prosecutor and
Sandoval’s attorney about Vela. This
sidebar established the following:
(1)
Vela was a witness on Sandoval’s witness list. Sandoval’s lawyer and investigator had talked
to Vela. Vela never told either of them that
he had seen Sandoval with a gun.
(2)
Vela had not been called by either party at the first trial, nor was he
called by the State or Sandoval as part of their cases-in-chief at the second
trial.
(3) A
copy of a police report that had been provided to Sandoval’s lawyer stated that
in May 2006, when police asked Vela if Sandoval had a gun at the party, Vela
replied that he did not want to say, that he had not come forward because he
was afraid he might be arrested for being at the party, and that he was
considering making a statement against Sandoval, though he was reluctant to do
so.
(4) The State subpoenaed Vela before the second
trial.
(5) On
the morning of July 11, the day the State began presenting its case, Vela
talked to the State’s lead investigator on the case, Robin Jacobson. Vela told Jacobson that he rode with Sandoval
to the party and while they were in the car he saw that Sandoval had a
handgun. Jacobson wrote a report
summarizing Vela’s statement.
(6)
Sandoval’s attorney told the court he had no notice of Vela’s July 11
statement and that he believed it should have been turned over to him and that
Vela should have testified in the State’s case-in-chief.
(7)
Assistant District Attorney, Patricia Hanson, told the court that she
did not call Vela in the State’s case-in-chief because it had not named him as
a witness and “felt [Vela] would only be called as rebuttal because he hadn’t
been noticed.”
(8) In
explanation as to why Sandoval’s attorney was unaware of the State’s plan to
call Vela on rebuttal and unaware of the report of Vela’s statement to
Investigator Jacobson regarding seeing a handgun on Sandoval, Attorney Hanson
stated “I don’t have to provide reports of rebuttal witnesses.” The court responded, “Correct.”
(9) At
this time, Sandoval’s attorney did not explicitly ask the court to strike
Vela’s testimony or declare a mistrial.
(10)
After establishing a timeline of Vela’s statement and having the State
produce a copy of the report of Vela’s statement, the court advised Sandoval’s
attorney that he could cross-examine Vela and provide contrary evidence in his
surrebuttal case.
¶20 After
the sidebar, the jury returned and Sandoval’s trial counsel proceeded to
cross-examine Vela, who was excused after a brief redirect and recross. Sandoval’s trial counsel did not question
Vela regarding his prior inconsistent statement that Sandoval did not have a
gun. After the State presented two
additional rebuttal witnesses, whose testimony is not at issue here, the court
granted Sandoval’s request for a break in the trial for the weekend to give the
defense time to subpoena witnesses for surrebuttal and to locate Jermichael
Sykes, an AWOL witness, who the defense believed helpful to Sandoval’s case.[2] In particular, Sandoval wanted to subpoena
and recall Gryczawski, who had been presented in the defendant’s case-in-chief
but had been released from subpoena, as well as Rudy Avila, who had not
testified in the second trial and had been released from subpoena before Vela
testified.
¶21 The
trial reconvened the following Monday and Sandoval’s trial counsel filed a
motion to dismiss or, in the alternative, for a mistrial. In the motion, counsel argued that the State
should have disclosed the report of Vela’s July 11 statement under Wis. Stat. § 971.23(1)(h)
(2007-08)[3] because
Vela’s evidence was “exculpatory.”[4] The court denied the motion, noting that
“while it may have been appropriate or possible” for the State to have
disclosed Vela’s evidence earlier, it was proper rebuttal evidence and the
adjournment of the trial after the State’s rebuttal case gave Sandoval adequate
time to prepare a response. Though
¶22 Thereafter,
the jury returned a guilty verdict.
¶23 Sandoval
filed a postconviction motion, arguing that his trial counsel was ineffective
for failing to argue that Vela was not a bona fide rebuttal witness and for
failing to impeach Vela with his prior inconsistent statements. At the motion hearing, Sandoval’s trial
counsel said he was probably “in shock” during Vela’s direct testimony and that
this is probably why he waited and did not object until after the State had
finished its direct. He explained, “To
be honest with you, I really wasn’t thinking straight at that point in
time. I don’t recall exactly what
arguments I made.” He acknowledged that
he was not aware at the time of the trial of the line of cases dealing with
bona fide rebuttal witnesses. He stated
that he was mostly worried about “the Perry Mason effect,” where there is “a
surprise witness at the end and it kind of seal[s] the case.”
¶24 He
explained that his reasoning for not impeaching was in part that he “thought
the damage was already done” and that “[i]t didn’t matter” what he said or
asked. He said he did not want to draw
more attention to Vela’s damaging statement regarding seeing a gun. He said, “Given the situation, I did what I
thought was best,” and “at the time when I was questioning Ricky Vela, I felt
like I was in a daze. I was—I was really
surprised and I was kind of panicking I would say as a defense lawyer.” He agreed that being caught by surprise was
also part of the reason he did not impeach Vela with his prior inconsistent
statements.
¶25 Sandoval’s
trial counsel testified that in addition to asking the court for and receiving
time to subpoena other witnesses in the car, he prepared the dismissal and/or
mistrial motion over the weekend. The
motion argued that the case should be dismissed because the State violated its
discovery obligations pursuant to Wis.
Stat. § 971.23(1)(h) and prejudiced the defendant’s case or, in the
alternative, a mistrial should be declared.
The substance of the motion focused on the State’s rebuttal witness
Ricky Vela, arguing:
[T]he State
ambushed the Defense by putting up Ricky Vela as a rebuttal witness to testify
that Juan Sandoval had a semi-automatic pistol in the car, which is exculpatory
evidence. Ricky Vela also testified that
he had been available to testify during the State’s case in chief. The Defense could not have objected to the
State’s violation of discovery rules regarding exculpatory evidence prior to
this testimony because defense counsel learned of the exculpatory evidences
literally while Ricky Vela was testifying.
(emphasis added[.]) The State did
not inform the Court or the Defense about the exculpatory evidence until Ricky
Vela testified on Rebuttal.
The motion was denied.
¶26 On
appeal, Sandoval makes two ineffective assistance of counsel arguments for
reversal of the judgment of conviction for attempted first-degree intentional
homicide and the order denying his motion for postconviction relief. First, Sandoval argues that he is entitled to
a new trial because he believes his trial counsel provided ineffective
assistance by failing to argue the proper basis for excluding the State’s
rebuttal witness. In the alternative, he
argues that a new trial is merited because his trial counsel provided ineffective
assistance by failing to impeach Vela with his prior inconsistent
statements.
¶27 Whether
a lawyer rendered ineffective assistance is a mixed question of law and
fact. State v. Manuel, 2005 WI
75, ¶26, 281
¶28 A
defendant claiming ineffective assistance of counsel must prove both that his
lawyer’s representation was deficient and that he suffered prejudice as a
result of that deficient performance. Strickland
v. Washington, 466
¶29 To
prove deficient performance, a defendant must show specific acts or omissions
of counsel that were “outside the wide range of professionally competent
assistance.”
a reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in
the outcome.
¶30 Sandoval’s
first argument is that his trial counsel was ineffective for failing to argue
that Ricky Vela was not a bona fide rebuttal witness. The basis for this argument is the well-established
rule that a party is not required to disclose the names or statements of
rebuttal witnesses if they are bona
fide rebuttal witnesses. State
v. Konkol, 2002 WI App 174, ¶11, 256
¶31 The
State should not be barred from putting on legitimate rebuttal evidence simply
because it correctly anticipated the defense.
Konkol, 256
¶32 Thus,
the only other basis for barring Vela’s testimony would be that he was not a
bona fide rebuttal witness, which is Sandoval’s argument. To support this argument, Sandoval points us
to a Maryland case, Wright v. State, 708 A.2d 316, 320 (Md. 1998), in which that
court stated that rebuttal evidence is “evidence ordinarily [that] would have
been inadmissible, as irrelevant, in the plaintiff/State’s case-in-chief, for,
at that stage, there would have been nothing to rebut.” Sandoval likens this test to the
¶33 We
are convinced that the State satisfied the law of
¶34 Given
that Vela was a bona fide rebuttal witness, the trial court properly allowed
Vela’s rebuttal testimony. Sandoval’s
trial counsel was not deficient in failing to argue a proper reason to exclude
Vela’s testimony because an attorney’s failure to pursue a meritless argument
does not constitute deficient performance.
Cf. State v. Cummings, 199
¶35 We
turn to Sandoval’s second argument, that his trial lawyer was ineffective for
failing to impeach Vela with his prior inconsistent statements. Because we conclude that Sandoval has not
proven that he suffered prejudice, we need not address whether his lawyer’s
representation was deficient. See id. To demonstrate prejudice, Sandoval needed to
show a reasonable probability that, but for his lawyer’s unprofessional errors,
the result of the trial would have been different. See id. at 694; see also Love, 284
¶36 Even
assuming, without deciding, that Sandoval’s attorney did perform deficiently,
our confidence in the outcome is nonetheless sustained. The extensive evidence laid out in the fact
portion of this opinion underscores the strong case the State made against
Sandoval; we briefly highlight here: a
trained police officer, who witnessed the shooting, unequivocally identified
Sandoval as the shooter; a gun found near the scene had Sandoval’s blood on it;
the officer who positively identified Sandoval, also described Sandoval as
wearing a black jacket and testified that after the shooting, Sandoval
disobeyed orders, ran into the house and later came out jacketless; upon
exiting the house jacketless, the officer “immediately recognized who he was”;
further, a black jacket found near the scene had biological material on it
which matched Sandoval’s DNA; blood stains found on the porch and door of the
house matched Sandoval’s DNA; and, finally, Sandoval himself confirmed that his
hand was bleeding that evening.
¶37 We
have established that Vela’s testimony was properly admitted. Therefore, even if Sandoval’s attorney had
impeached Vela and pointed out that he had previously stated that he did not
see a gun or did not want to say whether he saw a gun, the jury could have
easily chosen to believe Vela’s trial testimony over his earlier
statements. Or the jury may have
disregarded Vela’s testimony altogether, given that he was inconsistent on the
stand. As noted in our discussion of the
evidence presented, Vela, in the beginning of his testimony, denied seeing
Sandoval with a gun but after prodding, testified that he did see Sandoval with
a gun. In essence, the jury witnessed
firsthand Vela’s flip-flopping and still convicted Sandoval. We conclude that, even if Sandoval’s attorney
had impeached Vela with his prior inconsistent statements, the outcome of the
trial would have been the same.
¶38 Sandoval
does not succeed on either of his ineffective assistance of counsel
claims. Vela was a bona fide rebuttal
witness for the State and Sandoval’s counsel did not perform deficiently for
not arguing that he was not. Further,
because Sandoval has not shown that he was prejudiced by his attorney’s failure
to impeach Vela on his prior inconsistent statements, we need not reach the
deficiency prong of his second ineffective assistance of counsel claim. We are confident in the outcome of the trial.
By
the Court.—Judgment and order affirmed.
[1] Tiffany Gryczawski refers to Juan Guzman as “Cruz” in her testimony. For clarity and consistency, we use Guzman.
[2] Jermichael Sykes was called by
the State in the first, but not the second, trial. Sykes testified about seeing two different
men with guns. He stated that he saw the
victim, Williams, get struck with a gun by a man, and this same man later shot
at William’s head. Sykes said that when
he ran to help Williams, Sandoval pointed a gun at him (i.e., Sykes). Sykes testified that it was not Sandoval who
struck and later shot at Williams.
Sykes did not respond to subpoenas and ultimately could not be found. The State did not seek to admit Syke’s testimony from the first trial. However, Syke’s testimony from the first trial was read to the jury during Sandoval’s surrebuttal case.
[3] All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
[4] We believe counsel meant to argue that Vela’s statement evidence was inculpatory.