2009 WI App 28
court of appeals of
published opinion
Case No.: |
2007AP1982-CR |
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Complete Title of Case: |
†Petition for Review Filed |
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State of Plaintiff-Respondent, v. Anthony L. Prineas, Defendant-Appellant.† |
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Opinion Filed: |
February 4, 2009 |
Submitted on Briefs: |
October 8, 2008 |
Oral Argument: |
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JUDGES: |
Brown, C.J., |
Concurred: |
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Dissented: |
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Appellant |
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ATTORNEYS: |
On behalf of the defendant-appellant, the cause was
submitted on the briefs of Raymond M. Dall΄osto and Kathryn A. Keppel of Gimbel, Reilly, Guerin & Brown, |
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Respondent |
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ATTORNEYS: |
On behalf of the plaintiff-respondent, the cause was
submitted on the brief of James M. Friemuth, assistant attorney general, and J.B. Van Hollen, attorney
general. . |
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2009 WI App 28
COURT OF APPEALS DECISION DATED AND FILED February 4, 2009 David R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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State of Plaintiff-Respondent, v. Anthony L. Prineas, Defendant-Appellant. |
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APPEAL
from a judgment and an order of the circuit court for
Before Brown, C.J.,
¶1 SNYDER, J. Anthony L. Prineas appeals from a judgment of conviction on two counts of second-degree sexual assault and from an order denying postconviction relief. He contends that the court erroneously denied his request to substitute counsel prior to trial, allowed inadmissible testimony into evidence during the jury trial, imposed an unduly harsh sentence, and failed to grant postconviction relief for ineffective assistance of trial counsel. We affirm the judgment and order of the circuit court.
BACKGROUND
¶2 On April 24, 2004, residents of a fraternity house in Whitewater hosted a party. Prineas had once been a member of the fraternity. Keri C. and three friends attended the party that night. Keri drank several alcoholic beverages while at the party and at some point she encountered Prineas. Prineas, who was also drinking that night, does not dispute that he had sexual intercourse with Keri during the party; rather, he disputes the number and variation of sexual acts that occurred and whether the acts were consensual.
¶3 Keri went to the police the next day, Sunday, April 25. She reported that she was assaulted by Prineas and provided them with the bra that she had worn to the party. After meeting with the police, Keri went to the hospital for a sexual assault examination. The State subsequently charged Prineas with six counts of second-degree sexual assault, including four counts arising from penis to vagina penetration, one count arising from penis to anus penetration, and one count arising from ejaculation on the victim.
¶4 Prineas hired an attorney to represent him. On October 25, 2004, approximately one week before the trial date, Prineas filed a motion asking the court’s permission for his attorney to withdraw, to substitute counsel, and for a continuance of the trial date. Prineas had consulted a different attorney and paid a retainer to that attorney conditioned on the substitution of counsel and postponement of the trial. The court held a hearing on the motion two days later. The State advised the court that Keri and her family did not want the trial delayed because Keri wanted the case to “be done so she could get on with her life.” The court stated that it would not grant a continuance so close to the trial date unless Prineas or his counsel could “give [the court] some extraordinary reason other than just a simple desire to change [attorneys] at this late date.” Because no explanation was offered and because the newly retained attorney could not be ready for the trial as scheduled, the court denied the motion.
¶5 A three-day jury trial took place in November 2004. The State presented testimony from several witnesses, including Patricia Stephan, a registered nurse and a certified sexual assault nurse examiner. Stephan had performed the sexual assault examination on Keri the day after the fraternity party. During her testimony, Stephan described an abrasion on Keri’s labia minora and indicated that the abrasion was “consistent with intercourse that occurred by force.” Stephan also found bruises on Keri’s back and buttocks. She described a bruise on Keri’s buttock to be in the shape of a hand print and stated the bruise was consistent with the type seen when someone has been hit. Over objection by Prineas, Stephan was allowed to tell the jury what Keri said during the sexual assault exam. Stephan also testified that, to the best of her knowledge, she had never had a sexual assault complainant give her an inaccurate history during an exam.
¶6 The jury convicted Prineas of two counts of sexual assault and acquitted him of the remaining four. The circuit court sentenced Prineas on February 3, 2005. On the first count, the court imposed a sentence of ten years’ initial confinement and ten years’ extended supervision. On the second count, the court withheld sentence and ordered a concurrent term of thirty years of probation.
¶7 Prineas moved for postconviction relief, seeking a new trial or, in the alternative, resentencing. He argued that his trial counsel’s performance was deficient and prejudicial, that the circuit court erred when it did not grant an adjournment to accommodate Prineas’ new counsel of choice, that the court relied on inappropriate factors at sentencing, and that his sentence was excessive. The circuit court held an evidentiary hearing and ultimately denied the postconviction motion in all respects. Prineas appeals.
DISCUSSION
¶8 Prineas presents four issues for our review. First, he contends that portions of Stephan’s
testimony were inadmissible under State v. Jensen, 147
Jensen/Haseltine evidence
¶9 We begin with Stephan’s testimony.
¶10 The State responds that Prineas failed to preserve the issue
because he did not object on these grounds at trial. To preserve the right to appeal on
admissibility of evidence, a litigant must inform the circuit court of the
specific grounds for the objection.
¶11 Although Prineas failed to object to the testimony as Jensen/Haseltine
evidence, he now asks us to reverse under the plain error rule or in the
interests of justice. Wisconsin Stat. § 752.35 (2005-06)[1]
gives the court of appeals authority to examine the record and, in the interest
of justice, reverse the judgment regardless of whether a proper objection was
made at trial. We exercise our discretionary reversal power only sparingly. See
Vollmer
v. Luety, 156
¶12 As the circuit court noted, Stephan did not offer an opinion
about the cause of Keri’s abrasion, she stated that the abrasion was
“consistent” with an injury that resulted from “penetration.” In fact, Stephan acknowledged that she did
not know what caused the abrasion. We
have allowed such testimony in the past.
See, e.g., State
v. Ross, 203
Substitution of counsel and motion for
continuance
¶13 Prineas next argues that the circuit court erred when it denied
his motion for substitution of counsel one week prior to the trial date. Decisions related to the substitution of
counsel are within the sound discretion of the circuit court. See
Wheat
v.
¶14 In United States v. Gonzalez-Lopez, 548 U.S. 140 (2006), the U.S.
Supreme Court explained that the right to counsel derived from the Sixth
Amendment includes “the right of a defendant who does not require appointed
counsel to choose who will represent him.”
We have recognized a trial court’s wide latitude in balancing the right to counsel of choice against the needs of fairness.… The court has, moreover, an independent interest in ensuring that criminal trials are conducted within the ethical standards of the profession and that legal proceedings appear fair to all who observe them.
¶15 Recently, the United States Court of Appeals, Seventh Circuit,
affirmed this presumption, stating that under the Sixth Amendment, a non
indigent defendant has a “right to select, and be represented by, one’s
preferred attorney; thus, trial courts must recognize a presumption in favor of
a defendant’s counsel of choice.” Carlson
v. Jess, 526 F.3d 1018, 1024 (7th Cir. 2008).[2] Furthermore, the Fourteenth Amendment
prevents a court from arbitrarily or unreasonably denying a defendant the right
to obtain a continuance.
¶16 In Carlson, a jury convicted Matthew Carlson of first-degree
sexual assault of a child and the court sentenced him to fifty-five years in
prison.
¶17 The state circuit court did not hear Carlson’s motion until
August 26, the day before the trial was to start.
¶18 Carlson, having failed to obtain relief in the state appellate
system, petitioned the federal district court for habeas relief.
¶19 Prineas exhorts us to follow the Carlson court’s example and cast the circuit court decision to deny his motion for substitution and a continuance as unreasonable and arbitrary. We agree that some similarities exist. Like Carlson, Prineas had made no previous attempt to substitute counsel and had no pattern of “gaming” the system. See id. at 1026. The charges had been pending against him for a relatively short period of time and he made his motion soon after he retained new counsel. See id. And finally, like Carlson, Prineas was seeking to substitute retained counsel rather than appointed counsel. See id. at 1027.
¶20 As the State observes, there are significant distinctions
between this case and Carlson as well. For example, the record indicates that the
circuit court balanced Prineas’ right to counsel against the victim’s desire to
see the trial go forward. At the motion hearing, the prosecutor advised the
court that she had spoken with Keri, who stated that “[s]he wanted the case to
go forward and be done so she could get on with her life. Postponement would be very hard on both the
victim and her mother.” In Carlson,
the state circuit court “ignored the presumption in favor of Carlson’s counsel
of choice and insisted upon expeditiousness for its own sake.”
¶21 Here, the court gave Prineas the opportunity to explain the need for substitution and a continuance. The record includes the following dialogue:
COURT: Just the desire to change attorneys at this late stage … on the eve of trial, is not something that I would grant except in an extraordinary reason. And unless I … am given other things other than just a simple desire to change attorneys at this late date, I’m not going to grant [the motion].
Can [Prineas] give me anything else?
….
[DEFENSE COUNSEL:] I am aware the court understands I find myself in a very awkward position because of this, as I said…. At a minimum there’s been an indication on someone’s part that alternate counsel is being sought…. I’m very uncomfortable with the situation. I frankly feel as if I’m being set up for, at a minimum, an ineffective claim should the trial not go according to someone’s wishes.
….
[COURT] [addressing Prineas’ proposed counsel]: You understand that I’m not going to grant that continuance under these circumstances unless you perhaps on behalf of the defendant can give me some extraordinary reason other than just a simple desire to change counsels at this late date.
[COUNSEL:] There is no extraordinary reason of which I am aware, your honor.
¶22 In contrast, Carlson’s newly retained counsel provided the
court with an extensive list of investigative actions, procedural motions, and
strategic avenues she believed would be needed to provide Carlson with
effective representation at trial.
¶23 Carlson himself addressed the court, describing a complete
breakdown of communication between himself and his attorney. He told the court that he had “not received
one piece of paper concerning this case,” had advised his attorney of several
possible witnesses that could strengthen his defense but his attorney felt he
“doesn’t … need,” and that when he conveyed his concerns to his attorney he was
“met with argumentative comments.”
¶24 We reach a different conclusion here. When it made the decision to deny Prineas his
counsel of choice, the circuit court properly balanced Prineas’ request against
the public’s interest in the prompt and efficient administration of
justice. See Lomax, 146
¶25 We acknowledge that on appeal Prineas presents an extensive argument that mirrors Carlson’s complaints of ineffective assistance of counsel and a breakdown in communication. Those arguments, however, are raised for the first time on appeal and will not be considered. See Ungar v. Sarafite, 376 U.S. 575, 589 (1964) (on review of circuit court’s decision to deny motion to replace existing retained counsel with new retained counsel, the appellate court should consider “the reasons presented to the trial judge at the time the request [was] denied”). If Prineas had concerns about the quality of representation he was receiving prior to trial, he had the opportunity to so advise the court at the motion hearing. The record demonstrates that the circuit court allowed both attorneys to speak in support of Prineas’ motion, but neither provided a substantive response. As the circuit court notes in its postconviction order, “How could the court use the … balancing test that the court is invited to do by [Prineas] when the court was given nothing to balance from the defendant’s side?”
Use of unproven and acquitted charges at
sentencing
¶26 Prineas next argues that we should remand the matter for resentencing because the circuit court’s sentence was based on improper considerations. He points to the court’s references to the sexual assault charge alleging anal intercourse, of which Prineas was acquitted. He asserts that the court was clearly persuaded that the anal intercourse occurred and “the concept … was so abhorrent [to the court]” that engaging in such an act demonstrated a flawed character. Prineas also argues that when the State produced a police report relaying a complaint from another woman about Prineas’ sexually inappropriate conduct towards her at the same party, Prineas was caught off guard. He contends that the court “gave full credence” to the complainant’s story, “despite the fact that she never appeared in court, never testified, and was not even identified such that the defense could conduct the [necessary] investigation ….”
¶27 Prineas contends that the circuit court’s consideration of an
accusation that was never formally charged and of a charge for which he was
acquitted violated his right to due process.
He directs us to Blakely v. Washington, 542 U.S. 296
(2004), and Apprendi v.
¶28 In
well-recognized distinction between the fact-finder’s function at the guilt stage, where the fact-finder must determine whether the government has proved a defendant’s guilt beyond a reasonable doubt, and the sentencing judge’s role, which is to assess the defendant’s character using all available information, unconstrained by the rules of evidence that govern the guilt-phase of a criminal proceeding.
State v. Arredondo, 2004
WI App 7, ¶53, 269
Unduly harsh or excessive sentence
¶29 Prineas also asserts his sentence was overly harsh and
excessive when compared to the average sentence for a first-time offender with
his unblemished history. A sentence is
unduly harsh when it is “so excessive and unusual and so disproportionate to
the offense committed as to shock public sentiment and violate the judgment of
reasonable people concerning what is right and proper under the
circumstances.” Ocanas v. State, 70
¶30 A circuit court’s sentencing discretion is tethered to three
primary factors: the gravity of the
offense, the character of the offender and the need to protect the public. Elias v. State, 93
¶31 Prineas emphasizes his first-time-offender status, which
suggests a low risk to reoffend, and what he characterizes without elaboration
as the “mitigated offense severity” of his crime. He complains that the circuit court did not
judge him to be credible, despite the jury’s decision to acquit him on four of
six charges. Prineas argues that
probation alone would have been appropriate under the circumstances. He directs us to Gallion, 270
Probation should be the sentence unless the court finds that:
(i) confinement is necessary to protect the public from further criminal activity by the offender; or
(ii) the offender is in need of correctional treatment which can most effectively be provided if he is confined; or
(iii) it would unduly depreciate the seriousness of the offense if a sentence of probation were imposed.
(Citation omitted.)
¶32 Prineas’ sentence must first be placed in context. He was convicted of two counts of second-degree sexual assault, contrary to Wis. Stat. § 940.225(2)(a). Second-degree sexual assault is a Class C felony. Sec. 940.225(2). Therefore, Prineas faced a maximum term of initial confinement of twenty-five years and a maximum term of extended supervision of fifteen years for each conviction. Wis. Stat. § 973.01(2)(b)3. and (d)2. He received ten years’ initial confinement and ten years’ extended supervision on the first count, and a concurrent thirty-year term of probation on the second. The term of confinement is less than the twelve to twenty years recommended by the State, but more than the six to eight years recommended in the presentence investigation report.
¶33 When it imposed its sentence, the circuit court rejected the
State’s recommendation of twelve to twenty years of confinement and
acknowledged that there were “many good things about [Prineas]” that supported
lesser confinement. It concluded that
probation alone, however, “would unduly depreciate the seriousness of the
offense.” The court also regarded Prineas’
apology to be superficial. It stated
that Prineas demonstrated a disregard for the victim and failed to take
responsibility for his actions. This
convinced the court that Prineas posed a continuing risk and confinement would
be necessary to protect the public and to provide Prineas with the necessary
treatment. Finally, the court considered
the gravity of the offense, characterizing sexual assault as a “heinous offense
in our society,” which required a deterrent.
The court correctly held that these considerations weighed in favor of
confinement rather than probation. See Gallion, 270
¶34 We ascertain no error in the sentence imposed by the circuit
court. It properly considered the
primary sentencing factors, determined that probation would not be an
appropriate disposition, and crafted a sentence that was well within the
maximum statutory term allowed. Prineas
has not shown that his sentence was predicated on some unreasonable balancing
of the relevant factors, only that the circuit court exercised its discretion
differently than Prineas had hoped. That, however, is not an erroneous exercise
of discretion. See Hartung v. Hartung, 102
Ineffective assistance of counsel
¶35 Prineas raises one last issue:
ineffective assistance of trial counsel.
His primary assertion here is that his trial attorney did not adequately
investigate the evidentiary implications of a condom that Prineas produced as
the one used during sexual intercourse with Keri. More specifically, Prineas argues that his
attorney should have had the condom tested for fecal matter, which he asserts
would have been absent, and hired an expert to opine that the absence of fecal
matter on the condom confirmed no anal intercourse occurred. We confess some befuddlement about Prineas’
dissatisfaction with his representation in this regard. He claims that his defense to the anal
intercourse charge was deficient, yet the jury acquitted him on this
charge. Even if counsel should have
pursued the scientific evidence, clearly failure to do so was not
prejudicial. A defendant claiming
ineffective assistance of counsel must establish that: (1) the lawyer was deficient and (2) the
defendant was prejudiced as a result. Strickland
v.
¶36 Prineas lobs various other allegations, asking that we deem the cumulative affect of “many deficiencies” to amount to ineffective assistance of counsel. He characterizes his counsel’s approach to gathering evidence as “lackadaisical” and asserts that the pretrial investigation efforts were minimal. He summarizes as follows:
[Trial counsel] failed to research whether testing was available to detect fecal matter, failed to have the condom tested, failed to investigate [the victim’s friend’s] phone records, failed to visit the scene and failed to hire an investigator. Had he not abdicated his duty to his client in these matters, it could have made a big difference to Prineas.
Again, we observe that Prineas was acquitted on four of six charges against him. Ineffective assistance of counsel requires a showing of prejudice. See id. Despite the alleged deficiencies in his attorney’s performance, Prineas has offered nothing to support the conclusion that his trial was unfair or the outcome was unreliable.
CONCLUSION
¶37 Our review of the record confirms that Prineas waived his objection to Stephan’s testimony on Jensen/Haseltine grounds and that discretionary reversal is not required under the circumstances presented. We further hold that the circuit court properly exercised its discretion when it balanced judicial efficiency and the express wishes of the victim against Prineas’ presumptive right to counsel of choice. When prompted by the court, neither Prineas’ existing attorney nor his proposed attorney offered any reason for the substitution. We also conclude that the sentence imposed by the circuit court was well within the bounds of its discretion, was based on appropriate sentencing factors, and was reasonably related to the stated sentencing goals of the court. Finally, we conclude that Prineas has not demonstrated any prejudice that resulted from allegedly deficient acts or omissions of his trial counsel and thus his claim for ineffective assistance of counsel must fail. We affirm the judgment and the order of the circuit court.
By the Court.—Judgment and order affirmed.
[1] All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
[2] Carlson v. Jess, 526 F.3d 1018 (7th Cir. 2008), was decided after briefing for this appeal had concluded. We ordered, and the parties both submitted, supplemental briefs limited to the topic of Carlson’s impact on this issue.
[3] Miranda
v.
[4] However, Prineas does not argue that the court sentenced him on the uncharged or unproven conduct. Rather, he argues that the uncharged and unproven conduct were improper factors used to craft the sentence the court imposed on the two charges that were specifically charged and proven beyond a reasonable doubt.