2008 WI App 131
court of appeals of
published opinion
Case No.: |
2007AP1894-CR |
|
Complete Title of Case: |
†Petition for Review filed. |
|
State of Plaintiff-Respondent, v. David A. Dearborn, Defendant-Appellant.† |
|
|
Opinion Filed: |
July 24, 2008 |
Submitted on Briefs: |
January 2, 2008 |
Oral Argument: |
|
|
|
JUDGES: |
Higginbotham, P.J., Vergeront and Bridge, JJ. |
Concurred: |
|
Dissented: |
|
|
|
Appellant |
|
ATTORNEYS: |
On behalf of the defendant-appellant, the cause was
submitted on the briefs of Eileen A. Hirsch, assistant public defender, |
|
|
Respondent |
|
ATTORNEYS: |
On behalf of the plaintiff-respondent, the cause was submitted on the brief of Anthony J. Pozorski, Sr., assistant district attorney, Lancaster. |
|
|
2008 WI App 131
COURT OF APPEALS DECISION DATED AND FILED July 24, 2008 David R. Schanker Clerk of Court of Appeals |
|
NOTICE |
|
|
This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
|
Appeal No. |
|
|||
STATE OF |
IN COURT OF APPEALS |
|||
|
|
|||
|
|
|||
|
|
|||
State of Plaintiff-Respondent, v. David A. Dearborn, Defendant–Appellant. |
||||
|
|
|||
APPEAL
from an order of the circuit court for
Before Higginbotham, P.J., Vergeront and Bridge, JJ.
¶1 VERGERONT, J.[1] David Dearborn appeals a judgment of conviction for assaulting or otherwise obstructing, or resisting a conservation warden contrary to Wis. Stat. § 29.951 (2005-06)[2] and for possession of tetrahydrocannabinols (THC) contrary to Wis. Stat. § 961.41(3g)(e). He makes two contentions on appeal. First, he asserts his constitutional right to a unanimous verdict was violated by the jury instruction stating that he may be found guilty of violating § 29.951 if the jury found he assaulted or resisted or obstructed a conservation warden, rather than requiring the jury to unanimously agree on which he did. Second, he asserts the circuit court erred in denying his motion to suppress evidence found from a search of the passenger compartment of his vehicle.
¶2 We conclude that Wis.
Stat. § 29.951 defines one crime with multiple modes of commission
and comports with the applicable fundamental fairness standard embodied in the
due process clause. Therefore, the jury
did not need to be unanimous on the mode of commission and the jury instruction
did not violate
¶3 We also conclude, relying on State v. Littlejohn, 2008 WI App 45, 307 Wis. 2d 477, 747 N.W.2d 712,[3] that the search of the passenger compartment of Dearborn’s vehicle did not violate his constitutional right to be free from unreasonable search and seizure. Accordingly, we affirm.
BACKGROUND
¶4 The charges arose out of events occurring after a Department
of Natural Resources (DNR) warden, Martin Stone, pulled over a truck that
¶5 The warden was on duty, parked in an area along the lower
¶6 Once on the ground,
¶7 Once Dearborn was in the squad car, the warden searched the
passenger compartment of
¶8 The State charged
¶9 At the jury instruction conference
¶10 The jury found
DISCUSSION
¶11
¶12 Wisconsin Stat. § 29.951, provides:
Resisting a warden. Any person who assaults or otherwise resists or obstructs any warden in the performance of duty shall be subject to the penalty specified in s. 939.51 (3) (a) [a Class A misdemeanor].[4]
¶13 The jury was instructed that there were four elements to the offense, each of which must be proved beyond a reasonable doubt: (1) the defendant assaulted, resisted, or obstructed a conservation warden; (2) the conservation warden was doing an act in an official capacity; (3) the conservation warden was acting lawfully; and (4) the defendant knew that Martin Stone was a conservation warden acting in his official capacity and with lawful authority and knew the conduct would constitute an assault of the warden or would resist or obstruct the warden.
¶14 With respect to the first element, the jury was instructed:
1. The defendant assaulted, resisted, or obstructed a conservation warden.
To resist a conservation warden means to oppose the warden by force or threat of force. The resistance must be directed to the warden personally.
To obstruct a conservation warden means that the conduct of the defendant prevented or made more difficult the performance of the warden’s duties.[5]
¶15
¶16 The State responds that unanimity is not required on whether
¶17 The right to a jury trial guaranteed by article I, sections 5
and 7 of the Wisconsin Constitution includes the right to a unanimous verdict
with respect to the ultimate issue of guilt or innocence. State v. Derango, 2000 WI 89, ¶13,
236
¶18 The threshold question in a unanimity challenge is therefore
whether the statute creates multiple offenses or a single offense with multiple
modes of commission.
¶19 If we conclude the legislature intended multiple offenses, then
the jury must be unanimous as to each crime.
State v. Hammer, 216
¶20 Turning to the threshold question of the legislature’s intent,
we consider: (1) the language of
the statute; (2) the legislative history and context of the statute;
(3) the nature of the proscribed conduct; and (4) the appropriateness
of multiple punishment for the conduct. Derango,
236
¶21 The framework of Wis.
Stat. § 29.951 is that all three terms—assault, resist, and
obstruct—are contained in one sentence and connected by a disjunctive, with one
penalty provided. In Manson
v. State, the court initially observed that the framework of that
statute, setting forth alternative modes for committing robbery in two separate
paragraphs, “lends plausibility to the interpretation that the legislature
intended to define two crimes[,]” although the court ultimately concluded other
features of the statutory language suggested it described one crime. 101
¶22 In addition, the language of Wis. Stat. § 29.951 provides that anyone who “assaults or otherwise resists or obstructs any warden in the performance of duty …” shall be subject to the specified penalty. (Emphasis added.) The word “otherwise” makes clear that the statute is not listing three separate categories of activities. Instead, this language indicates that assaulting is one among other ways of resisting a warden in the performance of duty and also one among other ways of obstructing a warden in the performance of duty.
¶23 Finally, we note that all three types of conduct—assaulting, resisting, and obstructing—are penalized only if they occur in the performance of the warden’s duty, and all plainly interfere with the performance of a warden’s duty. The language of the statute thus indicates an emphasis on the fact that the conduct is directed at a warden in the performance of his or her duty and interferes with that performance. It does not indicate an intent to precisely distinguish between the types of conduct that accomplish that end so as to punish each separately.
¶24
¶25 We agree with
¶26 However, we do not agree that Welch supports Dearborn’s
position that the legislature intended “resists” and “obstructs” in Wis. Stat. § 29.951 to constitute
separate crimes. Welch establishes that
“resist” and “obstruct” have different meanings. “Resist” means “to oppose by direct, active
and quasi forcible means” and does
not include passive or indirect methods of impeding a warden’s or officer’s
performance of duty. 37
¶27 Indeed, there is nothing in Welch that indicates
“resisting” and “obstructing” include entirely separate types of conduct. Although the Welch court concluded
that “obstructing” (and other terms—“oppose, … hinder, prevent, interrupt,
intimidate”) includes conduct that is not included in “resisting,” 37 Wis. at
201, the court did not define “obstruct” and did not suggest that some conduct
that comes within the meaning of “resisting” could not also be
“obstructing.” A common dictionary
meaning of “obstruct” is “[t]o impede, retard, or interfere with; hinder.” American
Heritage College Dictionary 942 (3d ed. 1993).[12] Certain conduct that is “resisting” as
defined by the Welch court—“oppose by direct, active and quasi forcible means[,]” 37
¶28 Thus, applying the Welch definition of “resist” and a common dictionary definition of “obstruct,” we see there can be overlap in the meaning of these terms. This overlap, like the use of “or otherwise” to link “assault” with both “resist” and “obstruct” is another indication that the intent in Wis. Stat. § 29.951 is not to delineate three distinct types of conduct that constitute three distinct offenses but, instead, to identify the variety of conduct that, when directed at a warden in the performance of duty, interferes with that performance.
¶29 Turning to the legislative history of Wis. Stat. § 29.951, we conclude it corroborates our
conclusion that the legislature intended to create one crime. The drafting file of the predecessor statute,
Wis. Stat. § 29.64 (1931),
shows that the legislation was initially proposed because of a concern for the
increasing difficulties conservation wardens were having in “handling violators
in the field” and the inadequate existing penalties “for resisting officers,
pointing guns at them, etc.” and some recent “close shaves” experienced by
wardens. Drafting File, 1931
¶30 The information in the drafting file thus indicates that the initial impetus for the legislation was the protection of conservation wardens in the field from violators who pointed or used their guns to resist arrest. It also shows that the language finally enacted proscribed a broader range of conduct adversely affecting wardens in the performance of their duties. This information does not indicate an intent to make assaulting, resisting, and obstructing three separate crimes.
¶31 As for the nature of the proscribed conduct, this inquiry
focuses on “whether the statutory alternatives are similar or significantly
different.” Manson, 101
¶32 We conclude the types of conduct embodied in assaulting, resisting, or obstructing a warden in the performance of duty are similar. These terms embody the concept of acts that interfere with the performance of a warden’s duty and, because they have overlapping meanings, some acts may be aptly described by more than one term.
¶33 Finally, we consider whether multiple punishments are appropriate. If the proper inquiry here is whether multiple punishments for one act by a defendant of interfering with a warden in the performance of his or her duty are appropriate solely because the act constitutes both resisting and obstructing, for example, or both assaulting and resisting, then the answer is clearly “no.”
¶34 However, the case law has described this fourth factor in ways that leave us uncertain how it fits into legislative intent in this case; and neither of the parties address this factor. In Manson, the court stated that this factor depends on several considerations, including
whether [the proscribed actions] are so significantly different that the conduct satisfying each of these criteria may be characterized as separate crimes although each would furnish a factual premise for the violation of the same statute; whether the acts are so close in time that they are to be treated as one; whether each act invades a different interest of the victim which the statutes intend to protect.
¶35 Thus, both Manson and Derango refer to the similarity of the proscribed conduct as part of the analysis of the fourth factor. This appears to require the same analysis as does the third factor, and we have already concluded the proscribed conduct is similar.
¶36 Both Manson and Derango also refer to the
closeness in time of the acts, but neither case provides guidance on how that
bears on discerning legislative intent when there is a unanimity
challenge. We note that in multiplicity
cases the supreme court has considered the closeness in time in determining whether
the defendant committed separate volitional acts. See,
e.g., State v. Tappa, 127
¶37 As for the Manson consideration of whether each proscribed act invades a different interest of the victim which the statute intends to protect, we conclude that each of the proscribed terms of conduct—assaulting, resisting, and obstructing—invade the same interest of a warden to be free from interference in the performance of his or her duties. However, in arriving at this conclusion we do not mean that, in a particular case, a defendant could not properly be charged with more than one violation of Wis. Stat. § 29.951 for acts that occurred during one encounter with a warden.
¶38 In spite of our uncertainty over the scope and purpose of the fourth factor, we conclude the legislature intended to define a single crime in Wis. Stat. § 29.951 with multiple modes of commission. The first three factors—statutory language, legislative history, and similarity of the proscribed conduct—support this conclusion, as do at least some of the considerations in the fourth factor. In addition, even if we were to decide that the fourth factor weighed in favor of legislative intent to define multiple crimes in § 29.951, we are persuaded that the statutory language and the legislative history are far stronger indications of the legislature’s intent.
¶39 Having concluded that Wis.
Stat. § 29.951 describes one crime that can be performed in
multiple ways, we turn to Schad’s due process test of
fundamental fairness. See Derango, 236
We are convinced, however, of the impracticability of trying to derive any single test for the level of definitional and verdict specificity permitted by the Constitution, and we think that instead of such a test our sense of appropriate specificity is a distillate of the concept of due process with its demands of fundamental fairness and for the rationality that is an essential component of that fairness …. In translating these demands for fairness and rationality into concrete judgments about the adequacy of legislative determinations, we look both to history and wide practice as guides to fundamental values, as well as to narrower analytical methods of testing the moral and practical equivalence of the different mental states that may satisfy the mens rea element of a single offense. The enquiry is undertaken with a threshold presumption of legislative competence to determine the appropriate relationship between means and ends in defining the elements of a crime.
501
¶40 The Court in Schad concluded that due process did
not require unanimity for the agreement of two alternative mental states for
the crime of murder because of the historical acceptance of this and the moral
equivalency of the alternative mental states.
¶41 Applying Schad’s due process test, we
conclude that unanimity is not required.
As the court did in Derango, 236
¶42 Because Wis. Stat. § 29.951
creates one crime with multiple modes of commission and does not offend the due
process standard employed in Schad, we conclude that jury
unanimity as to the manner in which a defendant violates § 29.951 is not
required. Therefore,
II. Vehicle Search
¶43 Dearborn asserts that the search of the passenger compartment
of his car violated his right to be free from unreasonable search and seizure
under the Fourth Amendment of the Untied States Constitution, as well as
article I, section 11 of the Wisconsin Constitution. He asserts that the
search did not fall within the exception to the warrant requirement for a
search incident to a lawful arrest as articulated in Chimel
v. California, 395 U.S. 752, 762-63 (1969), because it was not justified by the purposes underlying
that exception—officer safety nor prevention of destruction or concealment of
evidence. This is so, according to
¶44 The
State contends that
¶45 When
we review a motion to suppress, we affirm the circuit court’s findings of fact
unless they are clearly erroneous. State
v. Pallone, 2000 WI 77, ¶27, 236
¶46 We
conclude our decision in Littlejohn is controlling and
resolves this issue against
¶47 We
rejected both arguments in Littlejohn. We stated that, under State v. Fry, 131
¶48 Because
Littlejohn
is controlling, we conclude the search of the passenger compartment of
CONCLUSION
¶49 We conclude that Wis.
Stat. § 29.951 defines one crime with multiple modes of commission
and comports with the applicable fundamental fairness standard embodied in the
due process clause. Therefore, the jury
did not need to be unanimous on the mode of commission and the jury instruction
did not violate
By the Court.—Order affirmed.
[1] This appeal was filed as an appeal to be decided by one judge pursuant to Wis. Stat. § 752.31(2)(f), but we ordered that it be converted to a three-judge panel.
[2] All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
[3] A petition for review was filed in State v. Littlejohn, 2008 WI App 45, 307 Wis. 2d 477, 747 N.W.2d 712, but the petition was placed on hold pending the supreme court’s resolution of State v. Denk, 2006AP1744-CR (cert. accepted Mar. 18, 2008). Wisconsin Supreme Court and Court of Appeals Case Access, http://wscca.wicourts.gov/index.xsl.
[4] The penalty for a Class A misdemeanor is a fine not to exceed $10,000 or imprisonment not to exceed nine months or both. Wis. Stat. § 939.51(3)(a).
[5] These
definitions of “resist” and “obstruct” are the same as those in the pattern
jury instructions for Wis. Stat. § 946.41. This statute provides in relevant part:
Resisting or obstructing officer. (1) Whoever knowingly resists or obstructs an officer while such officer is doing any act in an official capacity and with lawful authority, is guilty of a Class A misdemeanor.
(2) In this section:
(a) “Obstructs” includes without limitation knowingly giving false information to the officer or knowingly placing physical evidence with intent to mislead the officer in the performance of his or her duty including the service of any summons or civil process.
[6]
[7] We note that, given the definition of “obstruct” that was provided the jury—“to prevent or make more difficult the performance of the officer’s duty”—it would appear that any conduct that constituted resisting an officer would also constitute obstructing an officer. However, neither party raises this point; in particular, the State does not assert this has a bearing on the unanimity analysis. Therefore we do not address this issue.
[8] In
its brief, the State relies on the “conceptually distinct test” the supreme
court utilized in Holland v. State, 91
[9] In
State
v. Hammer, 216
However, in Derango,
236
[10] The statute construed in State v. Welch, 37 Wis. 196 (1875), R.S. ch. 167 § 18 (1858), is a predecessor to Wis. Stat. § 946.41. See supra note 5. “Obstruct” was not added until 1957, by 1957 Wis. Laws, ch. 242, § 2, many years after the predecessor to Wis. Stat. § 29.951 was first enacted containing the term “obstruct.” See infra note 11.
[11] When first enacted the statute was codified as Wis. Stat. § 29.64 (1931) and provided:
Resisting conservation warden. Any person who shall assault or otherwise wilfully resist or obstruct any conservation warden in the performance of his duty shall be punished by a fine of not more than five hundred dollars, or by imprisonment in the county jail not more than six months, or by both such fine and imprisonment.
[12] We consult a dictionary definition for the common meaning of “obstruct” to aid in our analysis of the legislature’s intent in Wis. Stat. § 29.951 with respect to one crime or multiple crimes. We recognize that the term “obstruct” is also used in Wis. Stat. § 946.41, see supra note 5. The jury instruction for that statute, Wis JI—Criminal 1766, used in this case, defines “obstruct” as conduct that “prevents or makes more difficult the performance of the officer’s duties” (when the specific instance of “obstruct” in § 946.41(2)(a) is not used). See supra note 5. However, because “obstruct” was added to § 946.41 many years after the predecessor to § 29.951 was first enacted, see supra note 10, and because the proper construction of § 946.41 is not before us, we do not focus on the meaning of “obstruct” in § 946.41. On the other hand, we do not intend to suggest there is a difference in meaning between the term “obstruct” in the two statutes, and we do not see any significant difference between the dictionary definition we employ here and the definition in Wis JI—Criminal 1766.
[13] “Wilfully” was deleted by 1975 Wis. Laws, ch. 365, § 47.
[14] For example: Wis. Stat. § 340.36 (1931), “Assault with intent to murder or maim”; Wis. Stat. § 340.38 (1931), “Assault regardless of life”; Wis. Stat. § 340.39 (1931), “Assault and theft, being armed”; Wis. Stat. § 340.40 (1931), “Assault with intent to murder or rob.” In contrast, our current criminal code does not generally use the term “assault” to describe the penalized behavior outside the context of sexual assaults as in Wis. Stat. § 940.225.
[15] The
double jeopardy clause protects against multiple punishments for the same
offense. State v. Sauceda, 168