2008 WI App 62
court of appeals of
published opinion
Case No.: |
2007AP1834-CR |
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Complete Title of Case: |
†Petition for Review filed |
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State of Plaintiff-Respondent, v. Todd Lee Kramer, Defendant-Appellant.† |
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Opinion Filed: |
March 27, 2008 |
Submitted on Briefs: |
February 8, 2008 |
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JUDGES: |
Higginbotham, P.J., Lundsten and Bridge, JJ. |
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Appellant |
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ATTORNEYS: |
On behalf of the defendant-appellant, the cause was submitted on the briefs of Stephen J. Eisenberg of Eisenberg Law Offices, S.C., Madison. |
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Respondent |
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ATTORNEYS: |
On behalf of the plaintiff-respondent, the cause was submitted on the brief of Stephen W. Kleinmaier, assistant attorney general, and J.B. Van Hollen, attorney general. |
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2008 WI App 62
COURT OF APPEALS DECISION DATED AND FILED March 27, 2008 David R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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State of Plaintiff-Respondent, v. Todd Lee Kramer, Defendant-Appellant. |
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APPEAL
from a judgment of the circuit court for
Before Higginbotham, P.J., Lundsten and Bridge, JJ.
¶1 LUNDSTEN, J. This is a Fourth Amendment “community caretaker” case. Todd Kramer appeals a circuit court judgment convicting him of operating a motor vehicle while under the influence of an intoxicant. Some unknown time after Kramer pulled his pickup truck over to the side of a highway with its hazard lights flashing, a police officer happened by. The officer decided to check on the stopped truck. With the squad’s red and blue emergency lights activated, the officer pulled in behind the truck to inquire whether Kramer needed assistance. This inquiry led to the discovery that Kramer was intoxicated. Kramer argues that he was unlawfully seized by the time the officer approached Kramer’s side window and observed signs of intoxication. We disagree. Assuming that a seizure occurred, we conclude that it was lawful because the officer was acting in a community caretaker capacity. We affirm the judgment.
Background
¶2 Kramer moved to suppress evidence of his intoxicated driving acquired after the officer pulled up behind his truck and approached his side window. At a hearing on the motion, the arresting officer testified that he was on patrol on a county highway when he observed a truck parked on the shoulder of the roadway with its hazard lights on. It was late August, approximately 8:45 p.m., and dark outside. The officer did not know how long the truck had been there, and did not see inside the truck as he passed it.
¶3 The truck appeared to be legally parked, and it was not impeding traffic or jeopardizing public safety. Aside from being stopped on a roadside with its hazard lights flashing, the truck did not appear damaged or disabled. The officer observed nothing suggesting that a crime was being committed or that any traffic law was being broken.
¶4 The officer made a U-turn, activated his red and blue emergency lights, and pulled in behind the truck to see if there was a need for help. The officer approached Kramer’s truck with his hand on his gun, something the officer always did when he approached a stopped vehicle “for safety considerations.” In addition, the officer shined a light in the back of Kramer’s truck in an attempt to see inside, again for “safety concerns.”
¶5 The officer’s first words to Kramer were something to the effect of “Can I help you?” At that point, the officer noticed that Kramer’s speech was slurred, and he could smell the odor of intoxicants coming from inside Kramer’s truck. Subsequent investigation led to Kramer’s arrest and conviction.
¶6 Kramer’s testimony was brief. Kramer explained that he had pulled over to take a phone call, and had activated his hazard lights because there was a hill nearby and he wanted other vehicles to see him.
¶7 The circuit court denied Kramer’s suppression motion, apparently assuming that a seizure occurred, but concluding that the seizure was legal because the officer was acting as a community caretaker by stopping to inquire into the situation.
Standard
Of Review For Suppression Decisions
¶8 When we review a motion to suppress, we uphold the circuit
court’s findings of fact unless those findings are clearly erroneous. State v. Horngren, 2000 WI App
177, ¶7, 238
Discussion
¶9 The seizure in this case was justified, if at all, because the officer was acting in his community caretaker capacity. We will assume, without deciding, that the officer lacked reasonable suspicion or probable cause when he seized Kramer by activating his red and blue emergency lights, pulling his squad car in behind Kramer’s truck, and approaching the truck on foot. If the officer was not acting in his community caretaker capacity at the time of this seizure, it was unlawful and the evidence of intoxication must be suppressed.[1]
¶10 In State v.
¶11 In the sections below, we first examine whether the police
officer here was engaged in a bona fide community caretaker activity. We then engage in balancing the “public need
and interest” against the “intrusion upon the privacy of the individual.” Finally, we comment on the
A. Bona Fide Community Caretaker Activity
¶12 The
¶13 There is no dispute that, but for the officer’s subjective concerns when he approached Kramer’s truck, the officer was acting in his community caretaker capacity when the seizure occurred. Kramer argues, however, that the officer was not engaged in a “bona fide community caretaker activity” because the officer’s conduct was not “totally divorced” from the officer’s law enforcement function. More specifically, Kramer points out that the officer testified that it “was in [the officer’s] mind” that a crime might be going on; that the officer was not sure what was going on in Kramer’s truck, but that concerns about something illegal are “always in [the officer’s] mind”; and that “[i]t could have been anything” going on in the truck. Thus, according to Kramer, the officer’s conduct did not meet the “totally divorced” rule.
¶14 Kramer’s argument assumes that we may rely on the officer’s
subjective concern about the possibility of criminal activity to conclude that
his motivation, in seizing Kramer and checking on him, supports a conclusion
that the officer was not motivated only by a desire to assist Kramer if help
was needed and, therefore, was not engaged in activity “totally divorced” from
the officer’s law enforcement function.
Kramer’s assumption is supported by cases such as Horngren, 238
¶15 Whatever the precise meaning of “totally divorced,” it cannot mean what Kramer is suggesting. In other words, it cannot mean that an officer must have subjectively ruled out all possibility of criminal activity in order to act in a community caretaker capacity. Police commonly act as community caretakers in situations where it remains reasonably possible that they will discover some criminal activity. See, e.g., State v. Ziedonis, 2005 WI App 249, ¶¶2-3, 17, 287 Wis. 2d 831, 707 N.W.2d 565 (no dispute that police were acting as bona fide community caretakers when they first approached dwelling in response to a loose animal complaint involving two vicious dogs that were “chasing people around”); State v. Ferguson, 2001 WI App 102, ¶13, 244 Wis. 2d 17, 629 N.W.2d 788 (police were engaged in bona fide community caretaker activity when investigating a call about a fight that led to discovery of underage drinkers); Dull, 211 Wis. 2d at 659-60 (officer investigating a noise complaint was initially acting as community caretaker, even though officer’s role as community caretaker ended when officer determined that juvenile was intoxicated and took him into custody under the juvenile justice code).
¶16 If the meaning of “totally divorced” were as Kramer suggests, the
situations in which an officer could lawfully perform valuable community
caretaker services would be few and far between. This court has previously cautioned against a
“too-narrow view” of the community caretaker function, lest police officers be
dissuaded from discharging that function.
See Ziedonis, 287
¶17 Accordingly, because we reject Kramer’s “totally divorced” argument and because, apart from this argument, it is undisputed that the officer was engaged in a “bona fide community caretaker activity,” we conclude that the officer was acting as a bona fide community caretaker within the meaning of Anderson at the time of the seizure.
B.
The Balancing Test
¶18 The
(1) the degree of the public interest and the exigency of the situation; (2) the attendant circumstances surrounding the seizure, including time, location, the degree of overt authority and force displayed; (3) whether an automobile is involved; and (4) the availability, feasibility and effectiveness of alternatives to the type of intrusion actually accomplished.
Anderson, 142
¶19 Under the first factor, Kramer argues that the public interest
in the officer’s conduct was low. We
disagree. The public has a substantial
interest in encouraging police officers to be on the look-out for and offer aid
to motorists who may be stranded or otherwise in need of assistance. “Contacts of this sort are not only
authorized, but constitute an important duty of law enforcement officers.”
¶20 Kramer seems to be arguing that this interest was not implicated here because he was not attempting to signal for help and because there was no indication that he or his truck was in distress. This argument misses the mark because Kramer’s flashing hazard lights signaled to any reasonable observer that Kramer or his truck might be experiencing some sort of problem. It is common knowledge that motorists with vehicle trouble often pull over and activate their hazard lights without taking additional steps to flag down passers-by.
¶21 Also under the first factor, Kramer argues that there were no exigent circumstances. We agree that there was no significant indication that immediate assistance was needed. But it remains true that one possible explanation for the stopped truck was that an occupant was in distress. Thus, we conclude that this factor favors Kramer, but only slightly.
¶22 Under the second factor, Kramer notes that the officer made a display of authority by activating his red and blue emergency lights. We agree that this is a display of authority, but also agree with the State that it was a reasonable caretaker measure. In particular, the red and blue emergency lights minimize the danger created by passing motorists who may not be attentive, a danger inherent in roadside stops along highways.
¶23 Also under the second factor, Kramer points out that the officer approached Kramer’s truck with his hand on top of his gun. But this is a limited show of authority that does not convince us, alone or in combination with other factors, that the public interest was outweighed in this instance.
¶24 Under the third factor, we consider whether an automobile is involved. Kramer concedes that there is a lesser expectation of privacy in automobiles than in dwellings, but he nonetheless suggests that this factor weighs in favor of a conclusion that the public interest is outweighed in this case. In support, Kramer relies on State v. Clark, 2003 WI App 121, ¶27, 265 Wis. 2d 557, 666 N.W.2d 112, where we stated that a citizen can reasonably expect to leave a vehicle legally parked without the vehicle being towed. But the obvious pertinent distinction between towing a legally parked vehicle and checking on a vehicle stopped alongside a highway needs no explanation.
¶25 Regarding the fourth factor—the availability, feasibility, and
effectiveness of alternatives to the type of intrusion the officer used—Kramer
points out that the intrusion must be “as limited as is reasonably possible,
consistent with the purpose justifying it in the first instance.” Anderson, 142
¶26 Kramer suggests, for example, that the officer could have pulled alongside Kramer’s truck and, without getting out, motioned to Kramer to roll down his window so the officer could ask if everything was all right. Kramer also suggests that the officer could have continued on his patrol route and returned a few minutes later, or, “[e]ven better, … could even have simply parked his squad car nearby—someplace visible to Kramer—to observe [Kramer’s truck] for a few minutes.”
¶27 Kramer’s suggested alternatives may or may not be reasonable, but they are not the most effective responses under the circumstances because they would have required that the officer allow additional time to pass or would have required the officer to stop in the middle of the roadway. Allowing additional time to pass before checking on Kramer could have merely aggravated a time-sensitive situation. For example, someone in Kramer’s vehicle may have needed immediate medical attention, and this fact may not have been apparent if viewed from afar. It would have been more dangerous for the officer and for passing vehicles if the officer had stopped in a lane of traffic, particularly in light of Kramer’s testimony that he activated his hazard lights because he was near a hill and wanted other vehicles to see him.
¶28 Kramer also suggests that the officer could have driven by and “visually viewed what was going on” or could have used his headlights to view any movement inside Kramer’s truck. In making this suggestion, Kramer assumes too much about what was likely feasible under the circumstances. It was dark, and the officer testified that he was traveling at 55 miles per hour (or a bit less) when he saw Kramer’s truck. Even assuming, however, that it was feasible for the officer to see inside Kramer’s truck as the officer passed by, nothing the officer would have seen would have been likely to have confirmed that no one needed assistance.[2]
¶29 Having considered Kramer’s arguments in light of the relevant factors, we conclude that the officer was lawfully acting in a community caretaker role. The public has a substantial need for and interest in encouraging police to offer help when faced with situations like the officer faced here. In many such situations, citizens would want an officer to stop and offer assistance. The public need and interest here outweigh the limited intrusion into Kramer’s privacy.
C. Commentary On The “Totally Divorced” Rule
¶30 It appears that the Anderson “totally divorced” rule
used in Wisconsin to determine whether an officer is acting in a community
caretaker capacity is inconsistent with well-settled law holding that police
actions in search and seizure cases under the Fourth Amendment are judged by an
objective standard. Because we are bound
by our own community caretaker precedent, we only comment here. Our comment does not affect our decision. If there is to be a change in
¶31 As a unanimous United States Supreme Court recently
explained: “An action is ‘reasonable’
under the Fourth Amendment, regardless of the individual officer’s state of
mind, ‘as long as the circumstances, viewed objectively,
justify [the] action.’” Brigham
City, Utah v. Stuart, 547
¶32 The reason for this objective approach is that “evenhanded law
enforcement is best achieved by the application of objective standards of
conduct, rather than standards that depend upon the subjective state of mind of
the officer.” Horton v.
¶33
¶34 One caveat involving a subtle distinction must be made. In State v. Kyles, 2004 WI 15, 269
¶35 In sum, apart from the community caretaker law we apply today, well-settled Fourth Amendment law provides that a search or seizure may not be found legal or illegal because of an officer’s subjective motives or thoughts.
¶36 The reason community caretaker cases in
¶37 In People v. Cordero, 830 N.E.2d 830 (
[W]hether a seizure is justified on community caretaking grounds does not depend on the officer’s subjective purposes in effecting the seizure so long as his actions are objectively reasonable under the circumstances. Our district [of the Illinois Court of Appeals] has in the past fallen into a subjectivist error. Thus, in [one case we] said: “The ‘community caretaking’ function must be completely divorced from any initial suspicion of criminal activity.” (Emphasis added.) ... [In another case we] said: “When an officer questions an individual to check on his well-being, without initial thought of criminal activity, he is within the purview of community caretaking.” (Emphasis added.) … This approach is improper. The test for determining whether a seizure is justified is objective, the question being whether the facts and circumstances known to the officer at the time of the seizure warranted his action. An officer’s testimony is relevant not for what it reveals about his inner thoughts, but for what it discloses about the objective circumstances of the encounter.
[Our] error in ... these other cases is rooted in a misunderstanding of the language from Cady, ... that police officers “‘frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking functions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.’” Cady was noting that many police-citizen encounters have nothing to do with crime, not requiring that they must have nothing to do with crime .... Notably, Cady did not require the police officers in that case to have had a certain subjective state of mind in order to justify their search of the defendant’s car.... However, what Cady ... intended as descriptive has been transformed into a prescription in this district’s cases, culminating in [our] subjectivist error.
....
… Again, the test of whether a seizure is justified is objective, and so a seizure may not be deemed unreasonable based on the officer’s subjective beliefs. For example, if an officer effects a seizure while believing, unreasonably, that criminal activity is afoot, the State is not precluded from proffering a community caretaking rationale for the officer’s action based on an objective assessment of the circumstances.
¶38 In
¶39 Also, as in Illinois, our interpretation of Cady
has led us to conclude that the subjective motivation of a police officer
sometimes controls whether the officer is engaged in a bona fide community
caretaker function. In
¶40 We note that in addition to the objective/subjective issue, our
interpretation of the “totally divorced” language in Cady suggests that a bona
fide community caretaker activity may not simultaneously involve a law
enforcement activity. We wonder whether
the two are mutually exclusive. For
example, is an officer acting to assist person A, while simultaneously
investigating person B, necessarily not acting in a community caretaker
capacity with respect to person A because the officer’s activity is not totally
divorced from law enforcement activity?
In State v. Paterson, 220 Wis. 2d 526, 583 N.W.2d 190 (Ct. App.
1998), we commented on, but did not resolve, the State’s assertion that
sometimes police activity cannot easily be catalogued and is sometimes a blend
of both the community caretaker function and the criminal investigation
function.
¶41 We do not suggest that the entire community caretaker analysis
used in
Conclusion
¶42 We assume, without deciding, that a seizure had occurred by the time the officer observed signs of intoxication. Nonetheless, we agree with the circuit court that the seizure was lawful because the officer was acting in a community caretaker capacity. Accordingly, we affirm.
By the Court.—Judgment affirmed.
[1] The State does not argue that the officer possessed reasonable suspicion or probable cause to temporarily seize Kramer. The State does, however, contend that there was no seizure. We need not resolve this question because we agree with the State that, assuming a seizure occurred, it was justified by the officer’s community caretaker function.
[2] Kramer also challenges the circuit court’s decision based on the court’s comment that the officer had “all sorts of alternatives.” However, read in context, it is clear the court was saying that, although there may have been any number of alternatives, none of those alternatives would have been reasonable under the circumstances.
[3] We
also question our contention in State v. Ferguson, 2001 WI App 102,
244 Wis. 2d 17, 629 N.W.2d 788, that police were engaged in a community
caretaker activity because they were investigating conduct punishable by a
forfeiture rather than “investigating a crime.”