2008 WI APP 18
COurt of appeals of
published opinion
Case No.: |
2006AP803 |
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Complete Title of Case: |
†Petition for Review Filed |
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Milton J. Christensen, Alisa Jamieson, Erika Henderson, William Noggle, Troy Briggs, and all others similarly situated, Plaintiffs-Appellants, v. Michael J. Sullivan, Robert Kliesmet and Lev Defendants, Defendants-Respondents.† |
Opinion Filed: |
January 29, 2008 |
Submitted on Briefs: |
November 06, 2007 |
Oral Argument: |
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JUDGES: |
Wedemeyer, Fine and Kessler, JJ. |
Concurred: |
Fine, J. |
Dissented: |
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Appellant |
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ATTORNEYS: |
On behalf of the plaintiffs-appellants, the cause was
submitted on the briefs of Patrick O.
Patterson of the Law Office of
Patrick O. Patterson, S.C., of |
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Respondent |
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ATTORNEYS: |
On behalf of the defendants-respondents, the cause was
submitted on the brief of Charles H. Bohl, Nathan A. Fishbach and Andrew A. Jones of Whyte
Hirschboeck Dudek S.C. of |
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2008 WI APP 18
COURT OF APPEALS DECISION DATED AND FILED January 29, 2008 David R. Schanker Clerk of Court of Appeals |
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NOTICE |
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This opinion is subject to further editing. If published, the official version will appear in the bound volume of the Official Reports. A party may file with the Supreme Court a petition to review an adverse decision by the Court of Appeals. See Wis. Stat. § 808.10 and Rule 809.62. |
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Appeal No. |
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STATE OF |
IN COURT OF APPEALS |
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Milton J. Christensen, Alisa Jamieson, Erika Henderson, William Noggle, Troy Briggs, and all others similarly situated, Plaintiffs-Appellants, v. Michael J. Sullivan, Robert Kliesmet and Lev Defendants, Defendants-Respondents. |
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APPEAL
from an order of the circuit court for
Before Wedemeyer, Fine and Kessler, JJ.
¶1 KESSLER, J. When the trial court concluded that sanctions or compensation for continuing contempt were not available because Milwaukee County (County) had ceased violating the Consent Decree on which the trial court based its finding of contempt, it did not have the benefit of our supreme court’s holdings in Frisch v. Henrichs, 2007 WI 102, ___ Wis. 2d ___, 736 N.W.2d 85, decided in July 2007, while this appeal was pending. We conclude that the remedy of sanctions under Wis. Stat. § 785.04 for continuing contempt, as described in Frisch, is applicable to the contempt found by the trial court here. We reverse and remand for determination of the amount of the sanction.
Background
¶2 In March 1996, Milton Christensen, who was then confined in the Milwaukee County Jail, filed a pro se, handwritten petition for a writ of prohibition seeking relief from what he described as dangerous conditions within the jail. Shortly thereafter, the Legal Aid Society of Milwaukee, Inc.[1] began representing Christensen, and in July 1996, filed a class action complaint[2] on behalf of “all persons who are now or in the future will be confined in the Milwaukee County Jail,” alleging constitutional violations by the defendants based upon the conditions maintained in the jail. In the proceedings giving rise to this appeal, the trial court summarized the lengthy complaint as alleging “that the conditions at the Milwaukee County Jail were substandard, lead to the infliction of needless pain and suffering, and created a threat to the inmates’ mental and physical well-being. These conditions were presumably caused by [] serious overcrowding problems at the Jail.”
¶3 Ultimately, the parties resolved their differences and in March 2001, entered into a forty-eight page settlement agreement (referred to by the parties and the trial court as a Consent Decree), which was approved by the trial court in May 2001, and became an order of the court.[3] Problems with the jail conditions did not end, and by late 2003, plaintiffs requested, and the trial court authorized over opposition by the County, investigation and discovery on the question of defendants’ compliance with the Consent Decree.
¶4 In the fall of 2004, plaintiffs moved for enforcement of the Consent Decree, alleging numerous and persistent violations thereof by defendants. Plaintiffs sought a finding of contempt and damages for breach of contract, i.e., the terms of the Consent Decree. In the trial court’s decision and order resolving that motion, the trial court[4] provided an excellent summary of the portions of the Consent Decree relevant to these proceedings, and the factual positions of the parties related thereto, which we adopt and set forth in substantial part herein with emphasis as supplied by the trial court:
The Consent Decree is divided into two parts. One part deals with inmate overcrowding and the other deals with the medical services provided to inmates. The provision of the Consent Decree at issue in the present motion before this Court involves inmates’ length of stay in the booking/open waiting area of the jail. The relevant portion of the Consent Decree provides as follows:
C. As of 3/21/01, and thereafter, no jail inmate shall be required to sleep on a mattress on the jail floor or on the jail floor. There shall be no inmate in the jail for longer than thirty hours without being assigned to a bed approved by regulations of the Wisconsin Department of Corrections for overnight housing. (See Paragraph D, next following).
D. Best efforts shall be made to assure
that there will be no more than 110 inmates in booking area at the midnight
count. If the number exceeds 110, there
shall be a plan for adequate emergency staffing in the booking room. The plan shall limit the number of inmates in
the locked rooms surrounding the open waiting area in the booking room and
shall specify how often those side rooms are checked. The maximum permanent population limit for
the jail shall be 1100 at the midnight, “11:59,” count (according to the
so-called “Daily Census Reports”). The
1100 permanent capacity limit of the jail assumes that there will be a
reasonable number of persons held on a short-term basis in the booking
area. Since there are no beds in the booking room, a number of inmates may be
placed there for not more than thirty hours.
County defendants will exercise best efforts to limit any inmate’s stay
in booking-open waiting to twenty-four hours.
(Consent
Decree, Section II, Paragraphs C and D, emphasis added.)
¶5 As to the material facts, the trial court reported
substantial agreement between the parties, noting: “Plaintiffs maintain that this ‘thirty-hour’
requirement was violated on 16,662 occasions from November of 2001 through
April of 2004. The County does not
dispute that there were, in fact, approximately 16,000 such violations.” Relying on Wis.
Stat. §§ 785.01 and 785.02 (2005-06),[5]
and Shepard
v. Circuit Court for Outagamie County, 189
[T]he actions of
Among the conditions described by some of the Plaintiffs (and not directly contradicted by the Affidavits submitted by Milwaukee County) include: overly crowded conditions, inmates who were forced to sit or sleep on the floor next to urinals, inmates who had to sit-up for hours and hours, lack of hygiene, unsanitary conditions, inmates who were not given pillows or blankets to sleep on, cells that were infested with bugs, cold temperatures, bodily fluids on the floor and bad odors.… [B]etween November of 2001 and April of 2004, 4811 inmates were kept in this environment for longer than two days, and 719 inmates were held there for more than three (3) days. Some of these inmates were held in booking in excess of 100 hours….
It is quite telling that the thirty-hour violations
ceased immediately after the Plaintiffs filed this motion to enforce its [sic]
rights under the Consent Decree. The
speed at which
¶6 On January 4, 2006, although the trial court specifically found that “Milwaukee County’s actions were intentional and constitute Contempt of Court” the trial court concluded that “the remedial sanctions that the Plaintiff Class seeks, based upon a plain reading of the applicable statutes, is not available.” The trial court concluded that remedial sanctions were only available to terminate a continuing contempt, and since the parties agreed that the violations of the thirty-hour rule ended in May 2004, the trial court concluded that there was no continuing contempt. In addition, the trial court, analyzing the Consent Decree as a contract, found that Milwaukee County had breached the Consent Decree, but that damages based on that breach were not available because: the 2001 complaint (which ultimately resulted in the Consent Decree) did not request money damages; prior to the trial court approving the Consent Decree, plaintiffs’ counsel stated repeatedly that the relief sought applied to conditions for the inmates, not to money damages; and the language of the Consent Decree does not “indicate that either party contemplated that monetary damages would be available in the event of a breach.” Plaintiffs appealed.
Standard of review
¶7 Interpretation of Wis. Stat. ch. 785 is a question of law that we review de novo. Rosario v. Acuity & Oliver Adjustment Co., 2007 WI App 194, ¶8, ___ Wis. 2d ___, 738 N.W.2d 608. Whether the trial court had the authority to apply remedial contempt sanctions under the facts found requires interpretation and application of a statute, which is a question of law that we review de novo. Frisch v. Henrichs, 736 N.W.2d 85, ¶29; see also Evans v. Luebke, 2003 WI App 207, ¶16, 267 Wis. 2d 596, 671 N.W.2d 304; Shepard, 189 Wis. 2d at 286.
Contempt
¶8
¶9 The power to enforce its orders by exercise of contempt powers
is inherent to a court. Frisch,
736 N.W.2d 85, ¶32. For more than one
hundred twenty years, our courts have acceded to legislative statutes which
prescribe procedure or penalty limitations.
See Luebke, 267
¶10
¶11 Here, we are concerned only with the remedial sanctions for which the legislature has provided, in Wis. Stat. §§ 785.01(2), (3) and 785.04:
785.01 Definitions. In this chapter: … (2) “Punitive sanction” means a sanction imposed to punish a past contempt of court for the purpose of upholding the authority of the court.
(3) “Remedial sanction” means a sanction imposed for the purpose of terminating a continuing contempt of court.
785.04 Sanctions authorized.
(1) Remedial sanction. A court may impose one or more of the following remedial sanctions:
(a) Payment of a sum of money sufficient to compensate a party for a loss or injury suffered by the party as the result of a contempt of court.
(b) Imprisonment if the contempt of court is of a type included in s. 785.01 (1) (b), (bm), (c) or (d). The imprisonment may extend only so long as the person is committing the contempt of court or 6 months, whichever is the shorter period.
(c) A forfeiture not to exceed $2,000 for each day the contempt of court continues.
(d) An order designed to ensure compliance with a prior order of the court.
(e) A sanction other than the sanctions specified in pars. (a) to (d) if it expressly finds that those sanctions would be ineffectual to terminate a continuing contempt of court.
¶12 Statutory construction “‘begins with the language of the
statute. If the meaning of the statute
is plain, we ordinarily stop the inquiry.’”
State ex rel. Kalal v. Circuit Court for Dane County, 2004
WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (citation omitted). The legislature, in Wis. Stat. § 785.04(1)(a), specifically authorizes
payment of money to compensate a victim for an “injury suffered by the party as
the result of a contempt of court.” Use
of the past tense in the statute plainly authorizes payment for injuries that
occurred in the past. The legislature
apparently recognized that bringing a party into compliance with a court order
did not necessarily cure the harm the victim of the noncompliance had already
sustained because of the violation of the court order.
¶13 Under Wis. Stat. ch.
785, our courts have imposed, or approved, the payment of money to the victim
of disobedience to the court order as remedial sanctions for injury sustained,
although the disobedience had ended when the financial sanction was, or was to
be, determined. In Griffin v. Reeve, 141
¶14 In support of his argument that contempt remedies are not
available once a child is no longer a minor, the father argued that “[t]he
purpose of a remedial sanction under ch. 785 in child support actions is to
insure present and future compliance.…
Once the child reaches the age of majority, the child no longer needs
the remedy of contempt to protect his or her welfare.”
¶15 In concluding that contempt was an appropriate remedy and that
a court retained jurisdiction to enforce its support orders even after a child
reached the age of majority, the supreme court held that such a contempt
proceeding was “not to punish a past contempt but to coerce [the father] into
complying with an existing court order.”
¶16 In Larsen v. Larsen, 165
¶17 On appeal, Larsen contended that because the purge condition
was tantamount to an involuntary commitment under Wis. Stat. ch. 51, he was entitled “to receive all the due
process safeguards afforded” thereunder.
¶18 In Evans v. Luebke, 2003 WI App 207, 267 Wis. 2d 596, 671 N.W.2d
304, we determined that an attorney who was guardian ad litem for minor
children was in contempt when she did not follow a trial court order that she
deposit the proceeds of a minor settlement in specific bank accounts for the
benefit of the minors.
On remand, after notice and a hearing, if the court finds that [the attorney] intentionally disobeyed its orders regarding disposition of the minors’ settlement proceeds, it may impose monetary sanctions pursuant to Wis. Stat. § 785.04(1). These may include, under § 785.04(1)(a), requiring [the attorney] to compensate the minors for their losses suffered as a result of her contempt and requiring her to pay the costs of procuring the restoration of the minors’ funds. If the court deems additional monetary sanctions necessary or appropriate, such sanctions must be tied to the purposes set forth in paragraphs § 785.04(1)(c)-(e).
Luebke, 267
¶19 The sanctions we approved in Luebke—return of the minors’ money (which put the attorney in compliance with the face of the order), payment of interest lost on that money, and payment of attorney fees to a subsequent guardian ad litem who pursued the victims’ remedies for contempt—were authorized based on the language of the statute and the intentional and continuing disobedience of the court’s order. That continuing disobedience, as in Frisch, caused injuries that could not be undone merely by belated compliance with the order. Thus, as in Frisch, the injuries compensated in Luebke can also be understood as a form of continuing contempt because the noncompliance frustrates the basic purpose of the original order (to safeguard the minors’ personal injury recovery) which could be purged only by requiring the contemnor to restore the victims of the contumacious conduct to the position in which they would have been had the contempt not occurred. Because of the prior holding in Luebke, we understand Frisch to be further explanation of the scope of Wis. Stat. § 785.04, rather than announcement of new law.[6]
¶20 Our supreme court decided Frisch on July 17, 2007, well after the trial court ruled and briefing in this appeal was complete. As in Luebke, the court in Frisch dealt with damages to the victim of contempt that were not, and could not be, undone by belated compliance with the relevant order. Both parties submitted supplemental statements[7] advising this court of their views of the impact of Frisch on this case. Plaintiffs argued that Frisch clarifies both “continuing contempt” and the application of remedial contempt under Wis. Stat. ch. 785 by authorizing compensation to contempt victims, even though the contempt has ceased by the time the compensation is considered, if the harm caused by the original violation is not undone by ending the contumacious action. Because Frisch clarifies that if the harm is continuing, the statutes permit the purge condition to be the same as the sanction, plaintiffs argue that those harmed by the contempt should be compensated by a financial sanction which would purge the continuing nature of the harm earlier inflicted.
¶21 The County argues that Frisch is both legally and factually distinguishable, but not that the principles discussed may not be applied here. The County argues that Frisch does not affect the outcome here because: Frisch must be limited to the unique context of family law child support obligations; unlike in Frisch, there is no continuing contempt in this case as the parties agree the thirty-hour rule violations ceased as of May 2004, before plaintiffs moved for a finding of contempt; and the victims of the contempt here have not “lost their traditional remedy,”[8] and thus no compensation is necessary to purge the contempt.
¶22 The County had been put on notice of problems in the booking area in December 2002 and January 2003, based on complaints from sheriff’s deputies, brought to the County Board Judiciary Committee, about unsafe working conditions in the booking area because of overcrowding. The record also reflects, and the trial court noted, that violations continued after March 23, 2004, when plaintiffs requested discovery on the subject of violations of the Consent Decree. It was not until May 2004,[9] after the requested discovery was underway, but before plaintiffs filed the motion for a finding of contempt and sanctions on September 13, 2004, that the County complied with the terms of the 2001 Consent Decree.
¶23 As the trial court noted, the standard for intentional
misconduct in the contempt context discussed in Shepard, 189
¶24 We remand this case to the trial court to determine, in light
of this decision and Wis. Stat. § 785.04, the “sum of money sufficient to compensate”
the inmates held in violation of the Consent Decree for the “loss or injury suffered,”
and such further proceedings consistent with this opinion as may be
appropriate. Our resolution is based on
the available contempt sanctions; therefore, we do not discuss the breach of
contract claims as they are unnecessary to resolution of this appeal. See
By the Court.—Order reversed and cause remanded with directions.
No. |
2006AP803(C) |
¶25 FINE, J. (concurring). I agree with the Majority’s result and most of its opinion. In my view, the clear language of the statute, which the Majority quotes in ¶11, governs. Frisch v. Henrichs, 2007 WI 102, ___ Wis. 2d ___, 736 N.W.2d 85, as the Majority also notes in passing before its discussion in ¶19 n.6, of whether it should be applied retroactively, changed nothing. Under Wis. Stat. § 785.04(1)(a)’s forthright and unambiguous directive, the plaintiffs are entitled to be compensated for the losses and injuries they suffered as a result of Milwaukee’s clear and blatant contempt.
[1] The Legal Aid Society was later joined by the American Civil Liberties Union of Wisconsin Foundation and individual cooperating counsel, all of whom participated in this appeal.
[2] The individual defendants were sued in their representative capacities. Robert Kliesmet and Lev Baldwin served successively as Sheriff of Milwaukee County. The Secretary of the Wisconsin Department of Corrections (DOC), Michael J. Sullivan, was dismissed from this case after a settlement was reached between the DOC and the plaintiff class.
[3] The Honorable Thomas E. Donegan presided over the initial proceedings and approved the Consent Decree.
[4] The Honorable Clare L. Fiorenza presided over the later enforcement proceedings which are the subject of this appeal.
[5] All references to the Wisconsin Statutes are to the 2005-06 version unless otherwise noted.
[6] See Kurtz v. City of Waukesha, 91
Ordinarily the
announcement of a new “judicial holding” is retroactive unless it
“establish[es] a new principle of law, either by overruling clear past
precedent on which litigants may have relied, or by deciding an issue of first
impression whose resolution was not clearly foreshadowed,” and retroactive
application will either further or retard the policy announced, and will
“produce substantial inequitable results.”
Trinity Petroleum, Inc. v. Scott Oil Co., 2007 WI 88, ¶77, 302
[7] These supplemental statements were submitted under the authority of Wis. Stat. § 809.19(10). The submissions of both parties have been considered and were helpful to the court.
[8] The “traditional remedy” to which the County refers is apparently a separate civil action, either state or federal, for compensatory damages by each individual who was subjected to the conditions created by the County’s violation of the terms of the Consent Decree. Such a “traditional remedy” would encourage a party to ignore obligations of a consent decree if the only practical remedy was numerous individual lawsuits by all victims of the violations. We fail to see how that “traditional remedy” is either fair to the individual inmates who are class members harmed by the County’s actions here, or how such would be an efficient use of judicial resources, particularly when the remedy of contempt has no such obstacles to enforcement of the court’s order.
[9] The parties agreed that the violations of the thirty-hour rule ended in May 2004.